Parameter Optimization of a Discrete Scattering Model by Integration of Global Sensitivity Analysis Using SMAP Active and Passive Observations

Active and passive microwave signatures respond differently to the land surface and provide complementary information on the characteristics of the observed scenes. The objective of this paper is to explore the synergy of active radar and passive radiometer observations at the same spatial scale to constrain a discrete radiative transfer model, the Tor Vergata (TVG) model, to gain insights into the microwave scattering and emission mechanisms over grasslands. The TVG model can simultaneously simulate the backscattering coefficient and emissivity with a set of input parameters. To calibrate this model, in situ soil moisture and temperature data collected from the Maqu area in the northeastern region of the Tibetan Plateau, interpolated leaf area index (LAI) data from the Moderate Resolution Imaging Spectroradiometer LAI eight-day products, and concurrent and coincident Soil Moisture Active Passive (SMAP) radar and radiometer observations are used. Because this model needs numerous input parameters to be driven, the extended Fourier amplitude sensitivity test is first applied to conduct global sensitivity analysis (GSA) to select the sensitive and insensitive parameters. Only the most sensitive parameters are defined as free variables, to separately calibrate the active-only model (TVG-A), the passive-only model (TVG-P), and the active and passive combined model (TVG-AP). The accuracy of the calibrated models is evaluated by comparing the SMAP observations and the model simulations. The results show that TVG-AP can well reproduce the backscattering coefficient and brightness temperature, with correlation coefficients of 0.87, 0.89, 0.78, and 0.43 and root-mean-square errors of 0.49 dB, 0.52 dB, 7.20 K, and 10.47 K for σ HH⁰ , σ VV⁰ , TBH, and TBV, respectively. In contrast, TVG-A and TVG-P can only accurately model the backscattering coefficient and brightness temperature, respectively. Without any modifications of the calibrated parameters, the error metrics computed from the validation data are slightly worse than those of the calibration data. These results demonstrate the feasibility of the synergistic use of SMAP active radar and passive radiometer observations under the unified framework of a physical model. In addition, the results demonstrate the necessity and effectiveness of applying GSA in model optimization. It is expected that these findings can contribute to the development of model-based soil moisture retrieval methods using active and passive microwave remote sensing data

Simulation of SMAP and AMSR2 observations and estimation of multi-frequency vegetation optical depth using a discrete scattering model in the Tibetan grassland

Passive microwave observation at multiple frequencies has received increasing research interests due to its capability to provide comprehensive information of land surface properties. This paper contributes to the simulation of land surface emission and estimation of vegetation optical depth (VOD) at multiple frequencies using a discrete scattering model with a single set of model parameter values. Validity of the Tor Vergata (TVG) discrete scattering model in simultaneously reproducing the Soil Moisture Active Passive (SMAP) L-band (1.4 GHz) and Advanced Microwave Scanning Radiometer 2 (AMSR2) C- (6.925 GHz) and X-band (10.7 GHz) observations over the Tibetan grassland ecosystem is evaluated. Frequency-specific and multi-frequency calibration strategies are implemented to find the suitable set of model parameter values and to isolate the impact of frequency on parameter values. On this basis, the calibrated TVG model is further used to estimate the VOD, and to investigate the impact of microwave frequency and observation angle on the emission simulations and VOD parameterization. The results show that both frequency-specific and multi-frequency calibration strategies achieve comparable and reasonable simulations of SMAP and AMSR2 observations, confirming the feasibility of using an identical physically-based model (i.e. the calibrated TVG model) to simulate multi-frequency land emission driven by a single set of model parameter values. As such, the dependence of emission components and VOD on frequency can be elaborated after isolating the impact of frequency on parameter values. The VOD values derived from the TVG simulations generally increase with increasing frequency and can be linearly correlated to the LAI variations, while current satellite-based retrievals have almost the same magnitude at the L-, C-, and X-band. The explanation for this can be that the retrieved VOD is different from the theoretical definition. Sensitivity test performed using the calibrated TVG model further shows that polarization-dependence of VOD becomes more apparent with the increasing observation angle and frequency. New parameterization has thus been developed to characterize the dependence of VOD on the frequency, observation angle, and polarization for grassland based on the results of sensitivity test. This study may provide new insights in improving model of land emission and retrievals of SM and VOD with physical interpretability based on multi-frequency satellite observations.</p

Monitoring Water and Energy Cycles at Climate Scale in the Third Pole Environment (CLIMATE-TPE)

A better understanding of the water and energy cycles at climate scale in the Third Pole Environment is essential for assessing and understanding the causes of changes in the cryosphere and hydrosphere in relation to changes of plateau atmosphere in the Asian monsoon system and for predicting the possible changes in water resources in South and East Asia. This paper reports the following results: (1) A platform of in situ observation stations is briefly described for quantifying the interactions in hydrosphere-pedosphere-atmosphere-cryosphere-biosphere over the Tibetan Plateau. (2) A multiyear in situ L-Band microwave radiometry of land surface processes is used to develop a new microwave radiative transfer modeling system. This new system improves the modeling of brightness temperature in both horizontal and vertical polarization. (3) A multiyear (2001–2018) monthly terrestrial actual evapotranspiration and its spatial distribution on the Tibetan Plateau is generated using the surface energy balance system (SEBS) forced by a combination of meteorological and satellite data. (4) A comparison of four large scale soil moisture products to in situ measurements is presented. (5) The trajectory of water vapor transport in the canyon area of Southeast Tibet in different seasons is analyzed, and (6) the vertical water vapor exchange between the upper troposphere and the lower stratosphere in different seasons is presented

Evaluation of MERRA Land Surface Estimates in Preparation for the Soil Moisture Active Passive Mission

The authors evaluated several land surface variables from the Modern-Era Retrospective Analysis for Research and Applications (MERRA) product that are important for global ecological and hydrological studies, including daily maximum (Tmax) and minimum (Tmin) surface air temperatures, atmosphere vapor pressure deficit (VPD), incident solar radiation (SWrad), and surface soil moisture. The MERRA results were evaluated against in situ measurements, similar global products derived from satellite microwave [the Advanced Microwave Scanning Radiometer for Earth Observing System (EOS) (AMSR-E)] remote sensing and earlier generation atmospheric analysis [Goddard Earth Observing System version 4 (GEOS-4)] products. Relative to GEOS-4, MERRA is generally warmer (~0.5°C for Tmin and Tmax) and drier (~50 Pa for VPD) for low- and middle-latitude regions (\u3c50°N) associated with reduced cloudiness and increased SWrad. MERRA and AMSR-E temperatures show relatively large differences (\u3e3°C) in mountainous areas, tropical forest, and desert regions. Surface soil moisture estimates from MERRA (0–2-cm depth) and two AMSR-E products (~0–1-cm depth) are moderately correlated (R ~ 0.4) for middle-latitude regions with low to moderate vegetation biomass. The MERRA derived surface soil moisture also corresponds favorably with in situ observations (R = 0.53 ± 0.01, p \u3c 0.001) in the midlatitudes, where its accuracy is directly proportional to the quality of MERRA precipitation. In the high latitudes, MERRA shows inconsistent soil moisture seasonal dynamics relative to in situ observations. The study’s results suggest that satellite microwave remote sensing may contribute to improved reanalysis accuracy where surface meteorological observations are sparse and in cold land regions subject to seasonal freeze–thaw transitions. The upcoming NASA Soil Moisture Active Passive (SMAP) mission is expected to improve MERRA-type reanalysis accuracy by providing accurate global mapping of freeze–thaw state and surface soil moisture with 2–3-day temporal fidelity and enhanced (≤9 km) spatial resolution

Impact of fully coupled hydrology-atmosphere processes on atmosphere conditions: investigating the performance of the WRF-Hydro model in the Three River source region on the Tibetan Plateau, China

The newly developed WRF-Hydro model is a fully coupled atmospheric and hydrological processes model suitable for studying the intertwined atmospheric hydrological processes. This study utilizes the WRF-Hydro system on the Three-River source region. The Nash-Sutcliffe efficiency for the runoff simulation is 0.55 compared against the observed daily discharge amount of three stations. The coupled WRF-Hydro simulations are better than WRF in terms of six ground meteorological elements and turbulent heat flux, compared to the data from 14 meteorological stations located in the plateau residential area and two flux stations located around the lake. Although WRF-Hydro overestimates soil moisture, higher anomaly correlation coefficient scores (0.955 versus 0.941) were achieved. The time series of the basin average demonstrates that the hydrological module of WRF-hydro functions during the unfrozen period. The rainfall intensity and frequency simulated by WRF-Hydro are closer to global precipitation mission (GPM) data, attributed to higher convective available potential energy (CAPE) simulated by WRF-Hydro. The results emphasized the necessity of a fully coupled atmospheric-hydrological model when investigating land-atmosphere interactions on a complex topography and hydrology region

Long term soil moisture mapping over the Tibetan plateau using Special Sensor Microwave/Imager

This paper discusses soil moisture retrievals over the Tibetan Plateau from brightness temperature (TB's) observed by the Special Sensor Microwave Imagers (SSM/I's) during the warm seasons of the period from July 1987 to December 2008. The Fundamental Climate Data Record (FCDR) of F08, F11 and F13 SSM/I satellites by the Precipitation Research Group of Colorado State University is used for this study. A soil moisture retrieval algorithm is developed based on a radiative transfer model that simulates top-of-atmosphere TB's whereby effects of atmosphere are calculated from near-surface forcings obtained from a bias-corrected dataset. Validation of SSM/I retrievals against in situ measurements for a two-and-half year period (225 matchups) gives a Root Mean Squared Error of 0.046 m3 m−3. The agreement between retrievals and Noah simulations from the Global Land Data Assimilation System is investigated to further provide confidence in the reliability of SSM/I retrievals at the Plateau-scale. Normalised soil moisture anomalies (N) are computed on a warm seasonal (May–October) and on a monthly basis to analyse the trends present within the products available from July 1987 to December 2008. The slope of linear regression functions between N and time is used to quantify the trends. Both the warm season and monthly N indicate severe wettings of 0.8 to almost 1.6 decade−1 in the centre of the Plateau. Correlations are found by the trend with elevation for the warm season as a whole and the individual months May, September and October. The observed wetting of the Tibetan Plateau agrees with recent findings on permafrost retreat, precipitation increase and potential evapotranspiration decline

Désagrégation de l'humidité du sol issue des produits satellitaires micro-ondes passives et exploration de son utilisation pour l'amélioration de la modélisation et la prévision hydrologique

De plus en plus de produits satellitaires en micro-ondes passives sont disponibles. Cependant, leur large résolution spatiale (25-50 km) n’en font pas un outil adéquat pour des applications hydrologiques à une échelle locale telles que la modélisation et la prévision hydrologiques. Dans de nombreuses études, une désagrégation d’échelle de l’humidité du sol des produits satellites micro-ondes est faite puis validée avec des mesures in-situ. Toutefois, l’utilisation de ces données issues d’une désagrégation d’échelle n’a pas encore été pleinement étudiée pour des applications en hydrologie. Ainsi, l’objectif de cette thèse est de proposer une méthode de désagrégation d’échelle de l’humidité du sol issue de données satellitaires en micro-ondes passives (Satellite Passive Microwave Active and Passive - SMAP) à différentes résolutions spatiales afin d’évaluer leur apport sur l’amélioration potentielle des modélisations et prévisions hydrologiques. À partir d’un modèle de forêt aléatoire, une désagrégation d’échelle de l’humidité du sol de SMAP l’amène de 36-km de résolution initialement à des produits finaux à 9-, 3- et 1-km de résolution. Les prédicteurs utilisés sont à haute résolution spatiale et de sources différentes telles que Sentinel-1A, MODIS et SRTM. L'humidité du sol issue de cette désagrégation d’échelle est ensuite assimilée dans un modèle hydrologique distribué à base physique pour tenter d’améliorer les sorties de débit. Ces expériences sont menées sur les bassins versants des rivières Susquehanna (de grande taille) et Upper-Susquehanna (en comparaison de petite taille), tous deux situés aux États-Unis. De plus, le modèle assimile aussi des données d’humidité du sol en profondeur issue d’une extrapolation verticale des données SMAP. Par ailleurs, les données d’humidité du sol SMAP et les mesures in-situ sont combinées par la technique de fusion conditionnelle. Ce produit de fusion SMAP/in-situ est assimilé dans le modèle hydrologique pour tenter d’améliorer la prévision hydrologique sur le bassin versant Au Saumon situé au Québec. Les résultats montrent que l'utilisation de l’humidité du sol à fine résolution spatiale issue de la désagrégation d’échelle améliore la représentation de la variabilité spatiale de l’humidité du sol. En effet, le produit à 1- km de résolution fournit plus de détails que les produits à 3- et 9-km ou que le produit SMAP de base à 36-km de résolution. De même, l’utilisation du produit de fusion SMAP/ in-situ améliore la qualité et la représentation spatiale de l’humidité du sol. Sur le bassin versant Susquehanna, la modélisation hydrologique s’améliore avec l’assimilation du produit de désagrégation d’échelle à 9-km, sans avoir recours à des résolutions plus fines. En revanche, sur le bassin versant Upper-Susquehanna, c’est le produit avec la résolution spatiale la plus fine à 1- km qui offre les meilleurs résultats de modélisation hydrologique. L’assimilation de l’humidité du sol en profondeur issue de l’extrapolation verticale des données SMAP n’améliore que peu la qualité du modèle hydrologique. Par contre, l’assimilation du produit de fusion SMAP/in-situ sur le bassin versant Au Saumon améliore la qualité de la prévision du débit, même si celle-ci n’est pas très significative.Abstract: The availability of satellite passive microwave soil moisture is increasing, yet its spatial resolution (i.e., 25-50 km) is too coarse to use for local scale hydrological applications such as streamflow simulation and forecasting. Many studies have attempted to downscale satellite passive microwave soil moisture products for their validation with in-situ soil moisture measurements. However, their use for hydrological applications has not yet been fully explored. Thus, the objective of this thesis is to downscale the satellite passive microwave soil moisture (i.e., Satellite Microwave Active and Passive - SMAP) to a range of spatial resolutions and explore its value in improving streamflow simulation and forecasting. The random forest machine learning technique was used to downscale the SMAP soil moisture from 36-km to 9-, 3- and 1-km spatial resolutions. A combination of host of high-resolution predictors derived from different sources including Sentinel-1A, MODIS and SRTM were used for downscaling. The downscaled SMAP soil moisture was then assimilated into a physically-based distributed hydrological model for improving streamflow simulation for Susquehanna (larger in size) and Upper Susquehanna (relatively smaller in size) watersheds, located in the United States. In addition, the vertically extrapolated SMAP soil moisture was assimilated into the model. On the other hand, the SMAP and in-situ soil moisture were merged using the conditional merging technique and the merged SMAP/in-situ soil moisture was then assimilated into the model to improve streamflow forecast over the au Saumon watershed. The results show that the downscaling improved the spatial variability of soil moisture. Indeed, the 1-km downscaled SMAP soil moisture presented a higher spatial detail of soil moisture than the 3-, 9- or original resolution (36-km) SMAP product. Similarly, the merging of SMAP and in-situ soil moisture improved the accuracy as well as spatial representation soil moisture. Interestingly, the assimilation of the 9-km downscaled SMAP soil moisture significantly improved the accuracy of streamflow simulation for the Susquehanna watershed without the need of going to higher spatial resolution, whereas for the Upper Susquehanna watershed the 1-km downscaled SMAP showed better results than the coarser resolutions. The assimilation of vertically extrapolated SMAP soil moisture only slightly further improved the accuracy of the streamflow simulation. On the other hand, the assimilation of merged SMAP/in-situ soil moisture for the au Saumon watershed improved the accuracy of streamflow forecast, yet the improvement was not that significant. Overall, this study demonstrated the potential of satellite passive microwave soil moisture for streamflow simulation and forecasting