MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Efficient Radio Resource Allocation Schemes and Code Optimizations for High Speed Downlink Packet Access Transmission

An important enhancement on the Wideband Code Division Multiple Access (WCDMA) air interface of the 3G mobile communications, High Speed Downlink Packet Access (HSDPA) standard has been launched to realize higher spectral utilization efficiency. It introduces the features of multicode CDMA transmission and Adaptive Modulation and Coding (AMC) technique, which makes radio resource allocation feasible and essential. This thesis studies channel-aware resource allocation schemes, coupled with fast power adjustment and spreading code optimization techniques, for the HSDPA standard operating over frequency selective channel. A two-group resource allocation scheme is developed in order to achieve a promising balance between performance enhancement and time efficiency. It only requires calculating two parameters to specify the allocations of discrete bit rates and transmitted symbol energies in all channels. The thesis develops the calculation methods of the two parameters for interference-free and interference-present channels, respectively. For the interference-present channels, the performance of two-group allocation can be further enhanced by applying a clustering-based channel removal scheme. In order to make the two-group approach more time-efficient, reduction in matrix inversions in optimum energy calculation is then discussed. When the Minimum Mean Square Error (MMSE) equalizer is applied, optimum energy allocation can be calculated by iterating a set of eigenvalues and eigenvectors. By using the MMSE Successive Interference Cancellation (SIC) receiver, the optimum energies are calculated recursively combined with an optimum channel ordering scheme for enhancement in both system performance and time efficiency. This thesis then studies the signature optimization methods with multipath channel and examines their system performances when combined with different resource allocation methods. Two multipath-aware signature optimization methods are developed by applying iterative optimization techniques, for the system using MMSE equalizer and MMSE precoder respectively. A PAM system using complex signature sequences is also examined for improving resource utilization efficiency, where two receiving schemes are proposed to fully take advantage of PAM features. In addition by applying a short chip sampling window, a Singular Value Decomposition (SVD) based interference-free signature design method is presented

Techniques for enhancing the performance of communication systems employing spread-response precoding

Thesis (M.S.)--Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science, 1996.Includes bibliographical references (p. 65-66).by Soosan Beheshti.M.S

Parallel Interference Cancellation Based Turbo Space-Time Equalization in the SDMA Uplink

A novel Parallel Interference Cancellation (PIC) based turbo Space Time Equalizer (STE) structure designed for multiple antenna assisted uplink receivers is introduced. The proposed receiver structure allows the employment of non-linear type of detectors such as the Bayesian Decision Feedback (DF) assisted turbo STE or the Maximum Aposteriori (MAP) STE, while operating at a moderate computational cost. Receivers based on the proposed structure outperform the linear turbo detector benchmarker based on the Minimum Mean-Squared Error (MMSE) criterion, even if the latter aims for jointly detecting all transmitters’ signals. Additionally the PIC based receiver is capable of equalizing non-linear binary pre-coded channels. The performance difference between the presented algorithms is discussed using Extrinsic Information Transferfunction (EXIT) charts. Index Terms—PIC, EXIT chart, precoding, Bayesian, STE

The Error-Pattern-Correcting Turbo Equalizer

The error-pattern correcting code (EPCC) is incorporated in the design of a turbo equalizer (TE) with aim to correct dominant error events of the inter-symbol interference (ISI) channel at the output of its matching Viterbi detector. By targeting the low Hamming-weight interleaved errors of the outer convolutional code, which are responsible for low Euclidean-weight errors in the Viterbi trellis, the turbo equalizer with an error-pattern correcting code (TE-EPCC) exhibits a much lower bit-error rate (BER) floor compared to the conventional non-precoded TE, especially for high rate applications. A maximum-likelihood upper bound is developed on the BER floor of the TE-EPCC for a generalized two-tap ISI channel, in order to study TE-EPCC's signal-to-noise ratio (SNR) gain for various channel conditions and design parameters. In addition, the SNR gain of the TE-EPCC relative to an existing precoded TE is compared to demonstrate the present TE's superiority for short interleaver lengths and high coding rates.Comment: This work has been submitted to the special issue of the IEEE Transactions on Information Theory titled: "Facets of Coding Theory: from Algorithms to Networks". This work was supported in part by the NSF Theoretical Foundation Grant 0728676

Spatial modulation schemes and modem architectures for millimeter wave radio systems

The rapid growth of wireless industry opens the door to several use cases such as internet of things and device-to-device communications, which require boosting the reliability and the spectral efficiency of the wireless access network, while reducing the energy consumption at the terminals. The vast spectrum available in millimeter-wave (mmWave) frequency band is one of the most promising candidates to achieve high-speed communications. However, the propagation of the radio signals at high carrier frequencies suffers from severe path-loss which reduces the coverage area. Fortunately, the small wavelengths of the mmWave signals allow packing a large number of antennas not only at the base station (BS) but also at the user terminal (UT). These massive antenna arrays can be exploited to attain high beamforming and combining gains and overcome the path-loss associated with the mmWave propagation. In conventional (fully digital) multiple-input-multiple-output (MIMO) transceivers, each antenna is connected to a specific radio-frequency (RF) chain and high resolution analog-to-digital-converter. Unfortunately, these devices are expensive and power hungry especially at mmWave frequency band and when operating in large bandwidths. Having this in mind, several MIMO transceiver architectures have been proposed with the purpose of reducing the hardware cost and the energy consumption. Fully connected hybrid analog and digital precoding schemes were proposed in with the aim of replacing some of the conventional RF chains by energy efficient analog devices. These fully connected mapping requires many analog devices that leads to non-negligible energy consumption. Partially connected hybrid architectures have been proposed to improve the energy efficiency of the fully connected transceivers by reducing the number of analog devices. Simplifying the transceiver’s architecture to reduce the power consumption results in a degradation of the attained spectral efficiency. In this PhD dissertation, we propose novel modulation schemes and massive MIMO transceiver design to combat the challenges at the mmWave cellular systems. The structure of the doctoral manuscript can be expressed as In Chapter 1, we introduce the transceiver design challenges at mmWave cellular communications. Then, we illustrate several state of the art architectures and highlight their limitations. After that, we propose scheme that attains high-energy efficiency and spectrum efficiency. In chapter 2, first, we mathematically describe the state of the art of the SM and highlight the main challenges with these schemes when applied at mmWave frequency band. In order to combat these challenges (for example, high cost and high power consumption), we propose novel SM schemes specifically designed for mmWave massive MIMO systems. After that, we explain how these schemes can be exploited in attaining energy efficient UT architecture. Finally, we present the channel model, systems assumptions and the transceiver devices power consumption models. In chapter 3, we consider single user SM system. First, we propose downlink (DL) receive SM (RSM) scheme where the UT can be implemented with single or multiple radio-frequency chains and the BS can be fully digital or hybrid architecture. Moreover, we consider different precoders at the BS and propose low complexity and efficient antenna selection schemes for narrowband and wideband transmissions. After that, we propose joint uplink-downlink SM scheme where we consider RSM in the DL and transmit SM (TSM) in the UL based on energy efficient hybrid UT architecture. In chapter 4, we extend the SM system to the multi-user case. Specifically, we develop joint multi-user power allocation, user selection and antenna selection algorithms for the broadcast and the multiple access channels. Chapter 5 is presented for concluding the thesis and proposing future research directions.Considerando los altos requerimientos de los servicios de nueva generación, las infraestructuras de red actual se han visto obligadas a evolucionar en la forma de manejar los diferentes recursos de red y computación. Con este fin, nuevas tecnologías han surgido para soportar las funcionalidades necesarias para esta evolución, significando también un gran cambio de paradigma en el diseño de arquitecturas para la futura implementación de redes.En este sentido, este documento de tesis doctoral presenta un análisis sobre estas tecnologías, enfocado en el caso de redes inter/intra Data Centre. Por consiguiente, la introducción de tecnologías basadas en redes ópticas ha sido estudiada, con el fin de identificar problemas actuales que puedan llegar a ser solucionados mediante el diseño y aplicación de nuevas técnicas, asimismo como a través del desarrollo o la extensión de los componentes de arquitectura de red.Con este propósito, se han definido una serie de propuestas relacionadas con aspectos cruciales, así como el control de dispositivos ópticos por SDN para habilitar el manejo de redes híbridas, la necesidad de definir un mecanismo de descubrimiento de topologías ópticas capaz de exponer información precisa, y el analizar las brechas existentes para la definición de una arquitectura común en fin de soportar las comunicaciones 5G.Para validar estas propuestas, se han presentado una serie de validaciones experimentales por medio de escenarios de prueba específicos, demostrando los avances en control, orquestación, virtualización y manejo de recursos con el fin de optimizar su utilización. Los resultados expuestos, además de corroborar la correcta operación de los métodos y componentes propuestos, abre el camino hacia nuevas formas de adaptar los actuales despliegues de red respecto a los desafíos definidos en el inicio de una nueva era de las telecomunicaciones.Postprint (published version

Esquemas de pré-codificação IA com IB-DFE para sistemas MC-CDMA

Mestrado em Engenharia Eletrónica e TelecomunicaçõesTo achieve high bit rates, needed to meet the quality of service requirements of future multimedia applications, multi-carrier code division multiple access (MC-CDMA) has been considered as a candidate air-interface. Interference alignment (IA) is a promising technique that allows high capacity gains in interfering channels. On the other hand, iterative block decision feedback equalization (IB-DFE) based receivers can efficiently exploit the inherent space-frequency diversity of the MIMO MC-CDMA systems. In this thesis we proposed an IA precoding at the transmitter with IB-DFE based processing at the receiver for MC-CDMA systems. The IA precoding is applied at chip level instead of the data symbols level, as in the conventional IA based systems. The receiver is designed in two steps: first the equalizers based on zero forcing (ZF) or minimum mean square error (MMSE) are used to remove the aligned users´ interference. Then and after a whitening noise process, an IB-DFE based equalizer is designed to remove both the residual inter-user aligned and inter-carrier interferences. The results have shown that the obtained performance is very close to the one obtained by the optimal matched filter, with few iterations at the receiver side.Para atingir maiores ritmos de transmissão, as futures aplicações multimédia necessitam de atingir a qualidade de serviço necessária. Para isso, o multi-carrier code division multiple access (MC-CDMA) tem sido apontado como um forte candidato para interface ar dos futuros sistemas celulares. O Interference Alignment (IA) ou alinhamento de interferência é uma técnica promissora que permite ter altos ganhos de capacidade em canais com interferência. Por outro lado, temos receptores baseados no conceito iterative block decision feedback equalization(IB-DFE) que conseguem tirar partido, de uma forma eficiente, da inerente diversidade espaço-frequência dos sistemas MIMO MC-CDMA. Nesta dissertação é implementada uma pré-codificação baseada no conceito de IA considerando três transmissores (ou estações base) juntamente, com um processamento IB-DFE no receptor para sistemas MC-CDMA.A pré-codificação é aplicada ao nível de chip em vez de ser aplicado ao nível dos dados. O receptor é projectado em dois passos: em primeiro lugar equalizadores baseados em ZF ou em MMSE são utilizados para remover a interferência alinhada dos restantes utilizadores. De seguida, e após aplicar um processo de branqueamento do ruído ao sinal à saída do primeiro equalizador, um segundo equalizador baseado em IB-DFE é projectado para remover a interferência inter-utilizador residual e também a interferência residual entre portadoras. Os resultados obtidos mostraram-se satisfatórios na remoção da interferência obtendo-se um desempenho muito próximo do obtido considerando um filtro adaptado