Spectral and Energy Efficient Communication Systems and Networks

In this thesis, design and analysis of energy- and spectral-efficient communication and cellular systems in micro wave and millimeter wave bands are considered using the following system performance metrics: i) Energy efficiency; ii) Spectral efficiency; iii) Spatial spectral efficiency; iv) Spatial energy efficiency, and v) Bit error rate. Statistical channel distributions, Nakagami-m and Generalized-K, and path loss models, Line of Sight (LOS) and Non-Line of Sight (NLOS), are used to represent the propagation environment in these systems. Adaptive M-QAM and M-CPFSK communication systems are proposed to enhance their efficiency metrics as a function of Signal-to-Noise Ratio (SNR) over the channel. It is observed that in the adaptive M-QAM system energy efficiency can be improved by 0.214 bits/J whereas its spectral efficiency can be enhanced by 40%, for wide range of SNR compared to that of conventional M-QAM system. In case of adaptive M-CPFSK system, spectral and energy efficiencies can be increased by 33% and 76%, respectively. A framework for design and analysis of a cellular system, with omni and sectorized antenna systems at Base Station (BS), using its efficiency metrics and coverage probability is presented assuming wireless channel is Nakagami-m fading coupled with path loss and co-channel interference. It is noted that sectorized antenna system at BS enhances energy and spectral efficiencies by nearly 109% and 1.5 bits/s/Hz, respectively, compared to conventional omni antenna system. A Multi-User MIMO cellular system is then investigated and closed-form expressions for its uplink efficiency metrics are derived for fading and shadowing wireless channel environment. It is observed that increasing number of antennas in MIMO system at BS can significantly improve efficiency metrics of cellular system. Finally, a framework for design and analysis of dense mmWave cellular system, in 28 and 73 GHz bands, is presented for efficient utilization of spectrum and power of the system. The efficiency metrics of the system are evaluated for LOS and NLOS links. It is observed that while 28 GHz band is expedient for indoor cellular systems, the 73 GHz band is appropriate for outdoor systems

Enabling Technologies for Optical Data Center Networks: Spatial Division Multiplexing

With the continuously growing popularity of cloud services, the traffic volume inside the\ua0data\ua0centers is dramatically increasing. As a result, a scalable and efficient infrastructure\ua0for\ua0data\ua0center\ua0networks\ua0(DCNs) is required. The current\ua0optical\ua0DCNs using either individual fibers or fiber ribbons are costly, bulky, hard to manage, and not scalable.\ua0Spatial\ua0division\ua0multiplexing\ua0(SDM) based on multicore or multimode (few-mode) fibers is recognized as a promising technology to increase the\ua0spatial\ua0efficiency\ua0for\ua0optical\ua0DCNs, which opens a new way towards high capacity and scalability. This tutorial provides an overview of the components, transmission options, and interconnect architectures\ua0for\ua0SDM-based DCNs, as well as potential technical challenges and future directions. It also covers the co-existence of SDM and other\ua0multiplexing\ua0techniques, such as wavelength-division\ua0multiplexing\ua0and flexible spectrum\ua0multiplexing, in\ua0optical\ua0DCNs

Contributions to network planning and operation of Flex-Grid/SDM optical core networks

Premi Extraordinari de Doctorat, promoció 2018-2019. Àmbit de les TICThe ever demanding bandwidth requirements for supporting emerging telecom services such as ultra-high-definition video streaming, cloud computing, connected car, virtual/augmented reality, etc., bring to the fore the necessity to upgrade continuously the technology behind transport networks in order to keep pace with this exponential traffic growth. Thus, everything seems to indicate that fixed-grid Wavelength-Division Multiplexed (WDM) networks will be upgraded by adopting a flexible-grid, thus providing finer bandwidth allocation granularities, and therefore, increasing the Grade-of-Service by packing more information in the same spectral band of standard Single-Mode Fibers (SMFs). Nevertheless, unfortunately, the fundamental Shannon’s limit of SMFs is rapidly approaching, and, then, the research efforts to increase the SMFs' capacity will be useless. One solution to overcome this capacity crunch effect is to enable one extra dimension in addition to the frequency one, namely, the spatial dimension, thus deploying S parallel paths in order to multiply, in the best case, by S the capacity of SMF-based networks. However, additionally, it is necessary to decrease the cost and energy per bit in order to provide economically attractive solutions. For this purpose, a smooth upgrade path has to be carried out as new integrated devices and system components are developed for Space Division Multiplexing (SDM). This thesis is concentrated on the planning and operation of the combined flexible WDM and SDM networks (i.e., Flex-Grid/SDM networks) proposing several strategies aimed at optimizing network resources usage with hardware complexity analysis. For this purpose, firstly, network problems are carefully studied and stated, and then, mathematical and/or heuristic algorithms are designed and implemented in an optical network simulator. Specifically, after an introduction to the thesis, chapter 2 presents the background and related work. Next, chapter 3 concentrates on the study of spatially fixed Flex-Grid/SDM networks, i.e., when a rigid number of spatial channels are reserved per allocated traffic demand. In its turn, chapter 4 studies the case of Spectrally-Spatially Flexible Optical Networks (SS-FONs), as the ones providing the upper-bound network capacity. Costs and hardware requirements implied on providing this flexibility are analyzed. Network nodes aimed at reducing the cost of SS-FONs are presented and evaluated in chapter 5. Finally, this thesis ends with the presentation of the main contributions and future research work in chapter 6.La demanda de ancho de banda cada vez más exigente para soportar servicios de telecomunicación emergentes tales como la transmisión de video de alta calidad, computación en la nube, vehículo conectado, realidad virtual/aumentada, etc.…, ha puesto de manifiesto la necesidad de actualizar constantemente la tecnología detrás de las redes de transporte óptico con la finalidad de ir a la par de este incremento exponencial del tráfico. De esta manera, todo parece indicar que las redes basadas en la multiplexación por division de longitud de onda (Wavelength Division Multiplexing, WDM) de ancho espectral fijo serán actualizadas adoptando un ancho de banda espectral flexible, que ofrece asignaciones de ancho de banda con granularidad más fina acorde a las demandas de tráfico; y por lo tanto, incremanta el Grado de Servicio de la red, ya que se permite acomodar mayor información en la misma banda espectral de las fibras monomodo (Single Mode Fibers, SMFs). Sin embargo, desafortunadamente, el límite de Shannon de las fibras monomodo se está aproximando cada vez más, y cuando esto ocurra las investigaciones para incrementar la capacidad de las fibras monomodo serán infructuosas. Una posible solución para superar este colapso de las fibras monomodo es habilitar la dimensión espacial a más de la frecuencial, desplegando � caminos paralelos con la finalidad de multiplicar por � (en el mejor de los casos) la capacidad de las fibras monomodo. No obstante, es necesario disminuir el costo y la energía por bit con la finalidad de proveer soluciones comerciales atractivas. Para tal propósito debe llevarse a cabo una actualización moderada conforme nuevos dispositivos y componentes integrados son desarrollados para la implementación de la tecnología basada en la multiplexación por división de espacio (Space Division Multiplexing, SDM). Esta tesis se concentra en la planificación y operación de la combinación de las redes WDM flexibles y SDM (es decir, de las redes Flex-Grid/SDM) proponiendo varias estrategias dirigidas a optimizar el uso de los recursos de red junto con el análisis de la complejidad del hardware que viene acompañada. Para este fin, primeramente, los problemas de red son cuidadosamente estudiados y descritos. A continuación, se han diseñado e implementado algoritmos basados en programación lineal entera o heurísticas en un simulador de redes ópticas. Después de una introducción inicial, el capítulo 2 de esta tesis presenta el marco teórico sobre los conceptos tratados y los trabajos publicados anteriormente. A continuación, el capítulo 3 se concentra en el estudio de las redes Flex-Grid/SDM con la dimensión espacial rígida; es decir, cuando un número fijo de canales espaciales son reservados por cada demanda de tráfico establecida. Por su parte, el capítulo 4 estudia las redes Flex-Grid/SDM considerando flexibilidad tanto en el dominio espacial como espectral (Spectrally and Spatially Flexible Optical Networks, SS-FONs), las cuales proveerían la capacidad máxima de las redes SDM. Adicionalmente, los costos y requerimientos de hardware implicados en la provisión de esta flexibilidad son analizados. El capítulo 5 presenta la evaluación de nodos orientados a reducir los costos de las SS-FONs. Finalmente, el capítulo 6 expone las principales contribuciones y las posibles líneas de trabajo futuroEls requisits incessants d’ample de banda per al suport de nous serveis de telecomunicació, com poden ser la difusió en directe de vídeo de molt alta definició, la informàtica en el núvol, els cotxes intel·ligents connectats a la xarxa, la realitat virtual/augmentada, etc…, han exigit una millora contínua de les tecnologíes de les actuals xarxes de transport de dades. Tot sembla indicar que les xarxes de transport òptiques actuals, basades en la tecnologia de multiplexació per divisió de longitud d’ona (Wavelength Division Multiplexing, WDM) sobre un grid espectral rígid, hauran de ser reemplaçades per tecnologies òptiques més flexibles, amb una granularitat més fina a l’hora de suportar noves connexions, incrementat el grau de servei de les xarxes gràcies a aprofitament major de l’ample de banda espectral proporcionat per les fibres òptiques monomode (Single Mode Fibers, SMFs). Tanmateix, estem exhaurint ja la capacitat màxima de les fibres òptiques SMF segons ens indica el límit fonamental de Shannon. Per tant, qualsevol esforç enfocat a millorar la capacitat d’aquestes xarxes basades en SMFs pot acabar sent infructuós. Una possible solució per superar aquestes limitacions de capacitat és explorar la dimensió espacial, a més de l’espectral, desplegant camins en paral·lel per tal de multiplicar per , en el millor cas, la capacitat de les SMFs. Tot i això, és necessari reduir el cost i el consum energètic per bit transmès, per tal de proporcionar solucions econòmicament viables. Amb aquest propòsit, pot ser necessària una migració progressiva, a mesura que es desenvolupen nous dispositius i components per aquesta nova tecnologia de multiplexació per divisió espacial (Spatial Division Multiplexing, SDM). La present tesi es centra en la planificació i operació de xarxes òptiques de nova generació que combinin tecnologies de xarxa WDM flexible i SDM (és a dir, xarxes Flex-Grid/SDM), proposant estratègies per a l’optimització de l’ús dels recursos de xarxa i, en definitiva, el seu cost (CapEx). Amb aquest propòsit, s’analitzen en primer moment els problemes adreçats. Tot seguit, es dissenyen algorismes per tal de solucionar-los, basats en tècniques de programació matemàtica i heurístiques, els quals s’implementen i es proven en un simulador de xarxa òptica. Després d’una introducció inicial, el capítol 2 d’aquesta tesi presenta tots els conceptes tractats i treballs relacionats publicats amb anterioritat. Tot seguit, el capítol 3 es centra en l’estudi de les xarxes Flex-Grid/SDM fixes en el domini espai, és a dir, on sempre es reserva un nombre rígid de canals espacials per qualsevol demanda suportada. El capítol 4 estudia les xarxes flexibles en els dominis espectrals i espacials (Spectrally-Spatially Flexible Optical Nextworks, SS-FONs), com aquelles que poden proporcionar una capacitat de xarxa màxima. En aquest context, s’analitzen els requeriments en termes de cost i hardware per tal de proporcionar aquesta flexibilitat. Llavors, en el capítol 6 es presenten opcions de node de xarxa capaces de reduir els costos de les xarxes SS-FONs. Finalment, en el capítol 7 es repassen totes les contribucions de la tesi, així com posibles línies de treball futurAward-winningPostprint (published version

Modulation Format, Core and Spectrum Assignment in a Multicore Optical Link with and without MIMO Receivers

We study the modulation format, core and spectrum assignment problem in a multi-core flexi-grid optical link, under the assumption that MIMO receivers can operate on various core subsets and considering distance-adaptive reaches for different modulation formats. We show results obtained following an optimization approach, comparing scenarios with and without the use of MIMO transmission

Implementable Wireless Access for B3G Networks - III: Complexity Reducing Transceiver Structures

This article presents a comprehensive overview of some of the research conducted within Mobile VCE’s Core Wireless Access Research Programme,1 a key focus of which has naturally been on MIMO transceivers. The series of articles offers a coherent view of how the work was structured and comprises a compilation of material that has been presented in detail elsewhere (see references within the article). In this article MIMO channel measurements, analysis, and modeling, which were presented previously in the first article in this series of four, are utilized to develop compact and distributed antenna arrays. Parallel activities led to research into low-complexity MIMO single-user spacetime coding techniques, as well as SISO and MIMO multi-user CDMA-based transceivers for B3G systems. As well as feeding into the industry’s in-house research program, significant extensions of this work are now in hand, within Mobile VCE’s own core activity, aiming toward securing major improvements in delivery efficiency in future wireless systems through crosslayer operation

mm-Wave Data Transmission and Measurement Techniques: A Holistic Approach

The ever-increasing demand on data services places unprecedented technical requirements on networks capacity. With wireless systems having significant roles in broadband delivery, innovative approaches to their development are imperative. By leveraging new spectral resources available at millimeter-wave (mm-wave) frequencies, future systems can utilize new signal structures and new system architectures in order to achieve long-term sustainable solutions.This thesis proposes the holistic development of efficient and cost-effective techniques and systems which make high-speed data transmission at mm-wave feasible. In this paradigm, system designs, signal processing, and measurement techniques work toward a single goal; to achieve satisfactory system level key performance indicators (KPIs). Two intimately-related objectives are simultaneously addressed: the realization of efficient mm-wave data transmission and the development of measurement techniques to enable and assist the design and evaluation of mm-wave circuits.The standard approach to increase spectral efficiency is to increase the modulation order at the cost of higher transmission power. To improve upon this, a signal structure called spectrally efficient frequency division multiplexing (SEFDM) is utilized. SEFDM adds an additional dimension of continuously tunable spectral efficiency enhancement. Two new variants of SEFDM are implemented and experimentally demonstrated, where both variants are shown to outperform standard signals.A low-cost low-complexity mm-wave transmitter architecture is proposed and experimentally demonstrated. A simple phase retarder predistorter and a frequency multiplier are utilized to successfully generate spectrally efficient mm-wave signals while simultaneously mitigating various issues found in conventional mm-wave systems.A measurement technique to characterize circuits and components under antenna array mutual coupling effects is proposed and demonstrated. With minimal setup requirement, the technique effectively and conveniently maps prescribed transmission scenarios to the measurement environment and offers evaluations of the components in terms of relevant KPIs in addition to conventional metrics.Finally, a technique to estimate transmission and reflection coefficients is proposed and demonstrated. In one variant, the technique enables the coefficients to be estimated using wideband modulated signals, suitable for implementation in measurements performed under real usage scenarios. In another variant, the technique enhances the precision of noisy S-parameter measurements, suitable for characterizations of wideband mm-wave components