A Generalized Spatial Correlation Model for 3D MIMO Channels based on the Fourier Coefficients of Power Spectrums

Previous studies have confirmed the adverse impact of fading correlation on the mutual information (MI) of two-dimensional (2D) multiple-input multiple-output (MIMO) systems. More recently, the trend is to enhance the system performance by exploiting the channel's degrees of freedom in the elevation, which necessitates the derivation and characterization of three-dimensional (3D) channels in the presence of spatial correlation. In this paper, an exact closed-form expression for the Spatial Correlation Function (SCF) is derived for 3D MIMO channels. This novel SCF is developed for a uniform linear array of antennas with nonisotropic antenna patterns. The proposed method resorts to the spherical harmonic expansion (SHE) of plane waves and the trigonometric expansion of Legendre and associated Legendre polynomials. The resulting expression depends on the underlying arbitrary angular distributions and antenna patterns through the Fourier Series (FS) coefficients of power azimuth and elevation spectrums. The novelty of the proposed method lies in the SCF being valid for any 3D propagation environment. The developed SCF determines the covariance matrices at the transmitter and the receiver that form the Kronecker channel model. In order to quantify the effects of correlation on the system performance, the information-theoretic deterministic equivalents of the MI for the Kronecker model are utilized in both mono-user and multi-user cases. Numerical results validate the proposed analytical expressions and elucidate the dependence of the system performance on azimuth and elevation angular spreads and antenna patterns. Some useful insights into the behaviour of MI as a function of downtilt angles are provided. The derived model will help evaluate the performance of correlated 3D MIMO channels in the future.Comment: Accepted in IEEE Transactions on signal processin

On Limits of Multi-Antenna Wireless Communications in Spatially Selective Channels

Multiple-Input Multiple-Output (MIMO) communications systems using multiantenna arrays simultaneously during transmission and reception have generated significant interest in recent years. Theoretical work in the mid 1990?s showed the potential for significant capacity increases in wireless channels via spatial multiplexing with sparse antenna arrays and rich scattering environments. However, in reality the capacity is significantly reduced when the antennas are placed close together, or the scattering environment is sparse, causing the signals received by different antennas to become correlated, corresponding to a reduction of the effective number of sub-channels between transmit and receive antennas. ¶ By introducing the previously ignored spatial aspects, namely the antenna array geometry and the scattering environment, into a novel channel model new bounds and fundamental limitations to MIMO capacity are derived for spatially constrained, or spatially selective, channels. A theoretically derived capacity saturation point is shown to exist for spatially selective MIMO channels, at which there is no capacity growth with increasing numbers of antennas. Furthermore, it is shown that this saturation point is dependent on the shape, size and orientation of the spatial volumes containing the antenna arrays along with the properties of the scattering environment. ¶ This result leads to the definition of an intrinsic capacity between separate spatial volumes in a continuous scattering environment, which is an upper limit to communication between the volumes that can not be increased with increasing numbers of antennas within. It is shown that there exists a fundamental limit to the information theoretic capacity between two continuous volumes in space, where using antenna arrays is simply one choice of implementation of a more general spatial signal processing underlying all wireless communication systems

MIMO Channel Correlation in General Scattering Environments

This paper presents an analytical model for the fading channel correlation in general scattering environments. In contrast to the existing correlation models, our new approach treats the scattering environment as non-separable and it is modeled using a bi-angular power distribution. The bi-angular power distribution is parameterized by the mean departure and arrival angles, angular spreads of the univariate angular power distributions at the transmitter and receiver apertures, and a third parameter, the covariance between transmit and receive angles which captures the statistical interdependency between angular power distributions at the transmitter and receiver apertures. When this third parameter is zero, this new model reduces to the well known "Kronecker" model. Using the proposed model, we show that Kronecker model is a good approximation to the actual channel when the scattering channel consists of a single scattering cluster. In the presence of multiple remote scattering clusters we show that Kronecker model over estimates the performance by artificially increasing the number of multipaths in the channel.Comment: Australian Communication Theory Workshop Proceedings 2006, Perth Western Australia. (accepted