Full-duplex wireless communications: challenges, solutions and future research directions

The family of conventional half-duplex (HD) wireless systems relied on transmitting and receiving in different time-slots or frequency sub-bands. Hence the wireless research community aspires to conceive full-duplex (FD) operation for supporting concurrent transmission and reception in a single time/frequency channel, which would improve the attainable spectral efficiency by a factor of two. The main challenge encountered in implementing an FD wireless device is the large power difference between the self-interference (SI) imposed by the device’s own transmissions and the signal of interest received from a remote source. In this survey, we present a comprehensive list of the potential FD techniques and highlight their pros and cons. We classify the SI cancellation techniques into three categories, namely passive suppression, analog cancellation and digital cancellation, with the advantages and disadvantages of each technique compared. Specifically, we analyse the main impairments (e.g. phase noise, power amplifier nonlinearity as well as in-phase and quadrature-phase (I/Q) imbalance, etc.) that degrading the SI cancellation. We then discuss the FD based Media Access Control (MAC)-layer protocol design for the sake of addressing some of the critical issues, such as the problem of hidden terminals, the resultant end-to-end delay and the high packet loss ratio (PLR) due to network congestion. After elaborating on a variety of physical/MAC-layer techniques, we discuss potential solutions conceived for meeting the challenges imposed by the aforementioned techniques. Furthermore, we also discuss a range of critical issues related to the implementation, performance enhancement and optimization of FD systems, including important topics such as hybrid FD/HD scheme, optimal relay selection and optimal power allocation, etc. Finally, a variety of new directions and open problems associated with FD technology are pointed out. Our hope is that this treatise will stimulate future research efforts in the emerging field of FD communication

In-band-full-duplex integrated access and backhaul enabled next generation wireless networks

In sixth generation (6G) wireless networks, the severe traffic congestion in the microwave frequencies motivates the exploration of the large available bandwidth in the millimetre-wave (mmWave) frequencies to achieve higher network capacity and data rate. Since large-scale antenna arrays and dense base station deployment are required, the hybrid beamforming architecture and the recently proposed integrated access and backhaul (IAB) networks become potential candidates for providing cost and hardware-friendly techniques for 6G wireless networks. In addition, in-band-full-duplex (IBFD) has been recently paid much more research attention since it can make the transmission and reception occur in the same time and frequency band, which nearly doubles the communication spectral efficiency (SE) compared with state-of-the-art half-duplex (HD) systems. Since 6G will explore sensing as its new capability, future wireless networks can go far beyond communications. Motivated by this, the development of integrated sensing and communications (ISAC) systems, where radar and communication systems share the same spectrum resources and hardware, has become one of the major goals in 6G. This PhD thesis focuses on the design and analysis of IBFD-IAB wireless networks in the frequency range 2 (FR2) band (≥ 24.250 GHz) at mmWave frequencies for the potential use in 6G. Firstly, we develop a novel design for the single-cell FR2-IBFD-IAB networks with subarray-based hybrid beamforming, which can enhance the SE and coverage while reducing the latency. The radio frequency (RF) beamformers are obtained via RF codebooks given by a modified matrix-wise Linde-Buzo-Gray (LBG) algorithm. The self-interference (SI) is cancelled in three stages, where the first stage of antenna isolation is assumed to be successfully deployed. The second stage consists of the optical domain-based RF cancellation, where cancellers are connected with the RF chain pairs. The third stage is comprised of the digital cancellation via successive interference cancellation followed by minimum mean-squared error (MSE) baseband receiver. Multiuser interference in the access link is cancelled by zero-forcing at the IAB-node transmitter. The proposed codebook algorithm avoids undesirable low-rank behaviour, while the proposed staged-SI cancellation (SIC) shows satisfactory cancellation performance in the wideband IBFD scenario. However, the system performance can be affected by the hardware impairments (HWI) and RF effective channel estimation errors. Secondly, we study an FR2-IBFD-ISAC-IAB network for vehicle-to-everything communications, where the IAB-node acts as a roadside unit performing sensing and communication simultaneously (i.e., at the same time and frequency band). The SI due to the IBFD operation will be cancelled in the propagation, analogue, and digital domains; only the residual SI (RSI) is reserved for performance analysis. Considering the subarray-based hybrid beamforming structure, including HWI and RF effective SI channel estimation error, the unscented Kalman filter is used for tracking multiple vehicles in the studied scenario. The proposed system shows an enhanced SE compared with the HD system, and the tracking MSEs averaged across all vehicles of each state parameter are close to their posterior Cramér-Rao lower bounds. Thirdly, we analyse the performance of the multi-cell wideband single-hop backhaul FR2-IBFD-IAB networks by using stochastic geometry analysis. We model the wired-connected next generation NodeBs (gNBs) as the Matérn hard-core point process (MHCPP) to meet the real-world deployment requirement and reduce the cost caused by wired connection in the network. We first derive association probabilities that reflect how likely the typical user-equipment is served by a gNB or an IAB-node based on the maximum long-term averaged biased-received-desired-signal power criteria. Further, by leveraging the composite Gamma-Lognormal distribution, we derive results for the signal to interference plus noise ratio coverage, capacity with outage, and ergodic capacity of the network. In order to assess the impact of noise, we consider the sidelobe gain on inter-cell interference links and the analogue to digital converter quantization noise. Compared with the HD transmission, the designated system shows an enhanced capacity when the SIC operates successfully. We also study how the power bias and density ratio of the IAB-node to gNB, and the hard-core distance can affect system performance. Overall, this thesis aims to contribute to the research efforts of shaping the 6G wireless networks by designing and analysing the FR2-IBFD-IAB inspired networks in the FR2 band at mmWave frequencies that will be potentially used in 6G for both communication only and ISAC scenarios

On the feasibility and applications of in-band full-duplex radios for future wireless networks

Due to the continuous increase of the demands for the wireless network’s capacity, in-band full-duplex (IBFD) has recently become a key research topic due to its potential to double spectral efficiency, reduce latency, enhance emerging applications, etc., by transmitting and receiving simultaneously over the same channel. Meanwhile, many studies in the literature experimentally demonstrated the feasibility of IBFD radios, which leads to the belief that it is possible to introduce IBFD in the standard of the next-generation networks. Therefore, in this thesis, we timely study the feasibility of IBFD and investigate its advantages for emerging applications in future networks. In the first part, we investigate the interference suppression methods to maximize the IBFD gain by minimizing the effects of self-interference (SI) and co-channel interference (CCI). To this end, we first study a 3-step self-interference cancellation (SIC) scheme. We focus on the time domain-based analog canceller and nonlinear digital canceller, explaining their rationale, demonstrating their effectiveness, and finding the optimal design by minimizing the residual effects. To break the limitation of conventional electrical radio frequency (RF) cancellers, we study the photonic-assisted canceller (PAC) and propose a new design, namely a fiber array-based canceller. We propose a new low-complexity tuning algorithm for the PAC. The effectiveness of the proposed fiber array canceller is demonstrated via simulations. Furthermore, we construct a prototype of the fiber array canceller with two taps and carry out experiments in real-world environments. Results show that the 3-step cancellation scheme can bring the SI close to the receiver's noise floor. Then, we consider the multiple-input multiple-output (MIMO) scenarios, proposing to employ hybrid RF-digital beamforming to reduce the implementation cost and studying its effects on the SIC design. Additionally, we propose a user allocation algorithm to reduce the CCI from the physical layer. A heterogeneous industrial Internet of Things (IIoT) scenario is considered, while the proposed algorithm can be generalized by modifying the parameters to fit any other network. In the second part, we study the beamforming schemes for IBFD multi-cell multi-user (IBFD-MCMU) networks. The transceiver hardware impairments (HWIs) and channel uncertainty are considered for robustness. We first enhance zero-forcing (ZF) and maximum ratio transmission and combining (MRTC) beamforming to be compatible with IBFD-MCMU networks in the presence of multi-antenna users. Then, we study beamforming for SIC, which is challenging for MCMU networks due to the limited antennas but complex interference. We propose a minimum mean-squared error (MMSE)-based scheme to enhance the SIC performance while minimizing its effects on the sum rate. Furthermore, we investigate a robust joint power allocation and beamforming (JPABF) scheme, which approaches the performance of existing optimal designs with reduced complexity. Their performance is evaluated and compared through 3GPP-based simulations. In the third part, we investigate the advantages of applying IBFD radios for physical layer security (PLS). We focus on a channel frequency response (CFR)-based secret key generation (SKG) scheme in MIMO systems. We formulate the intrinsic imperfections of IBFD radios (e.g., SIC overheads and noise due to imperfect SIC) and derive their effects on the probing errors. Then we derive closed-form expressions for the secret key capacity (SKC) of the SKG scheme in the presence of a passive eavesdropper. We analyze the asymptotic behavior of the SKC in the high-SNR regime and reveal the fundamental limits for IBFD and half-duplex (HD) radios. Based on the asymptotic SKC, numerical results illustrate that effective analog self-interference cancellation (ASIC) is the basis for IBFD to gain benefits over HD. Additionally, we investigate essential processing for the CFR-based SKG scheme and verify its effectiveness via simulations and the National Institute of Standards and Technology (NIST) test. In the fourth part, we consider a typical application of IBFD radios: integrated sensing and communication (ISAC). To provide reliable services in high-mobility scenarios, we introduce orthogonal time frequency space (OTFS) modulation and develop a novel framework for OTFS-ISAC. We give the channel representation in different domains and reveal the limitations and disadvantages of existing ISAC frameworks for OTFS waveforms and propose a novel radar sensing method, including a conventional MUSIC algorithm for angle estimation and a delay-time domain-based range and velocity estimator. Additionally, we study the communication design based on the estimated radar sensing parameters. To enable reliable IBFD radios in high-mobility scenarios, a SIC scheme compatible with OTFS and rapidly-changing channels is proposed, which is lacking in the literature. Numerical results demonstrate that the proposed ISAC waveform and associated estimation algorithm can provide both reliable communications and accurate radar sensing with reduced latency, improved spectral efficiency, etc

Algorithms and Experimentation for Future Wireless Networks: From Internet-of-Things to Full-Duplex

Future and next-generation wireless networks are driven by the rapidly growing wireless traffic stemming from diverse services and applications, such as the Internet-of-Things (IoT), virtual reality, autonomous vehicles, and smart intersections. Many of these applications require massive connectivity between IoT devices as well as wireless access links with ultra-high bandwidth (Gbps or above) and ultra-low latency (10ms or less). Therefore, realizing the vision of future wireless networks requires significant research efforts across all layers of the network stack. In this thesis, we use a cross-layer approach and focus on several critical components of future wireless networks including IoT systems and full-duplex (FD) wireless, and on experimentation with advanced wireless technologies in the NSF PAWR COSMOS testbed. First, we study tracking and monitoring applications in the IoT and focus on ultra-low-power energy harvesting networks. Based on realistic hardware characteristics, we design and optimize Panda, a centralized probabilistic protocol for maximizing the neighbor discovery rate between energy harvesting nodes under a power budget. Via testbed evaluation using commercial off-the-shelf energy harvesting nodes, we show that Panda outperforms existing protocols by up to 3x in terms of the neighbor discovery rate. We further explore this problem and consider a general throughput maximization problem among a set of heterogeneous energy-constrained ultra-low-power nodes. We analytically identify the theoretical fundamental limits of the rate at which data can be exchanged between these nodes, and design the distributed probabilistic protocol, EconCast, which approaches the maximum throughput in the limiting sense. Performance evaluations of EconCast using both simulations and real-world experiments show that it achieves up to an order of magnitude higher throughput than Panda and other known protocols. We then study FD wireless - simultaneous transmission and reception at the same frequency - a key technology that can significantly improve the data rate and reduce communication latency by employing self-interference cancellation (SIC). In particular, we focus on enabling FD on small-form-factor devices leveraging the technique of frequency-domain equalization (FDE). We design, model, and optimize the FDE-based RF canceller, which can achieve >50dB RF SIC across 20MHz bandwidth, and experimentally show that our prototyped FD radios can achieve a link-level throughput gain of 1.85-1.91x. We also focus on combining FD with phased arrays, employing optimized transmit and receive beamforming, where the spatial degrees of freedom in multi-antenna systems are repurposed to achieve wideband RF SIC. Moving up in the network stack, we study heterogeneous networks with half-duplex and FD users, and develop the novel Hybrid-Greedy Maximum Scheduling (H-GMS) algorithm, which achieves throughput optimality in a distributed manner. Analytical and simulation results show that H-GMS achieves 5-10x better delay performance and improved fairness compared with state-of-the-art approaches. Finally, we described experimentation and measurements in the city-scale COSMOS testbed being deployed in West Harlem, New York City. COSMOS' key building blocks include software-defined radios, millimeter-wave radios, a programmable optical network, and edge cloud, and their convergence will enable researchers to remotely explore emerging technologies in a real world environment. We provide a brief overview of the testbed and focus on experimentation with advanced technologies, including the integrating of open-access FD radios in the testbed and a pilot study on converged optical-wireless x-haul networking for cloud radio access networks (C-RANs). We also present an extensive 28GHz channel measurements in the testbed area, which is a representative dense urban canyon environment, and study the corresponding signal-to-noise ratio (SNR) coverage and achievable data rates. The results of this part helped drive and validate the design of the COSMOS testbed, and can inform further deployment and experimentation in the testbed. In this thesis, we make several theoretical and experimental contributions to ultra-low-power energy harvesting networks and the IoT, and FD wireless. We also contribute to the experimentation and measurements in the COSMOS advanced wireless testbed. We believe that these contributions are essential to connect fundamental theory to practical systems, and ultimately to real-world applications, in future wireless networks

Analysis and Design of Joint Communication and Sensing for Wireless Cellular Networks

Joint communication and sensing (JCAS) has emerged as an important piece of technology that will radically change ordinary wireless communication and radar systems. This research area, which has significantly grown over the last decade, aims to develop integrated systems that can provide both communication and sensing/radar functionalities simultaneously. The convergence of both systems into the same joint platform facilitates a more efficient use of the hardware and spectrum resources, enabling new civilian and professional applications. This thesis focuses on the integration of JCAS functionalities into mobile cellular networks, such as fifth-generation new radio (5G NR) and sixth generation (6G) communication systems, which are developing toward higher frequency ranges at millimeter-wave (mm-wave) bands, coming with wider bandwidths, and have massive antenna arrays, providing a great framework to develop sensing functionalities. By implementing JCAS, the different nodes of the cellular network, such as the base station and user equipment, can sense and reconstruct their surroundings. However, the JCAS operation yields multiple design challenges that need to be addressed. To this end, this thesis aims to develop novel algorithms in two relevant research areas that comprise self-interference (SI) cancellation and beamforming optimization techniques for JCAS systems. This work analyzes the potential sensing performance of mobile cellular networks, proposing a joint framework and identifying the main radar processing techniques to support JCAS. The fundamental SI challenge stemming from the simultaneous operation of the transmitter and receiver is investigated, and different JCAS cancellation techniques are proposed. The performance and feasibility of the proposed JCAS system is evaluated through simulation and measurement experiments at different frequency bands and scenarios, identifying mm-wave frequencies as the key enabler for future JCAS systems. Alternative antenna architectures and beamforming methods for mm-wave JCAS platforms are proposed by considering both communication and sensing requirements. Specifically, this thesis proposes novel beamforming methods that provide multiple beams, supporting efficient beamformed communications while an additional beam senses the environment simultaneously. In addition, the proposed beam-forming algorithms address the SI challenge by implementing an efficient spatial suppression scheme to suppress the direct transmitter–receiver coupling

Mobile and Wireless Communications

Mobile and Wireless Communications have been one of the major revolutions of the late twentieth century. We are witnessing a very fast growth in these technologies where mobile and wireless communications have become so ubiquitous in our society and indispensable for our daily lives. The relentless demand for higher data rates with better quality of services to comply with state-of-the art applications has revolutionized the wireless communication field and led to the emergence of new technologies such as Bluetooth, WiFi, Wimax, Ultra wideband, OFDMA. Moreover, the market tendency confirms that this revolution is not ready to stop in the foreseen future. Mobile and wireless communications applications cover diverse areas including entertainment, industrialist, biomedical, medicine, safety and security, and others, which definitely are improving our daily life. Wireless communication network is a multidisciplinary field addressing different aspects raging from theoretical analysis, system architecture design, and hardware and software implementations. While different new applications are requiring higher data rates and better quality of service and prolonging the mobile battery life, new development and advanced research studies and systems and circuits designs are necessary to keep pace with the market requirements. This book covers the most advanced research and development topics in mobile and wireless communication networks. It is divided into two parts with a total of thirty-four stand-alone chapters covering various areas of wireless communications of special topics including: physical layer and network layer, access methods and scheduling, techniques and technologies, antenna and amplifier design, integrated circuit design, applications and systems. These chapters present advanced novel and cutting-edge results and development related to wireless communication offering the readers the opportunity to enrich their knowledge in specific topics as well as to explore the whole field of rapidly emerging mobile and wireless networks. We hope that this book will be useful for students, researchers and practitioners in their research studies

Non-coherent successive relaying and cooperation: principles, designs, and applications

Cooperative communication is capable of forming a virtual antenna array for each node (user) in a network by allowing the nodes (users) to relay the messages of others to the destination. Such a relay aided network may be viewed as a distributed multiple-input multiple-output (MIMO) system relying on the spatially distributed single antennas of the cooperating mobiles, which avoids the correlation of the antenna elements routinely encountered in conventional MIMO systems and hence attains the maximum achievable diversity gain. Therefore, the family of cooperative communication techniques may be regarded as a potential solution for future wireless networks. However, constrained by the half-duplex transmit/receive mode of most practical transceivers, the cooperative networks may impose a severe 50% throughput loss. As a remedy, successive relaying can be employed, which is capable of mimicking a full-duplex relay and thereby recovering much of the 50% throughput loss. Furthermore, for the sake of bypassing power-hungry and potentially excessive-complexity channel estimation, noncoherent detection techniques may be employed for multiple-antenna aided systems, because estimating all the associated channels may become unrealistic. Explicitly, the mobile-stations acting as relays cannot be realistically expected to estimate the source-to-relay channels. In order to motivate further research on noncoherent successive relaying aided systems, a comprehensive review of its basic concepts, fundamental principles, practical transceiver designs and open challenges is provide