A survey on hybrid beamforming techniques in 5G : architecture and system model perspectives

The increasing wireless data traffic demands have driven the need to explore suitable spectrum regions for meeting the projected requirements. In the light of this, millimeter wave (mmWave) communication has received considerable attention from the research community. Typically, in fifth generation (5G) wireless networks, mmWave massive multiple-input multiple-output (MIMO) communications is realized by the hybrid transceivers which combine high dimensional analog phase shifters and power amplifiers with lower-dimensional digital signal processing units. This hybrid beamforming design reduces the cost and power consumption which is aligned with an energy-efficient design vision of 5G. In this paper, we track the progress in hybrid beamforming for massive MIMO communications in the context of system models of the hybrid transceivers' structures, the digital and analog beamforming matrices with the possible antenna configuration scenarios and the hybrid beamforming in heterogeneous wireless networks. We extend the scope of the discussion by including resource management issues in hybrid beamforming. We explore the suitability of hybrid beamforming methods, both, existing and proposed till first quarter of 2017, and identify the exciting future challenges in this domain

Millimeter Wave Systems for Wireless Cellular Communications

This thesis considers channel estimation and multiuser (MU) data transmission for massive MIMO systems with fully digital/hybrid structures in mmWave channels. It contains three main contributions. In this thesis, we first propose a tone-based linear search algorithm to facilitate the estimation of angle-of-arrivals of the strongest components as well as scattering components of the users at the base station (BS) with fully digital structure. Our results show that the proposed maximum-ratio transmission (MRT) based on the strongest components can achieve a higher data rate than that of the conventional MRT, under the same mean squared errors (MSE). Second, we develop a low-complexity channel estimation and beamformer/precoder design scheme for hybrid mmWave systems. In addition, the proposed scheme applies to both non-sparse and sparse mmWave channel environments. We then leverage the proposed scheme to investigate the downlink achievable rate performance. The results show that the proposed scheme obtains a considerable achievable rate of fully digital systems. Taking into account the effect of various types of errors, we investigate the achievable rate performance degradation of the considered scheme. Third, we extend our proposed scheme to a multi-cell MU mmWave MIMO network. We derive the closed-form approximation of the normalized MSE of channel estimation under pilot contamination over Rician fading channels. Furthermore, we derive a tight closed-form approximation and the scaling law of the average achievable rate. Our results unveil that channel estimation errors, the intra-cell interference, and the inter-cell interference caused by pilot contamination over Rician fading channels can be efficiently mitigated by simply increasing the number of antennas equipped at the desired BS.Comment: Thesi

Robust Location-Aided Beam Alignment in Millimeter Wave Massive MIMO

Location-aided beam alignment has been proposed recently as a potential approach for fast link establishment in millimeter wave (mmWave) massive MIMO (mMIMO) communications. However, due to mobility and other imperfections in the estimation process, the spatial information obtained at the base station (BS) and the user (UE) is likely to be noisy, degrading beam alignment performance. In this paper, we introduce a robust beam alignment framework in order to exhibit resilience with respect to this problem. We first recast beam alignment as a decentralized coordination problem where BS and UE seek coordination on the basis of correlated yet individual position information. We formulate the optimum beam alignment solution as the solution of a Bayesian team decision problem. We then propose a suite of algorithms to approach optimality with reduced complexity. The effectiveness of the robust beam alignment procedure, compared with classical designs, is then verified on simulation settings with varying location information accuracies.Comment: 24 pages, 7 figures. The short version of this paper has been accepted to IEEE Globecom 201

Applying Deep Learning for Phase-Array Antenna Design

Master of Engineering (Electrical Engineering), 2021Hybrid beamforming (HBF) can provide rapid data transmission rates while reducing the complexity and cost of massive multiple-input multiple-output (MIMO) systems. However, channel state information (CSI) is imperfect in realistic downlink channels, introducing challenges to hybrid beamforming (HBF) design. For HBF designs, we had a hard time finding the proper labels. If we use the optimized output based on the traditional algorithm as the label, the neural network can only be trained to approximate the traditional algorithm, but not better than the traditional algorithm. This thesis proposes a hybrid beamforming neural network based on unsupervised deep learning (USDNN) to prevent the labeling overhead of supervised learning and improve the achievable sum rate based on imperfect CSI. Compared with the traditional HBF method, the unsupervised learning-based method can avoid the labeling overhead as well as obtain better performance than the traditional algorithm. The network consists of 5 dense layers, 4 batch normalization (BN) layers and 5 activation functions. After training, the optimized beamformer can be obtained, and the optimized beamforming vector can be directly output. The simulation results show that our proposed method is 74% better than manifold optimization (MO) and 120% better than orthogonal match pursuit (OMP) systems. Furthermore, our proposed USDNN can achieve near-optimal performance

A review on Precoding Techniques For mm-Wave Massive MIMO Wireless Systems

The growing demands for high data rate wireless connectivity shed lights on the fact that appropriate spectrum regions need to be investigated so that the expected future needs will be satisfied. With this in mind, the research community has shown considerable interest in millimeter-wave (mm-wave) communication. Generally, hybrid transceivers combining the analog phase shifter and the RF chains with digital signal processing (DSP) systems are used for MIMO communication in the fifth generation (5G) wireless networks. This paper presents a survey for different precoding or beamforming techniques that have been proposed in the literature. These beamforming techniques are mainly classified based on their hardware structure into analog and digital beamforming. To reduce the hardware complexity and power consumption, the hybrid precoding techniques that combine analog and digital beamforming can be implemented for mm-wave massive MIMO wireless systems. The performance of the most common hybrid precoding algorithms has been investigated in this paper