Enhanced iris recognition: Algorithms for segmentation, matching and synthesis

This thesis addresses the issues of segmentation, matching, fusion and synthesis in the context of irises and makes a four-fold contribution. The first contribution of this thesis is a post matching algorithm that observes the structure of the differences in feature templates to enhance recognition accuracy. The significance of the scheme is its robustness to inaccuracies in the iris segmentation process. Experimental results on the CASIA database indicate the efficacy of the proposed technique. The second contribution of this thesis is a novel iris segmentation scheme that employs Geodesic Active Contours to extract the iris from the surrounding structures. The proposed scheme elicits the iris texture in an iterative fashion depending upon both the local and global conditions of the image. The performance of an iris recognition algorithm on both the WVU non-ideal and CASIA iris database is observed to improve upon application of the proposed segmentation algorithm. The third contribution of this thesis is the fusion of multiple instances of the same iris and multiple iris units of the eye, i.e., the left and right iris at the match score level. Using simple sum rule, it is demonstrated that both multi-instance and multi-unit fusion of iris can lead to a significant improvement in matching accuracy. The final contribution is a technique to create a large database of digital renditions of iris images that can be used to evaluate the performance of iris recognition algorithms. This scheme is implemented in two stages. In the first stage, a Markov Random Field model is used to generate a background texture representing the global iris appearance. In the next stage a variety of iris features, viz., radial and concentric furrows, collarette and crypts, are generated and embedded in the texture field. Experimental results confirm the validity of the synthetic irises generated using this technique

Multispectral iris recognition analysis: Techniques and evaluation

This thesis explores the benefits of using multispectral iris information acquired using a narrow-band multispectral imaging system. Commercial iris recognition systems typically sense the iridal reflection pertaining to the near-infrared (IR) range of the electromagnetic spectrum. While near-infrared imaging does give a very reasonable image of the iris texture, it only exploits a narrow band of spectral information. By incorporating other wavelength ranges (infrared, red, green, blue) in iris recognition systems, the reflectance and absorbance properties of the iris tissue can be exploited to enhance recognition performance. Furthermore, the impact of eye color on iris matching performance can be determined. In this work, a multispectral iris image acquisition system was assembled in order to procure data from human subjects. Multispectral images pertaining to 70 different eyes (35 subjects) were acquired using this setup. Three different iris localization algorithms were developed in order to isolate the iris information from the acquired images. While the first technique relied on the evidence presented by a single spectral channel (viz., near-infrared), the other two techniques exploited the information represented in multiple channels. Experimental results confirm the benefits of utilizing multiple channel information for iris segmentation. Next, an image enhancement technique using the CIE L*a*b* histogram equalization method was designed to improve the quality of the multispectral images. Further, a novel encoding method based on normalized pixel intensities was developed to represent the segmented iris images. The proposed encoding algorithm, when used in conjunction with the traditional texture-based scheme, was observed to result in very good matching performance. The work also explored the matching interoperability of iris images across multiple channels. This thesis clearly asserts the benefits of multispectral iris processing, and provides a foundation for further research in this topic

Indexing techniques for fingerprint and iris databases

This thesis addresses the problem of biometric indexing in the context of fingerprint and iris databases. In large scale authentication system, the goal is to determine the identity of a subject from a large set of identities. Indexing is a technique to reduce the number of candidate identities to be considered by the identification algorithm. The fingerprint indexing technique (for closed set identification) proposed in this thesis is based on a combination of minutiae and ridge features. Experiments conducted on the FVC2002 and FVC2004 databases indicate that the inclusion of ridge features aids in enhancing indexing performance. The thesis also proposes three techniques for iris indexing (for closed set identification). The first technique is based on iriscodes. The second technique utilizes local binary patterns in the iris texture. The third technique analyzes the iris texture based on a pixel-level difference histogram. The ability to perform indexing at the texture level avoids the computational complexity involved in encoding and is, therefore, more attractive for iris indexing. Experiments on the CASIA 3.0 database suggest the potential of these schemes to index large-scale iris databases

Personal Identification Based on Live Iris Image Analysis

EThOS - Electronic Theses Online ServiceGBUnited Kingdo

Palmprint Identification Based on Generalization of IrisCode

The development of accurate and reliable security systems is a matter of wide interest, and in this context biometrics is seen as a highly effective automatic mechanism for personal identification. Among biometric technologies, IrisCode developed by Daugman in 1993 is regarded as a highly accurate approach, being able to support real-time personal identification of large databases. Since 1993, on the top of IrisCode, different coding methods have been proposed for iris and fingerprint identification. In this research, I extend and generalize IrisCode for real-time secure palmprint identification. PalmCode, the first coding method for palmprint identification developed by me in 2002, directly applied IrisCode to extract phase information of palmprints as features. However, I observe that the PalmCodes from the different palms are similar, having many 45o streaks. Such structural similarities in the PalmCodes of different palms would reduce the individuality of PalmCodes and the performance of palmprint identification systems. To reduce the correlation between PalmCodes, in this thesis, I employ multiple elliptical Gabor filters with different orientations to compute different PalmCodes and merge them to produce a single feature, called Fusion Code. Experimental results demonstrate that Fusion Code performs better than PalmCode. Based on the results of Fusion Code, I further identify that the orientation fields of palmprints are powerful features. Consequently, Competitive Code, which uses real parts of six Gabor filters to estimate the orientation fields, is developed. To embed the properties of IrisCode, such as high speed matching, in Competitive Code, a novel coding scheme and a bitwise angular distance are proposed. Experimental results demonstrate that Competitive Code is much more effective than other palmprint algorithms. Although many coding methods have been developed based on IrisCode for iris and palmprint identification, we lack a detailed analysis of IrisCode. One of the aims of this research is to provide such analysis as a way of better understanding IrisCode, extending the coarse phase representation to a precise phase representation, and uncovering the relationship between IrisCode and other coding methods. This analysis demonstrates that IrisCode is a clustering process with four prototypes; the locus of a Gabor function is a two-dimensional ellipse with respect to a phase parameter and the bitwise hamming distance can be regarded as a bitwise angular distance. In this analysis, I also point out that the theoretical evidence of the imposter binomial distribution of IrisCode is incomplete. I use this analysis to develop a precise phase representation which can enhance iris recognition accuracy and to relate IrisCode and other coding methods. By making use of this analysis, principal component analysis and simulated annealing, near optimal filters for palmprint identification are sought. The near optimal filters perform better than Competitive Code in term of d’ index. Identical twins having the closest genetics-based relationship are expected to have maximum similarity in their biometrics. Classifying identical twins is a challenging problem for some automatic biometric systems. Palmprint has been studied for personal identification for many years. However, genetically identical palmprints have not been studied. I systemically examine Competitive Code on genetically identical palmprints for automatic personal identification and to uncover the genetically related palmprint features. The experimental results show that the three principal lines and some portions of weak lines are genetically related features but our palms still contain rich genetically unrelated features for classifying identical twins. As biometric systems are vulnerable to replay, database and brute-force attacks, such potential attacks must be analyzed before they are massively deployed in security systems. I propose projected multinomial distribution for studying the probability of successfully using brute-force attacks to break into a palmprint system based on Competitive Code. The proposed model indicates that it is computationally infeasible to break into the palmprint system using brute-force attacks. In addition to brute-force attacks, I address the other three security issues: template re-issuances, also called cancellable biometrics, replay attacks, and database attacks. A random orientation filter bank (ROFB) is used to generate cancellable Competitive Codes for templates re-issuances. Secret messages are hidden in templates to prevent replay and database attacks. This technique can be regarded as template watermarking. A series of analyses is provided to evaluate the security levels of the measures

Palmprint Identification Based on Generalization of IrisCode

The development of accurate and reliable security systems is a matter of wide interest, and in this context biometrics is seen as a highly effective automatic mechanism for personal identification. Among biometric technologies, IrisCode developed by Daugman in 1993 is regarded as a highly accurate approach, being able to support real-time personal identification of large databases. Since 1993, on the top of IrisCode, different coding methods have been proposed for iris and fingerprint identification. In this research, I extend and generalize IrisCode for real-time secure palmprint identification. PalmCode, the first coding method for palmprint identification developed by me in 2002, directly applied IrisCode to extract phase information of palmprints as features. However, I observe that the PalmCodes from the different palms are similar, having many 45o streaks. Such structural similarities in the PalmCodes of different palms would reduce the individuality of PalmCodes and the performance of palmprint identification systems. To reduce the correlation between PalmCodes, in this thesis, I employ multiple elliptical Gabor filters with different orientations to compute different PalmCodes and merge them to produce a single feature, called Fusion Code. Experimental results demonstrate that Fusion Code performs better than PalmCode. Based on the results of Fusion Code, I further identify that the orientation fields of palmprints are powerful features. Consequently, Competitive Code, which uses real parts of six Gabor filters to estimate the orientation fields, is developed. To embed the properties of IrisCode, such as high speed matching, in Competitive Code, a novel coding scheme and a bitwise angular distance are proposed. Experimental results demonstrate that Competitive Code is much more effective than other palmprint algorithms. Although many coding methods have been developed based on IrisCode for iris and palmprint identification, we lack a detailed analysis of IrisCode. One of the aims of this research is to provide such analysis as a way of better understanding IrisCode, extending the coarse phase representation to a precise phase representation, and uncovering the relationship between IrisCode and other coding methods. This analysis demonstrates that IrisCode is a clustering process with four prototypes; the locus of a Gabor function is a two-dimensional ellipse with respect to a phase parameter and the bitwise hamming distance can be regarded as a bitwise angular distance. In this analysis, I also point out that the theoretical evidence of the imposter binomial distribution of IrisCode is incomplete. I use this analysis to develop a precise phase representation which can enhance iris recognition accuracy and to relate IrisCode and other coding methods. By making use of this analysis, principal component analysis and simulated annealing, near optimal filters for palmprint identification are sought. The near optimal filters perform better than Competitive Code in term of d’ index. Identical twins having the closest genetics-based relationship are expected to have maximum similarity in their biometrics. Classifying identical twins is a challenging problem for some automatic biometric systems. Palmprint has been studied for personal identification for many years. However, genetically identical palmprints have not been studied. I systemically examine Competitive Code on genetically identical palmprints for automatic personal identification and to uncover the genetically related palmprint features. The experimental results show that the three principal lines and some portions of weak lines are genetically related features but our palms still contain rich genetically unrelated features for classifying identical twins. As biometric systems are vulnerable to replay, database and brute-force attacks, such potential attacks must be analyzed before they are massively deployed in security systems. I propose projected multinomial distribution for studying the probability of successfully using brute-force attacks to break into a palmprint system based on Competitive Code. The proposed model indicates that it is computationally infeasible to break into the palmprint system using brute-force attacks. In addition to brute-force attacks, I address the other three security issues: template re-issuances, also called cancellable biometrics, replay attacks, and database attacks. A random orientation filter bank (ROFB) is used to generate cancellable Competitive Codes for templates re-issuances. Secret messages are hidden in templates to prevent replay and database attacks. This technique can be regarded as template watermarking. A series of analyses is provided to evaluate the security levels of the measures