A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

An Overview of Physical Layer Security with Finite-Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving perfect secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and we discuss some open problems and directions for future research.Comment: Submitted to IEEE Communications Surveys & Tutorials (1st Revision

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Power Allocation in Multiuser Parallel Gaussian Broadcast Channels With Common and Confidential Messages

We consider a broadcast communication over parallel channels, where the transmitter sends K+1 messages: one common message to all users, and K confidential messages to each user, which need to be kept secret from all unintended users. We assume partial channel state information at the transmitter, stemming from noisy channel estimation. Our main goal is to design a power allocation algorithm in order to maximize the weighted sum rate of common and confidential messages under a total power constraint. The resulting problem for joint encoding across channels is formulated as the cascade of two problems, the inner min problem being discrete, and the outer max problem being convex. Thereby, efficient algorithms for this kind of optimization program can be used as solutions to our power allocation problem. For the special case K=2 , we provide an almost closed-form solution, where only two single variables must be optimized, e.g., through dichotomic searches. To reduce computational complexity, we propose three new algorithms, maximizing the weighted sum rate achievable by two suboptimal schemes that perform per-user and per-channel encoding. By numerical results, we assess the performance of all proposed algorithms as a function of different system parameters

Secrecy Energy Efficiency of MIMOME Wiretap Channels with Full-Duplex Jamming

Full-duplex (FD) jamming transceivers are recently shown to enhance the information security of wireless communication systems by simultaneously transmitting artificial noise (AN) while receiving information. In this work, we investigate if FD jamming can also improve the systems secrecy energy efficiency (SEE) in terms of securely communicated bits-per- Joule, when considering the additional power used for jamming and self-interference (SI) cancellation. Moreover, the degrading effect of the residual SI is also taken into account. In this regard, we formulate a set of SEE maximization problems for a FD multiple-input-multiple-output multiple-antenna eavesdropper (MIMOME) wiretap channel, considering both cases where exact or statistical channel state information (CSI) is available. Due to the intractable problem structure, we propose iterative solutions in each case with a proven convergence to a stationary point. Numerical simulations indicate only a marginal SEE gain, through the utilization of FD jamming, for a wide range of system conditions. However, when SI can efficiently be mitigated, the observed gain is considerable for scenarios with a small distance between the FD node and the eavesdropper, a high Signal-to-noise ratio (SNR), or for a bidirectional FD communication setup.Comment: IEEE Transactions on Communication

Physical layer security for machine type communication networks

Abstract. We examine the physical layer security for machine type communication networks and highlight a secure communication scenario that consists of a transmitter Alice, which employs Transmit Antenna Selection, while a legitimate receiver Bob that uses Maximum Ratio Combining, as well as an eavesdropper Eve. We provide a solution to avoid eavesdropping and provide ways to quantify security and reliability. We obtain closed-form expressions for Multiple-Input Multiple-Output and Multi-antenna Eavesdropper (MIMOME) scenario. The closed{-}form expressions for three useful variations of MIMOME scenario, i.e., MISOME, MIMOSE, and MISOSE are also provided. A low cost and less complex system for utilizing the spatial diversity in multiple antennas system, while guaranteeing secrecy and reliability. Similarly, it is also assumed that Alice, Bob, and Eve can estimate their channel state information, and then we evaluate the performance of closed-form expressions in terms of secrecy outage probability and provide Monte Carlo simulations to corroborate the proposed analytical framework

An Overview of Physical Layer Security with Finite Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and discuss some open problems and directions for future research

Security-Oriented Polar Coding Based on Channel-Gain-Mapped Frozen Bits

In this paper, a novel design named security-oriented polar coding (SOPC) is proposed to enhance the physical layer security (PLS), where the active pattern of frozen bits in a transmission is determined by random channel gain of the legitimate link. Since the channel gain value is not exchanged between the legitimate transmitter and the desired receiver, eavesdroppers cannot ascertain the frozen bit pattern engaged in the legitimate polar coding. When the signal-to-noise ratio (SNR) is low, eavesdroppers are unable to appropriately decode the confidential information delivered over the legitimate link. As the SNR increases, eavesdroppers may have chance to sort out the correct frozen bit pattern through a brute-force search. However, this chance is significantly reduced by our SOPC. We design the SOPC for both single-input-single-output single-antenna eavesdropper (SISOSE) and multiple-input-multiple-output multi-antenna eavesdropper (MIMOME) channels. Its PLS functioning is assessed in terms of the error rate difference between the legitimate receiver and the eavesdropper. Illustrative simulation results substantiate that the SOPC design guarantees degraded decoding performance at eavesdroppers, for both SISOSE and MIMOME channels, even in the presence of a powerful eavesdropper possessing infinite computational resources