Millimeter Wave Cellular Networks: A MAC Layer Perspective

The millimeter wave (mmWave) frequency band is seen as a key enabler of multi-gigabit wireless access in future cellular networks. In order to overcome the propagation challenges, mmWave systems use a large number of antenna elements both at the base station and at the user equipment, which lead to high directivity gains, fully-directional communications, and possible noise-limited operations. The fundamental differences between mmWave networks and traditional ones challenge the classical design constraints, objectives, and available degrees of freedom. This paper addresses the implications that highly directional communication has on the design of an efficient medium access control (MAC) layer. The paper discusses key MAC layer issues, such as synchronization, random access, handover, channelization, interference management, scheduling, and association. The paper provides an integrated view on MAC layer issues for cellular networks, identifies new challenges and tradeoffs, and provides novel insights and solution approaches.Comment: 21 pages, 9 figures, 2 tables, to appear in IEEE Transactions on Communication

Massive MIMO for Next Generation Wireless Systems

Multi-user Multiple-Input Multiple-Output (MIMO) offers big advantages over conventional point-to-point MIMO: it works with cheap single-antenna terminals, a rich scattering environment is not required, and resource allocation is simplified because every active terminal utilizes all of the time-frequency bins. However, multi-user MIMO, as originally envisioned with roughly equal numbers of service-antennas and terminals and frequency division duplex operation, is not a scalable technology. Massive MIMO (also known as "Large-Scale Antenna Systems", "Very Large MIMO", "Hyper MIMO", "Full-Dimension MIMO" & "ARGOS") makes a clean break with current practice through the use of a large excess of service-antennas over active terminals and time division duplex operation. Extra antennas help by focusing energy into ever-smaller regions of space to bring huge improvements in throughput and radiated energy efficiency. Other benefits of massive MIMO include the extensive use of inexpensive low-power components, reduced latency, simplification of the media access control (MAC) layer, and robustness to intentional jamming. The anticipated throughput depend on the propagation environment providing asymptotically orthogonal channels to the terminals, but so far experiments have not disclosed any limitations in this regard. While massive MIMO renders many traditional research problems irrelevant, it uncovers entirely new problems that urgently need attention: the challenge of making many low-cost low-precision components that work effectively together, acquisition and synchronization for newly-joined terminals, the exploitation of extra degrees of freedom provided by the excess of service-antennas, reducing internal power consumption to achieve total energy efficiency reductions, and finding new deployment scenarios. This paper presents an overview of the massive MIMO concept and contemporary research.Comment: Final manuscript, to appear in IEEE Communications Magazin

On the Number of RF Chains and Phase Shifters, and Scheduling Design with Hybrid Analog-Digital Beamforming

This paper considers hybrid beamforming (HB) for downlink multiuser massive multiple input multiple output (MIMO) systems with frequency selective channels. For this system, first we determine the required number of radio frequency (RF) chains and phase shifters (PSs) such that the proposed HB achieves the same performance as that of the digital beamforming (DB) which utilizes $N$ (number of transmitter antennas) RF chains. We show that the performance of the DB can be achieved with our HB just by utilizing $r_t$ RF chains and $2r_t(N-r_t + 1)$ PSs, where $r_t \leq N$ is the rank of the combined digital precoder matrices of all sub-carriers. Second, we provide a simple and novel approach to reduce the number of PSs with only a negligible performance degradation. Numerical results reveal that only $20-40$ PSs per RF chain are sufficient for practically relevant parameter settings. Finally, for the scenario where the deployed number of RF chains $(N_a)$ is less than $r_t$, we propose a simple user scheduling algorithm to select the best set of users in each sub-carrier. Simulation results validate theoretical expressions, and demonstrate the superiority of the proposed HB design over the existing HB designs in both flat fading and frequency selective channels.Comment: IEEE Transactions on Wireless Communications (Minor Revision

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Técnicas de equalização híbridas para sistemas heterogéneos na banda das ondas milimétricas

With the constant demand for better service and higher transmission rates current technologies are reaching the limits of the channel capacity. Although, technologies such as MIMO and Heterogeneous systems appear to increase the channel capacity by introducing more antennas at the transceivers making the link between users and base station more reliable. Furthermore, the current spectrum, sub-6GHz, is becoming saturated and due to the properties of such frequencies the deployment of heterogeneous systems can introduce some levels of interference. Towards improving future communication systems a new part of the frequencies spectrum available should be used, researchers have their eyes on the mmWave band. This band allows to increase the carrier frequency and respective signal bandwidth and therefore increase the transmission speeds, moreover the properties of such frequencies unlock some advantages over the frequencies used in the sub-6G band. Additionally, mmWave band can be combined with massive MIMO technology to enhance the system capacity and to deploy more antenna elements in the transceivers. One more key technology that improves the energy efficiency in systems with hundreds of antenna elements is the possibility to combine analog and digital precoding techniques denoted as hybrid architectures. The main advantages of such techniques is that contrary to the full digital precoding processing used in current systems this new architecture allows to reduce the number of RF chains per antenna leading to improved energy efficiency. Furthermore to handle heterogeneous systems that have small-cells within the macro-cell, techniques such as Interference Alignment (IA) can be used to efficiently remove the existing multi-tier interference. In this dissertation a massive MIMO mmWave heterogeneous system is implemented and evaluated. It is designed analog-digital equalizers to efficiently remove both the intra an inter-tier interference. At digital level, an interference alignment technique is used to remove the interference and increase the spectral efficiency. The results showed that the proposed solutions are efficient to remove the macro and small cells interference.Com a constante procura de melhores serviços e taxas de transmissão mais elevadas, as tecnologias atuais estão a atingir os limites de capacidade do canal. Contudo tecnologias como o MIMO e os sistemas heterogéneos permitem aumentar a capacidade do canal através da introdução de mais antenas nos transcetores e através da implementação de pequenos pontos de acesso espalhados pela célula primária, com o intuito de tornar as ligações entre os utilizadores e a estação base mais fiáveis. Tendo também em atenção que o espectro atual, sub-6GHz, está sobrecarregado e que devido às propriedades das frequências utilizadas a implementação de sistemas heterogéneos pode levar a níveis de interferência insustentáveis. Por modo a resolver esta sobrecarga futuros sistemas de comunicação devem aproveitar uma maior parte do espectro de frequências disponível. A banda das ondas milimétricas (mmWave) tem sido apontada como solução, o que permite aumentar a frequência utilizada para transportar o sinal e consequentemente aumentar as velocidades de transmissão. Uma outra vantagem da banda mmWave é que pode ser combinada com a tecnologia MIMO massivo, permitindo implementar mais elementos de antena nos terminais e consequentemente aumentar a capacidade do sistema. Umas das tecnologias desenvolvida para melhorar a eficiência energética em sistemas com centenas de antenas é a possibilidade de combinar técnicas de codificação analógica e digital, designadas como arquiteturas híbridas. A principal vantagem desta técnica é que, contrariamente ao processamento feito nos sistemas atuais, totalmente no domínio digital, esta nova arquitetura permite reduzir o número de cadeias RF por antena. Com o intuito de reduzir a interferência em sistemas heterogéneos, técnicas como o alinhamento de interferência são usadas para separar utilizadores das células secundárias dos utilizadores das células primárias de modo a reduzir a interferência multi-nível existente no sistema geral. Nesta dissertação, é implementado e avaliado um sistema heterogéneo que combina MIMO massivo e ondas milimétricas. Este sistema é projetado com equalizadores analógico-digitais para remover com eficiência a interferência intra e inter-camadas. No domínio digital é utilizada a técnica de alinhamento de interferência para remover a interferência e aumentar a eficiência espectral. Os resultados mostram que as soluções propostas são eficientes para remover a interferência entre as células secundárias e a primária.Mestrado em Engenharia Eletrónica e Telecomunicaçõe