Three Dimensional Radiative Effects in Passive Millimeter/Sub-Millimeter All-sky Observations

This study was conducted to quantify the errors prompted by neglecting three-dimensional (3D) effects, i.e., beam-filling and horizontal photon transport effects, at millimeter/sub-millimeter wavelengths. This paper gives an overview of the 3D effects that impact ice cloud retrievals of both current and proposed (Ice Cloud Imager) satellite instruments operating at frequencies of approximate to 186.3 and approximate to 668 GHz. The 3D synthetic scenes were generated from two-dimensional (2D) CloudSat (Cloud Satellite) observations over the tropics and mid-latitudes using a stochastic approach. By means of the Atmospheric Radiative Transfer Simulator (ARTS), three radiative transfer simulations were carried out: one 3D, one independent beam approximation (IBA), and a one-dimensional (1D). The comparison between the 3D and IBA simulations revealed a small horizontal photon transport effect, with IBA simulations introducing mostly random errors and a slight overestimation (below 1 K). However, performing 1D radiative transfer simulations results in a significant beam-filling effect that increases primarily with frequency, and secondly, with footprint size. For a sensor footprint size of 15 km, the errors induced by neglecting domain heterogeneities yield root mean square errors of up to approximate to 4 K and approximate to 13 K at 186.3 GHz and 668 GHz, respectively. However, an instrument operating at the same frequencies, but with a much smaller footprint size, i.e., 6 km, is subject to smaller uncertainties, with a root mean square error of approximate to 2 K at 186.3 GHz and approximate to 7.1 K at 668 GHz. When designing future satellite instruments, this effect of footprint size on modeling uncertainties should be considered in the overall error budget. The smallest possible footprint size should be a priority for future sub-millimeter observations in light of these results

Characterization of snowfall using ground-based passive and active remote sensors.

Snowfall is a key quantity in the global hydrological cycle and has an impact on the global energy budget as well. In sub-polar and polar latitudes, snowfall is the predominant type of precipitation and rainfall is often initiated via the ice phase. Currently, the spatial distribution of snowfall is poorly captured by numerical weather prediction and climate models. In order to evaluate the models and to improve our understanding of snowfall microphysics, global observations of snowfall are needed. This can only be obtained by space-borne active and passive remote sensors. In order to be able to penetrate even thick snow clouds, sensors operating in the microwave frequency region are favoured. The challenge for snowfall retrieval development lies first in the complexity of snowfall microphysics and its interactions with liquid cloud water. Secondly, comprehensive knowledge is needed about the interaction of electromagnetic radiation with snowfall in order to finally relate the radiative signatures to physical quantities. A general advantage of ground-based observations is that simultaneous measurements of in-situ and remote sensing instruments can be obtained. Such a six-month dataset was collected within this thesis at an alpine site. The instrumentation included passive microwave radiometers that covered the frequency range from 22 up to \unit[150]{GHz} as well as two radar systems operating at 24.1 and 35.5 GHz. These data were complemented by optical disdrometer, ceilometer and various standard meteorological measurements. State-of-the-art single scattering databases for pristine ice crystals and complex snow aggregates were used within this thesis to investigate the sensitivity of ground--based passive and active remote sensors to various snowfall parameters such as vertical snow and liquid water distribution, snow particle habit, snow size distribution and ground surface properties. The comparison of simulations with measurements within a distinct case study revealed that snow particle scattering can be measured with ground--based passive microwave sensors at frequencies higher than 90 GHz. Sensitivity experiments further revealed that ground-based sensors have clear advantages over nadir measuring instruments due to a stronger snow scattering signal and lower sensitivity to variable ground surface emissivity. However, passive sensors were also found to be highly sensitive to liquid cloud water that was frequently observed during the entire campaign. The simulations indicate that the uncertainties of sizes distribution and snow particle habit are not distinguishable with a passive-only approach. In addition to passive microwave observations, data from a low-end radar system that is commonly used for rainfall were investigated for its capabilities to observe snowfall. For this, a snowfall specific data processing algorithm was developed and the re-processed data were compared to collocated measurements of a high-end cloud radar. If the focus can be narrowed down to medium and strong snowfall within the lowest 2-3 km height, the reflectivity and fall velocity measurements of the low-end system agree well with the cloud radar. The cloud radar dataset was used to estimate the uncertainty of retrieved snowfall rate and snow accumulation of the low-end system. Besides the intrinsic uncertainties of single-frequency radar retrievals the estimates of total snow accumulation by the low-end system lay within 7% compared to the cloud radar estimates. In a more general approach, the potential of multi-frequency radar systems for derivation of snow size distribution parameters and particle habit were investigated within a theoretical simulation study. Various single-scattering databases were combined to test the validity of dual-frequency approaches when applied to non-spheroid particle habits. It was found that the dual-frequency technique is dependent on particle habit. It could be shown that a rough distinction of snow particle habits can be achieved by a combination of three frequencies. The method was additionally tested with respect to signal attenuation and maximum particle size. The results obtained by observations and simulations within this thesis strongly suggest the further development of simultaneous ground-based in-situ and remote sensing observations of snowfall. Extending the sensitivity studies of this study will help to define the most suitable set of sensors for future studies. A combination of these measurements with a further development of single-scattering databases will potentially help to improve our understanding of snowfall microphysics

Numerical scattering simulations for interpreting simultaneous observations of clouds by a W-band spaceborne and a C-band ground radar

The spaceborne W-band (94 GHz) Cloud Profiling Radar (CPR) onboard the CloudSat (CS) satellite, which was launched in 2006, is providing valuable information about global cloud properties. This work aims at interpreting collocated time/space observations from CPR on CS and a ground C-band (5.6 GHz) Radar (GR), with the help of numerical simulations of electromagnetic scattering returns from populations of monodisperse spheres of ice and liquid water. Two cloud systems over Apulia region are investigated. CPR and GR images have been geo-referenced, then combined and displayed for analysis. The numerical simulations of the two radar reflectivities are used as a tool in the inversion procedure, aiming at identifying the hydrometeors, in their phase and size distribution, in the cloud volume simultaneously observed by the two radars. The possible vertical profiles of hydrometeors are presented

Fast Radiative Transfer Approximating Ice Hydrometeor Orientation and its Implication on IWP Retrievals

The accurate simulation of microwave observations of clouds and precipitation are com-putationally challenging. A common simplification is the assumption of totally random orientation (TRO); however, studies have revealed that TRO occurs relatively infrequently in reality. A more appropriate assumption is that of azimuthally random orientation (ARO), but so far it has been a com-putationally expensive task. Recently a fast approximate approach was introduced that incorporates hydrometeor orientation into the assimilation of data from microwave conically scanning instruments. The approach scales the extinction in vertical (V) and horizontal (H) polarised channels to approximate ARO. In this study, the application of the approach was extended to a more basic radiative transfer perspective using the Atmospheric Radiative Transfer Simulator and the high-frequency channels of the Global Precipitation Measurement Microwave Imager (GMI). The comparison of forward simulations and GMI observations showed that with a random selection of scaling factors from a uniform distribution between 1 and 1.4–1.5, it is possible to mimic the full distribution of observed polarisation differences at 166 GHz over land and water. The applicability of this model at 660 GHz was also successfully demonstrated by means of existing airborne data. As a complement, a statistical model for polarised snow emissivity between 160 and 190 GHz was also developed. Combining the two models made it possible to reproduce the polarisation signals that were observed over all surface types, including snow and sea ice. Further, we also investigated the impact of orientation on the ice water path (IWP) retrievals. It has been shown that ignoring hydrometeor orientation has a significant negative impact (∼20% in the tropics) on retrieval accuracy. The retrieval with GMI observations produced highly realistic IWP distributions. A significant highlight was the retrieval over snow covered regions, which have been neglected in previous retrieval studies. These results provide increased confidence in the performance of passive microwave observation simulations and mark an essential step towards developing the retrievals of ice hydrometeor properties based on data from GMI, the Ice Cloud Imager (ICI) and other conically scanning instruments

Global Precipitation Measurement Cold Season Precipitation Experiment (GCPEx): For Measurement Sake Let it Snow

As a component of the Earth's hydrologic cycle, and especially at higher latitudes,falling snow creates snow pack accumulation that in turn provides a large proportion of the fresh water resources required by many communities throughout the world. To assess the relationships between remotely sensed snow measurements with in situ measurements, a winter field project, termed the Global Precipitation Measurement (GPM) mission Cold Season Precipitation Experiment (GCPEx), was carried out in the winter of 2011-2012 in Ontario, Canada. Its goal was to provide information on the precipitation microphysics and processes associated with cold season precipitation to support GPM snowfall retrieval algorithms that make use of a dual-frequency precipitation radar and a passive microwave imager on board the GPM core satellite,and radiometers on constellation member satellites. Multi-parameter methods are required to be able to relate changes in the microphysical character of the snow to measureable parameters from which precipitation detection and estimation can be based. The data collection strategy was coordinated, stacked, high-altitude and in-situ cloud aircraft missions with three research aircraft sampling within a broader surface network of five ground sites taking in-situ and volumetric observations. During the field campaign 25 events were identified and classified according to their varied precipitation type, synoptic context, and precipitation amount. Herein, the GCPEx fieldcampaign is described and three illustrative cases detailed

Exploring the limits of variational passive microwave retrievals

2017 Summer.Includes bibliographical references.Passive microwave observations from satellite platforms constitute one of the most important data records of the global observing system. Operational since the late 1970s, passive microwave data underpin climate records of precipitation, sea ice extent, water vapor, and more, and contribute significantly to numerical weather prediction via data assimilation. Detailed understanding of the observation errors in these data is key to maximizing their utility for research and operational applications alike. However, the treatment of observation errors in this data record has been lacking and somewhat divergent when considering the retrieval and data assimilation communities. In this study, some limits of passive microwave imager data are considered in light of more holistic treatment of observation errors. A variational retrieval, named the CSU 1DVAR, was developed for microwave imagers and applied to the GMI and AMSR2 sensors for ocean scenes. Via an innovative method to determine forward model error, this retrieval accounts for error covariances across all channels used in the iteration. This improves validation in more complex scenes such as high wind speed and persistently cloudy regimes. In addition, it validates on par with a benchmark dataset without any tuning to in-situ observations. The algorithm yields full posterior error diagnostics and its physical forward model is applicable to other sensors, pending intercalibration. This retrieval is used to explore the viability of retrieving parameters at the limits of the available information content from a typical microwave imager. Retrieval of warm rain, marginal sea ice, and falling snow are explored with the variational retrieval. Warm rain retrieval shows some promise, with greater sensitivity than operational GPM algorithms due to leveraging CloudSat data and accounting for drop size distribution variability. Marginal sea ice is also detected with greater sensitivity than a standard operational retrieval. These studies ultimately show that while a variational algorithm maximizes the effective signal to noise ratio of these observations, hard limitations exist due to the finite information content afforded by a typical microwave imager

DeepPrecip: A deep neural network for precipitation retrievals

Remotely-sensed precipitation retrievals are critical for advancing our understanding of global energy and hydrologic cycles in remote regions. Radar reflectivity profiles of the lower atmosphere are commonly linked to precipitation through empirical power laws, but these relationships are tightly coupled to particle microphysical assumptions that do not generalize well to different regional climates. Here, we develop a robust, highly generalized precipitation retrieval from a deep convolutional neural network (DeepPrecip) to estimate 20-minute average surface precipitation accumulation using near-surface radar data inputs. DeepPrecip displays high retrieval skill and can accurately model total precipitation accumulation, with a mean square error (MSE) 99 % lower, on average, than current methods. DeepPrecip also outperforms a less complex machine learning retrieval algorithm, demonstrating the value of deep learning when applied to precipitation retrievals. Predictor importance analyses suggest that a combination of both near-surface (below 1 km) and higher-altitude (1.5 &ndash; 2 km) radar measurements are the primary features contributing to retrieval accuracy. Further, DeepPrecip closely captures total precipitation accumulation magnitudes and variability across nine distinct locations without requiring any explicit descriptions of particle microphysics or geospatial covariates. This research reveals the important role for deep learning in extracting relevant information about precipitation from atmospheric radar retrievals.</p

Evaluations of microphysical parameterizations in retrieval algorithms for snowfall particle size distributions from dual frequency radar measurements

Dual Frequency Ku and Ka radar measurements from the Global Precipitation Measurement (GPM) satellite have the potential for novel retrievals of snowfall precipitation from space. These retrievals are dependent on assumptions that relate the maximum measured dimension of a snowflake to its mass and radar cross-section, as well as assumptions to constrain the shapes of snowflake particle size distributions. Previous algorithms that have been proposed for dual frequency retrievals assume that snowflakes have a constant density, scatter as homogeneous particles, and have an exponential size distribution. These assumptions disagree with the results of observations and simulations of snowflakes, but the impact that more realistic microphysical assumptions can have on the accuracy of simulations and retrievals of snowfall properties has not yet been determined. In this project, collocated and simultaneous measurements of ice water content, reflectivity, and particle size distributions (PSDs) are used to evaluate the effects of improved microphysical parameterizations on simulations and retrievals of microphysical properties from particle size distributions and radar measurements, respectively. It is seen that only mass-diameter relationships with varying densities are able to recreate measured reflectivity and ice water content, and that a spheroidal scattering model provides more consistent results at both Ku and Ka wavelengths. Spheroidal scattering models with varying density also retrieved PSDs that were closest to those measured