Digital Front-End Signal Processing with Widely-Linear Signal Models in Radio Devices

Necessitated by the demand for ever higher data rates, modern communications waveforms have increasingly wider bandwidths and higher signal dynamics. Furthermore, radio devices are expected to transmit and receive a growing number of different waveforms from cellular networks, wireless local area networks, wireless personal area networks, positioning and navigation systems, as well as broadcast systems. On the other hand, commercial wireless devices are expected to be cheap, be relatively small in size, and have a long battery life. The demands for flexibility and higher data rates on one hand, and the constraints on production cost, device size, and energy efficiency on the other, pose difficult challenges on the design and implementation of future radio transceivers. Under these diametric constraints, in order to keep the overall implementation cost and size feasible, the use of simplified radio architectures and relatively low-cost radio electronics are necessary. This notion is even more relevant for multiple antenna systems, where each antenna has a dedicated radio front-end. The combination of simplified radio front-ends and low-cost electronics implies that various nonidealities in the remaining analog radio frequency (RF) modules, stemming from unavoidable physical limitations and material variations of the used electronics, are expected to play a critical role in these devices. Instead of tightening the specifications and tolerances of the analog circuits themselves, a more cost-effective solution in many cases is to compensate for these nonidealities in the digital domain. This line of research has been gaining increasing interest in the last 10-15 years, and is also the main topic area of this work. The direct-conversion radio principle is the current and future choice for building low-cost but flexible, multi-standard radio transmitters and receivers. The direct-conversion radio, while simple in structure and integrable on a single chip, suffers from several performance degrading circuit impairments, which have historically prevented its use in wideband, high-rate, and multi-user systems. In the last 15 years, with advances in integrated circuit technologies and digital signal processing, the direct-conversion principle has started gaining popularity. Still, however, much work is needed to fully realize the potential of the direct-conversion principle. This thesis deals with the analysis and digital mitigation of the implementation nonidealities of direct-conversion transmitters and receivers. The contributions can be divided into three parts. First, techniques are proposed for the joint estimation and predistortion of in-phase/quadrature-phase (I/Q) imbalance, power amplifier (PA) nonlinearity, and local oscillator (LO) leakage in wideband direct-conversion transmitters. Second, methods are developed for estimation and compensation of I/Q imbalance in wideband direct-conversion receivers, based on second-order statistics of the received communication waveforms. Third, these second-order statistics are analyzed for second-order stationary and cyclostationary signals under several other system impairments related to circuit implementation and the radio channel. This analysis brings new insights on I/Q imbalances and their compensation using the proposed algorithms. The proposed algorithms utilize complex-valued signal processing throughout, and naturally assume a widely-linear form, where both the signal and its complex-conjugate are filtered and then summed. The compensation processing is situated in the digital front-end of the transceiver, as the last step before digital-to-analog conversion in transmitters, or in receivers, as the first step after analog-to-digital conversion. The compensation techniques proposed herein have several common, unique, attributes: they are designed for the compensation of frequency-dependent impairments, which is seen critical for future wideband systems; they require no dedicated training data for learning; the estimators are computationally efficient, relying on simple signal models, gradient-like learning rules, and solving sets of linear equations; they can be applied in any transceiver type that utilizes the direct-conversion principle, whether single-user or multi-user, or single-carrier or multi-carrier; they are modulation, waveform, and standard independent; they can also be applied in multi-antenna transceivers to each antenna subsystem separately. Therefore, the proposed techniques provide practical and effective solutions to real-life circuit implementation problems of modern communications transceivers. Altogether, considering the algorithm developments with the extensive experimental results performed to verify their functionality, this thesis builds strong confidence that low-complexity digital compensation of analog circuit impairments is indeed applicable and efficient

Time-Interleaved Analog-to-Digital-Converters: Modeling, Blind Identification and Digital Correction of Frequency Response Mismatches

Analog-to-digital-conversion enables utilization of digital signal processing (DSP) in many applications today such as wireless communication, radar and electronic warfare. DSP is the favored choice for processing information over analog signal processing (ASP) because it can typically offer more flexibility, computational power, reproducibility, speed and accuracy when processing and extracting information. Software defined radio (SDR) receiver is one clear example of this, where radio frequency waveforms are converted into digital form as close to the antenna as possible and all the processing of the information contained in the received signal is extracted in a configurable manner using DSP. In order to achieve such goals, the information collected from the real world signals, which are commonly analog in their nature, must be converted into digital form before it can be processed using DSP in the respective systems. The common trend in these systems is to not only process ever larger bandwidths of data but also to process data in digital format at ever higher processing speeds with sufficient conversion accuracy. So the analog-to-digital-converter (ADC), which converts real world analog waveforms into digital form, is one of the most important cornerstones in these systems.The ADC must perform data conversion at higher and higher rates and digitize ever-increasing bandwidths of data. In accordance with the Nyquist-Shannon theorem, the conversion rate of the ADC must be suffcient to accomodate the BW of the signal to be digitized, in order to avoid aliasing. The conversion rate of the ADC can in general be increased by using parallel ADCs with each ADC performing the sampling at mutually different points in time. Interleaving the outputs of each of the individual ADCs provides then a higher digitization output rate. Such ADCs are referred to as TI-ADC. However, the mismatches between the ADCs cause unwanted spurious artifacts in the TI-ADC’s spectrum, ultimately leading to a loss in accuracy in the TI-ADC compared to the individual ADCs. Therefore, the removal or correction of these unwanted spurious artifacts is essential in having a high performance TI-ADC system.In order to remove the unwanted interleaving artifacts, a model that describes the behavior of the spurious distortion products is of the utmost importance as it can then facilitate the development of efficient digital post-processing schemes. One major contribution of this thesis consists of the novel and comprehensive modeling of the spurious interleaving mismatches in different TI-ADC scenarios. This novel and comprehensive modeling is then utilized in developing digital estimation and correction methods to remove the mismatch induced spurious artifacts in the TI-ADC’s spectrum and recovering its lost accuracy. Novel and first of its kind digital estimation and correction methods are developed and tested to suppress the frequency dependent mismatch spurs found in the TI-ADCs. The developed methods, in terms of the estimation of the unknown mismatches, build on statistical I/Q signal processing principles, applicable without specifically tailored calibration signals or waveforms. Techniques to increase the analog BW of the ADC are also analyzed and novel solutions are presented. The interesting combination of utilizing I/Q downconversion in conjunction with TI-ADC is examined, which not only extends the TI-ADC’s analog BW but also provides flexibility in accessing the radio spectrum. Unwanted spurious components created during the ADC’s bandwidth extension process are also analyzed and digital correction methods are developed to remove these spurs from the spectrum. The developed correction techniques for the removal of the undesired interleaving mismatch artifacts are validated and tested using various HW platforms, with up to 1 GHz instantaneous bandwidth. Comprehensive test scenarios are created using measurement data obtained from HW platforms, which are used to test and evaluate the performance of the developed interleaving mismatch estimation and correction schemes, evidencing excellent performance in all studied scenarios. The findings and results presented in this thesis contribute towards increasing the analog BW and conversion rate of ADC systems without losing conversion accuracy. Overall, these developments pave the way towards fulfilling the ever growing demands on the ADCs in terms of higher conversion BW, accuracy and speed

Advanced interference management techniques for future generation cellular networks

The demand for mobile wireless network resources is constantly on the rise, pushing for new communication technologies that are able to support unprecedented rates. In this thesis we address the issue by considering advanced interference management techniques to exploit the available resources more efficiently under relaxed channel state information (CSI) assumptions. While the initial studies focus on current half-duplex (HD) technology, we then move on to full-duplex (FD) communication due to its inherent potential to improve spectral efficiency. Work in this thesis is divided into four main parts as follows. In the first part, we focus on the two-cell two-user-per-cell interference broadcast channel (IBC) and consider the use of topological interference management (TIM) to manage inter-cell interference in an alternating connectivity scenario. Within this context we derive novel outer bounds on the achievable degrees of freedom (DoF) for different system configurations, namely, single-input single-output (SISO), multiple-input single-output (MISO) and multiple-input multiple-output (MIMO) systems. Additionally, we propose new transmission schemes based on joint coding across states that exploit global topological information at the transmitter to increase achievable DoF. Results show that when a single state has a probability of occurrence equal to one, the derived bounds are tight with up to a twofold increase in achievable DoF for the best case scenario. Additionally, when all alternating connectivity states are equiprobable: the SISO system gains 11/16 DoF, achieving 96:4% of the derived outer bound; while the MISO/MIMO scenario has a gain of 1/2 DoF, achieving the outer bound itself. In the second part, we consider a general G-cell K-user-per-cell MIMO IBC and analyse the performance of linear interference alignment (IA) under imperfect CSI. Having imperfect channel knowledge impacts the effectiveness of the IA beamformers, and leads to a significant amount of residual leakage interference. Understanding the extent of this impact is a fundamental step towards obtaining a performance characterisation that is more relevant to practical scenarios. The CSI error model used is highly versatile, allowing the error to be treated either as a function of the signal-to-noise ratio (SNR) or as independent of it. Based on this error model, we derive a novel upper bound on the asymptotic mean sum rate loss and quantify the DoF loss due to imperfect CSI. Furthermore, we propose a new version of the maximum signal-to-interference plus noise ratio (Max-SINR) algorithm which takes into account statistical knowledge of the CSI error in order to improve performance over the naive counterpart in the presence of CSI mismatch. In the third part, we shift our attention to FD systems and consider weighted sum rate (WSR) maximisation for multi-user multi-cell networks where FD base-stations (BSs) communicate with HD downlink (DL) and uplink (UL) users. Since WSR problems are non-convex we transform them into weighted minimum mean squared error (WMMSE) ones that are proven to converge. Our analysis is first carried out for perfect CSI and then expanded to cater for imperfect CSI under two types of error models, namely, a norm-bounded error model and a stochastic error model. Additionally, we propose an algorithm that maximises the total DL rate subject to each UL user achieving a desired target rate. Results show that the use of FD BSs provides significant gains in achievable rate over the use of HD BSs, with a gain of 1:92 for the best case scenario under perfect CSI. They also demonstrate the robust performance of the imperfect CSI designs, and confirm that FD outperforms HD even under CSI mismatch conditions. Finally, the fourth part considers the use of linear IA to manage interference in a multi-user multi-cell network with FD BSs and HD users under imperfect CSI. The number of interference links present in such a system is considerably greater than that present in the HD network counterpart; thus, understanding the impact of residual leakage interference on performance is even more important for FD enabled networks. Using the same generalised CSI error model from the second part, we study the performance of IA by characterising the sum rate and DoF losses incurred due to imperfect CSI. Additionally, we propose two novel IA algorithms applicable to this network; the first one is based on minimising the mean squared error (MMSE), while the second is based on Max-SINR. The proposed algorithms exploit statistical knowledge of the CSI error variance in order to improve performance. Moreover, they are shown to be equivalent under certain conditions, even though the MMSE based one has lower computational complexity. Furthermore for the multi-cell case, we also derive the proper condition for IA feasibility