Multi-user Diversity Systems with Application to Cognitive Radio

abstract: This thesis aims to investigate the capacity and bit error rate (BER) performance of multi-user diversity systems with random number of users and considers its application to cognitive radio systems. Ergodic capacity, normalized capacity, outage capacity, and average bit error rate metrics are studied. It has been found that the randomization of the number of users will reduce the ergodic capacity. A stochastic ordering framework is adopted to order user distributions, for example, Laplace transform ordering. The ergodic capacity under different user distributions will follow their corresponding Laplace transform order. The scaling law of ergodic capacity with mean number of users under Poisson and negative binomial user distributions are studied for large mean number of users and these two random distributions are ordered in Laplace transform ordering sense. The ergodic capacity per user is defined and is shown to increase when the total number of users is randomized, which is the opposite to the case of unnormalized ergodic capacity metric. Outage probability under slow fading is also considered and shown to decrease when the total number of users is randomized. The bit error rate (BER) in a general multi-user diversity system has a completely monotonic derivative, which implies that, according to the Jensen's inequality, the randomization of the total number of users will decrease the average BER performance. The special case of Poisson number of users and Rayleigh fading is studied. Combining with the knowledge of regular variation, the average BER is shown to achieve tightness in the Jensen's inequality. This is followed by the extension to the negative binomial number of users, for which the BER is derived and shown to be decreasing in the number of users. A single primary user cognitive radio system with multi-user diversity at the secondary users is proposed. Comparing to the general multi-user diversity system, there exists an interference constraint between secondary and primary users, which is independent of the secondary users' transmission. The secondary user with high- est transmitted SNR which also satisfies the interference constraint is selected to communicate. The active number of secondary users is a binomial random variable. This is then followed by a derivation of the scaling law of the ergodic capacity with mean number of users and the closed form expression of average BER under this situation. The ergodic capacity under binomial user distribution is shown to outperform the Poisson case. Monte-Carlo simulations are used to supplement our analytical results and compare the performance of different user distributions.Dissertation/ThesisM.S. Electrical Engineering 201

Performance analysis of diversity techniques in wireless communication systems: Cooperative systems with CCI and MIMO-OFDM systems

This Dissertation analyzes the performance of ecient digital commu- nication systems, the performance analysis includes the bit error rate (BER) of dier- ent binary and M-ary modulation schemes, and the average channel capacity (ACC) under dierent adaptive transmission protocols, namely, the simultaneous power and rate adaptation protocol (OPRA), the optimal rate with xed power protocol (ORA), the channel inversion with xed rate protocol (CIFR), and the truncated channel in- version with xed transmit power protocol (CTIFR). In this dissertation, BER and ACC performance of interference-limited dual-hop decode-and-forward (DF) relay- ing cooperative systems with co-channel interference (CCI) at both the relay and destination nodes is analyzed in small-scale multipath Nakagami-m fading channels with arbitrary (integer as well as non-integer) values of m. This channel condition is assumed for both the desired signal as well as co-channel interfering signals. In addition, the practical case of unequal average fading powers between the two hops is assumed in the analysis. The analysis assumes an arbitrary number of indepen- dent and non-identically distributed (i.n.i.d.) interfering signals at both relay (R) and destination (D) nodes. Also, the work extended to the case when the receiver employs the maximum ratio combining (MRC) and the equal gain combining (EGC) schemes to exploit the diversity gain

A Data-Aided Channel Estimation Scheme for Decoupled Systems in Heterogeneous Networks

Uplink/downlink (UL/DL) decoupling promises more flexible cell association and higher throughput in heterogeneous networks (HetNets), however, it hampers the acquisition of DL channel state information (CSI) in time-division-duplex (TDD) systems due to different base stations (BSs) connected in UL/DL. In this paper, we propose a novel data-aided (DA) channel estimation scheme to address this problem by utilizing decoded UL data to exploit CSI from received UL data signal in decoupled HetNets where a massive multiple-input multiple-output BS and dense small cell BSs are deployed. We analytically estimate BER performance of UL decoded data, which are used to derive an approximated normalized mean square error (NMSE) expression of the DA minimum mean square error (MMSE) estimator. Compared with the conventional least square (LS) and MMSE, it is shown that NMSE performances of all estimators are determined by their signal-to-noise ratio (SNR)-like terms and there is an increment consisting of UL data power, UL data length and BER values in the SNR-like term of DA method, which suggests DA method outperforms the conventional ones in any scenarios. Higher UL data power, longer UL data length and better BER performance lead to more accurate estimated channels with DA method. Numerical results verify that the analytical BER and NMSE results are close to the simulated ones and a remarkable gain in both NMSE and DL rate can be achieved by DA method in multiple scenarios with different modulations

Capacity of and Coding for Multiple-Aperture, Wireless, Optical Communications

Thesis Supervisor: Jeffrey H. Shapiro Title: Julius A. Stratton Professor of Electrical EngineeringRefractive index turbulence causes random power fluctuations in optical communication systems, making communication through the atmosphere diffcult. This same phenomenon makes the stars twinkle at night, and pavement shimmer on a hot sum- mer day. True to the old adage, "don't put all your eggs in one basket," we examine laser communication systems that use multiple transmit and receive apertures. These apertures provide redundant replicas of the transmitted message to the receiver, each corrupted separately by the atmosphere. Reliable communication occurs when not all of these paths are deeply faded. We quantify the maximum rate of reliable communication, or capacity, and study space-time coding techniques for both direct- and coherent-detection receivers. We also experimentally verify the performance of some simple techniques for optically-preamplified, direct-detection receivers.Defense Advanced Research Projects Agenc

Capacity of and coding for multiple-aperture, wireless, optical communications

Thesis (Ph. D.)--Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science, 2003.Includes bibliographical references (p. 243-249).This electronic version was submitted by the student author. The certified thesis is available in the Institute Archives and Special Collections.Refractive index turbulence causes random power fluctuations in optical communication systems, making communication through the atmosphere difficult. This same phenomenon makes the stars twinkle at night, and pavement shimmer on a hot summer day. True to the old adage, "don't put all your eggs in one basket," we examine laser communication systems that use multiple transmit and receive apertures. These apertures provide redundant replicas of the transmitted message to the receiver, each corrupted separately by the atmosphere. Reliable communication occurs when not all of these paths are deeply faded. We quantify the maximum rate of reliable communication, or capacity, and study space-time coding techniques for both direct- and coherent-detection receivers. We also experimentally verify the performance of some simple techniques for optically-preamplified, direct-detection receivers.by Shane M. Haas.Ph.D