Design and Real-World Application of Novel Machine Learning Techniques for Improving Face Recognition Algorithms

Recent progress in machine learning has made possible the development of real-world face recognition applications that can match face images as good as or better than humans. However, several challenges remain unsolved. In this PhD thesis, some of these challenges are studied and novel machine learning techniques to improve the performance of real-world face recognition applications are proposed. Current face recognition algorithms based on deep learning techniques are able to achieve outstanding accuracy when dealing with face images taken in unconstrained environments. However, training these algorithms is often costly due to the very large datasets and the high computational resources needed. On the other hand, traditional methods for face recognition are better suited when these requirements cannot be satisfied. This PhD thesis presents new techniques for both traditional and deep learning methods. In particular, a novel traditional face recognition method that combines texture and shape features together with subspace representation techniques is first presented. The proposed method is lightweight and can be trained quickly with small datasets. This method is used for matching face images scanned from identity documents against face images stored in the biometric chip of such documents. Next, two new techniques to increase the performance of face recognition methods based on convolutional neural networks are presented. Specifically, a novel training strategy that increases face recognition accuracy when dealing with face images presenting occlusions, and a new loss function that improves the performance of the triplet loss function are proposed. Finally, the problem of collecting large face datasets is considered, and a novel method based on generative adversarial networks to synthesize both face images of existing subjects in a dataset and face images of new subjects is proposed. The accuracy of existing face recognition algorithms can be increased by training with datasets augmented with the synthetic face images generated by the proposed method. In addition to the main contributions, this thesis provides a comprehensive literature review of face recognition methods and their evolution over the years. A significant amount of the work presented in this PhD thesis is the outcome of a 3-year-long research project partially funded by Innovate UK as part of a Knowledge Transfer Partnership between University of Hertfordshire and IDscan Biometrics Ltd (partnership number: 009547)

Exploring deep learning powered person re-identification

With increased security demands, more and more video surveillance systems are installed in public places, such as schools, stations, and shopping malls. Such large-scale monitoring requires 24/7 video analytics, which cannot be achieved purely by manual operations. Thanks to recent advances in artificial intelligence (AI), deep learning algorithms enable automatic video analytics via smart devices, which interpret people/vehicle behaviours in real time to avoid anomalies effectively. Among various video analytical tasks, people search is one of the most critical use cases due to its wide application scenarios, such as searching for missing people, detecting intruders, and tracking suspects. However, current AI-powered people search is generally built upon facial recognition technique, which is effective yet may be privacy-invaded. To address the problem, person re-identification (ReID), which aims to identify person-of-interest without facial information, has become an effective panacea. Despite considerable achievements in recent years, person ReID still faces some tough challenges, such as 1) the strong reliance on identity labels during feature learning, 2) the tradeoff between searching speed and identification accuracy, and 3) the huge modality discrepancy lying between data from different sources, e.g., RGB image and infrared (IR) image. Therefore, the research interest of this thesis is to focus on the above challenges in person ReID, analyze the advantages and limitations of existing solutions, and propose improved solutions for each challenge. Specifically, to alleviate the identity label reliance during feature learning, an improved unsupervised person ReID framework is proposed in Chapter 3, which refines not only imperfect cluster results but also the optimisation directions of samples. Based on the unsupervised setting, we further focus on the tradeoff between searching speed and identification accuracy. To this end, an improved unsupervised binary feature learning scheme for person ReID is proposed in Chapter 4, which derives binary identity representations that not only are robust to transformations but also have low bit correlations. Apart from person ReID conducted within a single modality where both query and gallery are RGB images, cross-modality retrieval is more challenging yet more common in real-world scenarios. To handle the problem, a two-stream framework, facilitating person ReID with on-the-fly keypoint-aware features, is proposed in Chapter 5. Furthermore, the thesis spots several promising research topics in Chapter 6, which are instructive for future works in person ReI

IST Austria Thesis

Deep neural networks have established a new standard for data-dependent feature extraction pipelines in the Computer Vision literature. Despite their remarkable performance in the standard supervised learning scenario, i.e. when models are trained with labeled data and tested on samples that follow a similar distribution, neural networks have been shown to struggle with more advanced generalization abilities, such as transferring knowledge across visually different domains, or generalizing to new unseen combinations of known concepts. In this thesis we argue that, in contrast to the usual black-box behavior of neural networks, leveraging more structured internal representations is a promising direction for tackling such problems. In particular, we focus on two forms of structure. First, we tackle modularity: We show that (i) compositional architectures are a natural tool for modeling reasoning tasks, in that they efficiently capture their combinatorial nature, which is key for generalizing beyond the compositions seen during training. We investigate how to to learn such models, both formally and experimentally, for the task of abstract visual reasoning. Then, we show that (ii) in some settings, modularity allows us to efficiently break down complex tasks into smaller, easier, modules, thereby improving computational efficiency; We study this behavior in the context of generative models for colorization, as well as for small objects detection. Secondly, we investigate the inherently layered structure of representations learned by neural networks, and analyze its role in the context of transfer learning and domain adaptation across visually dissimilar domains

Image-set, Temporal and Spatiotemporal Representations of Videos for Recognizing, Localizing and Quantifying Actions

This dissertation addresses the problem of learning video representations, which is defined here as transforming the video so that its essential structure is made more visible or accessible for action recognition and quantification. In the literature, a video can be represented by a set of images, by modeling motion or temporal dynamics, and by a 3D graph with pixels as nodes. This dissertation contributes in proposing a set of models to localize, track, segment, recognize and assess actions such as (1) image-set models via aggregating subset features given by regularizing normalized CNNs, (2) image-set models via inter-frame principal recovery and sparsely coding residual actions, (3) temporally local models with spatially global motion estimated by robust feature matching and local motion estimated by action detection with motion model added, (4) spatiotemporal models 3D graph and 3D CNN to model time as a space dimension, (5) supervised hashing by jointly learning embedding and quantization, respectively. State-of-the-art performances are achieved for tasks such as quantifying facial pain and human diving. Primary conclusions of this dissertation are categorized as follows: (i) Image set can capture facial actions that are about collective representation; (ii) Sparse and low-rank representations can have the expression, identity and pose cues untangled and can be learned via an image-set model and also a linear model; (iii) Norm is related with recognizability; similarity metrics and loss functions matter; (v) Combining the MIL based boosting tracker with the Particle Filter motion model induces a good trade-off between the appearance similarity and motion consistence; (iv) Segmenting object locally makes it amenable to assign shape priors; it is feasible to learn knowledge such as shape priors online from Web data with weak supervision; (v) It works locally in both space and time to represent videos as 3D graphs; 3D CNNs work effectively when inputted with temporally meaningful clips; (vi) the rich labeled images or videos help to learn better hash functions after learning binary embedded codes than the random projections. In addition, models proposed for videos can be adapted to other sequential images such as volumetric medical images which are not included in this dissertation

Deep representations of structures in the 3D-world

This thesis demonstrates a collection of neural network tools that leverage the structures and symmetries of the 3D-world. We have explored various aspects of a vision system ranging from relative pose estimation to 3D-part decomposition from 2D images. For any vision system, it is crucially important to understand and to resolve visual ambiguities in 3D arising from imaging methods. This thesis has shown that leveraging prior knowledge about the structures and the symmetries of the 3D-world in neural network architectures brings about better representations for ambiguous situations. It helps solve problems which are inherently ill-posed

Representation learning on complex data

Machine learning has enabled remarkable progress in various fields of research and application in recent years. The primary objective of machine learning consists of developing algorithms that can learn and improve through observation and experience. Machine learning algorithms learn from data, which may exhibit various forms of complexity, which pose fundamental challenges. In this thesis, we address two major types of data complexity: First, data is often inherently connected and can be modeled by a single or multiple graphs. Machine learning methods could potentially exploit these connections, for instance, to find groups of similar users in a social network for targeted marketing or to predict functional properties of proteins for drug design. Secondly, data is often high-dimensional, for instance, due to a large number of recorded features or induced by a quadratic pixel grid on images. Classical machine learning methods perennially fail when exposed to high-dimensional data as several key assumptions cease to be satisfied. Therefore, a major challenge associated with machine learning on graphs and high-dimensional data is to derive meaningful representations of this data, which allow models to learn effectively. In contrast to conventional manual feature engineering methods, representation learning aims at automatically learning data representations that are particularly suitable for a specific task at hand. Driven by a rapidly increasing availability of data, these methods have celebrated tremendous success for tasks such as object detection in images and speech recognition. However, there is still a considerable amount of research work to be done to fully leverage such techniques for learning on graphs and high-dimensional data. In this thesis, we address the problem of learning meaningful representations for highly-effective machine learning on complex data, in particular, graph data and high-dimensional data. Additionally, most of our proposed methods are highly scalable, allowing them to learn from massive amounts of data. While we address a wide range of general learning problems with different modes of supervision, ranging from unsupervised problems on unlabeled data to (semi-)-supervised learning on annotated data sets, we evaluate our models on specific tasks from fields such as social network analysis, information security, and computer vision. The first part of this thesis addresses representation learning on graphs. While existing graph neural network models commonly perform synchronous message passing between nodes and thus struggle with long-range dependencies and efficiency issues, our first proposed method performs fast asynchronous message passing and, therefore, supports adaptive and efficient learning and additionally scales to large graphs. Another contribution consists of a novel graph-based approach to malware detection and classification based on network traffic. While existing methods classify individual network flows between two endpoints, our algorithm collects all traffic in a monitored network within a specific time frame and builds a communication graph, which is then classified using a novel graph neural network model. The developed model can be generally applied to further graph classification or anomaly detection tasks. Two further contributions challenge a common assumption made by graph learning methods, termed homophily, which states that nodes with similar properties are usually closely connected in the graph. To this end, we develop a method that predicts node-level properties leveraging the distribution of class labels appearing in the neighborhood of the respective node. That allows our model to learn general relations between a node and its neighbors, which are not limited to homophily. Another proposed method specifically models structural similarity between nodes to model different roles, for instance, influencers and followers in a social network. In particular, we develop an unsupervised algorithm for deriving node descriptors based on how nodes spread probability mass to their neighbors and aggregate these descriptors to represent entire graphs. The second part of this thesis addresses representation learning on high-dimensional data. Specifically, we consider the problem of clustering high-dimensional data, such as images, texts, or gene expression profiles. Classical clustering algorithms struggle with this type of data since it can usually not be assumed that data objects will be similar w.r.t. all attributes, but only within a particular subspace of the full-dimensional ambient space. Subspace clustering is an approach to clustering high-dimensional data based on this assumption. While there already exist powerful neural network-based subspace clustering methods, these methods commonly suffer from scalability issues and lack a theoretical foundation. To this end, we propose a novel metric learning approach to subspace clustering, which can provably recover linear subspaces under suitable assumptions and, at the same time, tremendously reduces the required numbear of model parameters and memory compared to existing algorithms.Maschinelles Lernen hat in den letzten Jahren bemerkenswerte Fortschritte in verschiedenen Forschungs- und Anwendungsbereichen ermöglicht. Das primäre Ziel des maschinellen Lernens besteht darin, Algorithmen zu entwickeln, die durch Beobachtung und Erfahrung lernen und sich verbessern können. Algorithmen des maschinellen Lernens lernen aus Daten, die verschiedene Formen von Komplexität aufweisen können, was grundlegende Herausforderungen mit sich bringt. Im Rahmen dieser Dissertation werden zwei Haupttypen von Datenkomplexität behandelt: Erstens weisen Daten oft inhärente Verbindungen, die durch einen einzelnen oder mehrere Graphen modelliert werden können. Methoden des maschinellen Lernens können diese Verbindungen potenziell ausnutzen, um beispielsweise Gruppen ähnlicher Nutzer in einem sozialen Netzwerk für gezieltes Marketing zu finden oder um funktionale Eigenschaften von Proteinen für das Design von Medikamenten vorherzusagen. Zweitens sind die Daten oft hochdimensional, z. B. aufgrund einer großen Anzahl von erfassten Merkmalen oder bedingt durch ein quadratisches Pixelraster auf Bildern. Klassische Methoden des maschinellen Lernens versagen immer wieder, wenn sie hochdimensionalen Daten ausgesetzt werden, da mehrere Schlüsselannahmen nicht mehr erfüllt sind. Daher besteht eine große Herausforderung beim maschinellen Lernen auf Graphen und hochdimensionalen Daten darin, sinnvolle Repräsentationen dieser Daten abzuleiten, die es den Modellen ermöglichen, effektiv zu lernen. Im Gegensatz zu konventionellen manuellen Feature-Engineering-Methoden zielt Representation Learning darauf ab, automatisch Datenrepräsentationen zu lernen, die für eine bestimmte Aufgabenstellung besonders geeignet sind. Angetrieben durch eine rasant steigende Datenverfügbarkeit haben diese Methoden bei Aufgaben wie der Objekterkennung in Bildern und der Spracherkennung enorme Erfolge gefeiert. Es besteht jedoch noch ein erheblicher Forschungsbedarf, um solche Verfahren für das Lernen auf Graphen und hochdimensionalen Daten voll auszuschöpfen. Diese Dissertation beschäftigt sich mit dem Problem des Lernens sinnvoller Repräsentationen für hocheffektives maschinelles Lernen auf komplexen Daten, insbesondere auf Graphen und hochdimensionalen Daten. Zusätzlich sind die meisten hier vorgeschlagenen Methoden hoch skalierbar, so dass sie aus großen Datenmengen lernen können. Obgleich eine breite Palette von allgemeinen Lernproblemen mit verschiedenen Arten der Überwachung adressiert wird, die von unüberwachten Problemen auf unannotierten Daten bis hin zum (semi-)überwachten Lernen auf annotierten Datensätzen reichen, werden die vorgestellten Metoden anhand spezifischen Anwendungen aus Bereichen wie der Analyse sozialer Netzwerke, der Informationssicherheit und der Computer Vision evaluiert. Der erste Teil der Dissertation befasst sich mit dem Representation Learning auf Graphen. Während existierende neuronale Netze für Graphen üblicherweise eine synchrone Nachrichtenübermittlung zwischen den Knoten durchführen und somit mit langreichweitigen Abhängigkeiten und Effizienzproblemen zu kämpfen haben, führt die erste hier vorgeschlagene Methode eine schnelle asynchrone Nachrichtenübermittlung durch und unterstützt somit adaptives und effizientes Lernen und skaliert zudem auf große Graphen. Ein weiterer Beitrag besteht in einem neuartigen graphenbasierten Ansatz zur Malware-Erkennung und -Klassifizierung auf Basis des Netzwerkverkehrs. Während bestehende Methoden einzelne Netzwerkflüsse zwischen zwei Endpunkten klassifizieren, sammelt der vorgeschlagene Algorithmus den gesamten Verkehr in einem überwachten Netzwerk innerhalb eines bestimmten Zeitraums und baut einen Kommunikationsgraphen auf, der dann mithilfe eines neuartigen neuronalen Netzes für Graphen klassifiziert wird. Das entwickelte Modell kann allgemein für weitere Graphenklassifizierungs- oder Anomalieerkennungsaufgaben eingesetzt werden. Zwei weitere Beiträge stellen eine gängige Annahme von Graphen-Lernmethoden in Frage, die so genannte Homophilie-Annahme, die besagt, dass Knoten mit ähnlichen Eigenschaften in der Regel eng im Graphen verbunden sind. Zu diesem Zweck wird eine Methode entwickelt, die Eigenschaften auf Knotenebene vorhersagt, indem sie die Verteilung der annotierten Klassen in der Nachbarschaft des jeweiligen Knotens nutzt. Das erlaubt dem vorgeschlagenen Modell, allgemeine Beziehungen zwischen einem Knoten und seinen Nachbarn zu lernen, die nicht auf Homophilie beschränkt sind. Eine weitere vorgeschlagene Methode modelliert strukturelle Ähnlichkeit zwischen Knoten, um unterschiedliche Rollen zu modellieren, zum Beispiel Influencer und Follower in einem sozialen Netzwerk. Insbesondere entwickeln wir einen unüberwachten Algorithmus zur Ableitung von Knoten-Deskriptoren, die darauf basieren, wie Knoten Wahrscheinlichkeitsmasse auf ihre Nachbarn verteilen, und aggregieren diese Deskriptoren, um ganze Graphen darzustellen. Der zweite Teil dieser Dissertation befasst sich mit dem Representation Learning auf hochdimensionalen Daten. Konkret wird das Problem des Clusterns hochdimensionaler Daten, wie z. B. Bilder, Texte oder Genexpressionsprofile, betrachtet. Klassische Clustering-Algorithmen haben mit dieser Art von Daten zu kämpfen, da in der Regel nicht davon ausgegangen werden kann, dass die Datenobjekte in Bezug auf alle Attribute ähnlich sind, sondern nur innerhalb eines bestimmten Unterraums des volldimensionalen Datenraums. Das Unterraum-Clustering ist ein Ansatz zum Clustern hochdimensionaler Daten, der auf dieser Annahme basiert. Obwohl es bereits leistungsfähige, auf neuronalen Netzen basierende Unterraum-Clustering-Methoden gibt, leiden diese Methoden im Allgemeinen unter Skalierbarkeitsproblemen und es fehlt ihnen an einer theoretischen Grundlage. Zu diesem Zweck wird ein neuartiger Metric Learning Ansatz für das Unterraum-Clustering vorgeschlagen, der unter geeigneten Annahmen nachweislich lineare Unterräume detektieren kann und gleichzeitig die erforderliche Anzahl von Modellparametern und Speicher im Vergleich zu bestehenden Algorithmen enorm reduziert