Time diversity solutions to cope with lost packets

A dissertation submitted to Departamento de Engenharia Electrotécnica of Faculdade de Ciências e Tecnologia of Universidade Nova de Lisboa in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Engenharia Electrotécnica e de ComputadoresModern broadband wireless systems require high throughputs and can also have very high Quality-of-Service (QoS) requirements, namely small error rates and short delays. A high spectral efficiency is needed to meet these requirements. Lost packets, either due to errors or collisions, are usually discarded and need to be retransmitted, leading to performance degradation. An alternative to simple retransmission that can improve both power and spectral efficiency is to combine the signals associated to different transmission attempts. This thesis analyses two time diversity approaches to cope with lost packets that are relatively similar at physical layer but handle different packet loss causes. The first is a lowcomplexity Diversity-Combining (DC) Automatic Repeat reQuest (ARQ) scheme employed in a Time Division Multiple Access (TDMA) architecture, adapted for channels dedicated to a single user. The second is a Network-assisted Diversity Multiple Access (NDMA) scheme, which is a multi-packet detection approach able to separate multiple mobile terminals transmitting simultaneously in one slot using temporal diversity. This thesis combines these techniques with Single Carrier with Frequency Division Equalizer (SC-FDE) systems, which are widely recognized as the best candidates for the uplink of future broadband wireless systems. It proposes a new NDMA scheme capable of handling more Mobile Terminals (MTs) than the user separation capacity of the receiver. This thesis also proposes a set of analytical tools that can be used to analyse and optimize the use of these two systems. These tools are then employed to compare both approaches in terms of error rate, throughput and delay performances, and taking the implementation complexity into consideration. Finally, it is shown that both approaches represent viable solutions for future broadband wireless communications complementing each other.Fundação para a Ciência e Tecnologia - PhD grant(SFRH/BD/41515/2007); CTS multi-annual funding project PEst-OE/EEI/UI0066/2011, IT pluri-annual funding project PEst-OE/EEI/LA0008/2011, U-BOAT project PTDC/EEATEL/ 67066/2006, MPSat project PTDC/EEA-TEL/099074/2008 and OPPORTUNISTICCR project PTDC/EEA-TEL/115981/200

Lightly synchronized Multipacket Reception in Machine-Type Communications Networks

Machine Type Communication (MTC) applications were designed to monitor and control elements of our surroundings and environment. MTC applications have a different set of requirements compared to the traditional communication devices, with Machine to Machine (M2M) data being mostly short, asynchronous, bursty and sometimes requiring end-to-end delays below 1ms. With the growth of MTC, the new generation of mobile communications has to be able to present different types of services with very different requirements, i.e. the same network has to be capable of "supplying" connection to the user that just wants to download a video or use social media, allowing at the same time MTC that has completely different requirements, without deteriorating both experiences. The challenges associated to the implementation of MTC require disruptive changes at the Physical (PHY) and Medium Access Control (MAC) layers, that lead to a better use of the spectrum available. The orthogonality and synchronization requirements of the PHY layer of current Long Term Evolution Advanced (LTE-A) radio access network (based on glsofdm and Single Carrier Frequency Domain Equalization (SC-FDE)) are obstacles for this new 5th Generation (5G) architecture. Generalized Frequency Division Multiplexing (GFDM) and other modulation techniques were proposed as candidates for the 5G PHY layer, however they also suffer from visible degradation when the transmitter and receiver are not synchronized, leading to a poor performance when collisions occur in an asynchronous MAC layer. This dissertation addresses the requirements of M2M traffic at the MAC layer applying multipacket reception (MPR) techniques to handle the bursty nature of the traffic and synchronization tones and optimized back-off approaches to reduce the delay. It proposes a new MAC protocol and analyses its performance analytically considering an SC-FDE modulation. The models are validated using a system level cross-layer simulator developed in MATLAB, which implements the MAC protocol and applies PHY layer performance models. The results show that the MAC’s latency depends mainly on the number of users and the load of each user, and can be controlled using these two parameters

Energy-efficient diversity combining for different access schemes in a multi-path dispersive channel

Dissertação para obtenção do Grau de Doutor em Engenharia Electrotécnica e ComputadoresThe forthcoming generation of mobile communications, 5G, will settle a new standard for a larger bandwidth and better Quality of Service (QoS). With the exploding growth rate of user generated data, wireless standards must cope with this growth and at the same time be energy efficient to avoid depleting the batteries of wireless devices. Besides these issues, in a broadband wireless setting QoS can be severely affected from a multipath dispersive channel and therefore be energy demanding. Cross-layered architectures are a good choice to enhance the overall performance of a wireless system. Examples of cross-layered Physical (PHY) - Medium Access Control (MAC) architectures are type-II Diversity Combining (DC) Hybrid-ARQ (H-ARQ) and Multi-user Detection (MUD) schemes. Cross-layered type-II DC H-ARQ schemes reuse failed packet transmissions to enhance data reception on posterior retransmissions; MUD schemes reuse data information from previously collided packets on posterior retransmissions to enhance data reception. For a multipath dispersive channel, a PHY layer analytical model is proposed for Single-Carrier with Frequency Domain Equalization (SC-FDE) that supports DC H-ARQ and MUD. Based on this analytical model, three PHY-MAC protocols are proposed. A crosslayered Time Division Multiple Access (TDMA) scheme that uses DC H-ARQ is modeled and its performance is studied in this document; the performance analysis shows that the scheme performs better with DC and achieves a better energy efficiency at the cost of a higher delay. A novel cross-layered prefix-assisted Direct-Sequence Code Division Multiple Access (DS-CDMA) scheme is proposed and modeled in this document, it uses principles of DC and MUD. This protocol performs better by means of additional retransmissions, achieving better energy efficiency, at the cost of higher redundancy from a code spreading gain. Finally, a novel cross-layered protocol H-ARQ Network Division Multiple Access (H-NDMA) is proposed and modeled, where the combination of DC H-ARQ and MUD is used with the intent of maximizing the system capacity with a lower delay; system results show that the proposed scheme achieves better energy efficiency and a better performance at the cost of a higher number of retransmissions. A comparison of the three cross-layered protocols is made, using the PHY analytical model, under normalized conditions using the same amount of maximum redundancy. Results show that the H-NDMA protocol, in general, obtains the best results, achieving a good performance and a good energy efficiency for a high channel load and low Signal-to-Noise Ratio (SNR). TDMA with DC H-ARQ achieves the best energy efficiency, although presenting the worst delay. Prefix-assisted DS-CDMA in the other hand shows good delay results but presents the worst throughput and energy efficiency

Protocol for Extreme Low Latency M2M Communication Networks

As technology evolves, more Machine to Machine (M2M) deployments and mission critical services are expected to grow massively, generating new and diverse forms of data traffic, posing unprecedented challenges in requirements such as delay, reliability, energy consumption and scalability. This new paradigm vindicates a new set of stringent requirements that the current mobile networks do not support. A new generation of mobile networks is needed to attend to this innovative services and requirements - the The fifth generation of mobile networks (5G) networks. Specifically, achieving ultra-reliable low latency communication for machine to machine networks represents a major challenge, that requires a new approach to the design of the Physical (PHY) and Medium Access Control (MAC) layer to provide these novel services and handle the new heterogeneous environment in 5G. The current LTE Advanced (LTE-A) radio access network orthogonality and synchronization requirements are obstacles for this new 5G architecture, since devices in M2M generate bursty and sporadic traffic, and therefore should not be obliged to follow the synchronization of the LTE-A PHY layer. A non-orthogonal access scheme is required, that enables asynchronous access and that does not degrade the spectrum. This dissertation addresses the requirements of URLLC M2M traffic at the MAC layer. It proposes an extension of the M2M H-NDMA protocol for a multi base station scenario and a power control scheme to adapt the protocol to the requirements of URLLC. The system and power control schemes performance and the introduction of more base stations are analyzed in a system level simulator developed in MATLAB, which implements the MAC protocol and applies the power control algorithm. Results showed that with the increase in the number of base stations, delay can be significantly reduced and the protocol supports more devices without compromising delay or reliability bounds for Ultra-Reliable and Low Latency Communication (URLLC), while also increasing the throughput. The extension of the protocol will enable the study of different power control algorithms for more complex scenarios and access schemes that combine asynchronous and synchronous access

Performance analysis of feedback-free collision resolution NDMA protocol

To support communications of a large number of deployed devices while guaranteeing limited signaling load, low energy consumption, and high reliability, future cellular systems require efficient random access protocols. However, how to address the collision resolution at the receiver is still the main bottleneck of these protocols. The network-assisted diversity multiple access (NDMA) protocol solves the issue and attains the highest potential throughput at the cost of keeping devices active to acquire feedback and repeating transmissions until successful decoding. In contrast, another potential approach is the feedback-free NDMA (FF-NDMA) protocol, in which devices do repeat packets in a pre-defined number of consecutive time slots without waiting for feedback associated with repetitions. Here, we investigate the FF-NDMA protocol from a cellular network perspective in order to elucidate under what circumstances this scheme is more energy efficient than NDMA. We characterize analytically the FF-NDMA protocol along with the multipacket reception model and a finite Markov chain. Analytic expressions for throughput, delay, capture probability, energy, and energy efficiency are derived. Then, clues for system design are established according to the different trade-offs studied. Simulation results show that FF-NDMA is more energy efficient than classical NDMA and HARQ-NDMA at low signal-to-noise ratio (SNR) and at medium SNR when the load increases.Peer ReviewedPostprint (published version

Serviços pós-4G em redes de satélite LEO com recepção multi-pacote e com handover

Dissertação para obtenção do Grau de Mestre em Engenharia Electrotécnica e de ComputadoresUm pacote com erros, quer seja devido à existência de colisões ou ruído no canal, é normalmente descartado e necessita de ser retransmitido, levando a perdas de desempenho. A junção do protocolo H-ARQ (Hybrid Automatic Retransmission reQuest) com técnicas de recepção multi-pacote e com diversidade temporal como o NDMA (Network Diversity Multiple Access), melhoram o desempenho, visto terem a capacidade de pedir transmissões extra e combinar todos os sinais recebidos no mesmo período. Contudo, o atraso provocado pelo tempo de ida e volta na comunicação com uma rede de satélites, limita o número de retransmissões que possam ser pedidas pelos terminais para garantir qualidade de serviço. Esta tese considera o desenho de um protocolo híbrido que combina H-ARQ com NDMA para redes satélites com tráfego atribuído a pedido. O protocolo S-NDMA (Satellite NDMA) é apresentado, juntamente com modelos analíticos para o seu desempenho. É analisada a sua eficiência energética, tendo em conta requisitos de qualidade de serviço (QoS). O sistema é feito para satélites de órbita baixa (LEO) e com SC-FDE (Single-Carrier with Frequency Domain Equalization). É feita também uma comparação de desempenhos deste esquema com H-NDMA (Hybrid-NDMA), mostrando que é eficiente em termos energéticos e que cumpre requisitos de QoS para serviços exigentes como videochamadas. São necessários vários satélites para cobrir uma vasta área do planeta. Como os satélites estão em constante movimento, a zona de cobertura associada a cada satélite também se desloca. Isto leva a uma necessidade do terminal móvel trocar constantemente de ligação para um novo satélite. Nesta dissertação são propostos dois esquemas para S-NDMA: o tradicional com interrupção temporária de ligação, e um novo com continuidade de ligação baseado em SIMO distribuído. São estudadas a viabilidade e desempenho dos dois esquemas, analisando-se a eficiência energética, o efeito de Doppler, o ponto óptimo de troca e o atraso no tempo na comunicação entre terminais móveis e satélites

C-RAN CoMP Methods for MPR Receivers

The growth in mobile network traffic due to the increase in MTC (Machine Type Communication) applications, brings along a series of new challenges in traffic routing and management. The goals are to have effective resolution times (less delay), low energy consuption (given that wide sensor networks which are included in the MTC category, are built to last years with respect to their battery consuption) and extremely reliable communication (low Packet Error Rates), following the fifth generation (5G) mobile network demands. In order to deal with this type of dense traffic, several uplink strategies can be devised, where diversity variables like space (several Base Stations deployed), time (number of retransmissions of a given packet per user) and power spreading (power value diversity at the receiver, introducing the concept of SIC and Power-NOMA) have to be handled carefully to fulfill the requirements demanded in Ultra-Reliable Low-Latency Communication (URLLC). This thesis, besides being restricted in terms of transmission power and processing of a User Equipment (UE), works on top of an Iterative Block Decision Feedback Equalization Reciever that allows Multi Packet Reception to deal with the diversity types mentioned earlier. The results of this thesis explore the possibility of fragmenting the processing capabilities in an integrated cloud network (C-RAN) environment through an SINR estimation at the receiver to better understand how and where we can break and distribute our processing needs in order to handle near Base Station users and cell-edge users, the latters being the hardest to deal with in dense networks like the ones deployed in a MTC environment

Multipacket reception in the presence of in-band full-duplex communication

In-Band Full-DupleX (IB-FDX) is defined as the ability for nodes to transmit and receive signals simultaneously on the same channel. Conventional digital wireless networks do not implement it, since a node’s own transmission signal causes interference to the signal it is trying to receive. However, recent studies attempt to overcome this obstacle, since it can potentially double the spectral efficiency of current wireless networks. Different mechanisms exist today that are able to reduce a significant part of the Self- Interference (SI), although specially tuned Medium Access Control (MAC) protocols are required to optimize its use. One of IB-FDX’s biggest problems is that the nodes’ interference range is extended, meaning the unusable space for other transmissions and receptions is broader. This dissertation proposes using MultiPacket Reception (MPR) to address this issue and adapts an already existing Single-Carrier with Frequency-Domain Equalization (SC-FDE) receiver to IB-FDX. The performance analysis suggests that MPR and IB-FDX have a strong synergy and are able to achieve higher data rates, when used together. Using analytical models, the optimal transmission patterns and transmission power were identified, which maximize the channel capacity with the minimal energy consumption. This was used to define a new MAC protocol, named Full-duplex Multipacket reception Medium Access Control (FM-MAC). FM-MAC was designed for a single-hop cellular infrastructure, where the Access Point (AP) and the terminals implement both IB-FDX and MPR. It divides the coverage range of the AP into a closer Full-DupleX (FDX) zone and a farther Half-DupleX (HDX) zone and adds a tunable fairness mechanism to avoid terminal starvation. Simulation results show that this protocol provides efficient support for both HDX and FDX terminals, maximizing its capacity when more FDX terminals are used

Cross-layer design for communication systems

Master'sMASTER OF ENGINEERIN