Improved Hybrid Blind PAPR Reduction Algorithm for OFDM Systems

The ever growing demand for high data rate communication services resulted into the development of long-term evolution (LTE) technology. LTE uses orthogonal frequency division multiplexing (OFDM) as a transmission technology in its PHY layer for down-link (DL) communications. OFDM is spectrally efficient multicarrier modulation technique ideal for high data transmissions over highly time and frequency varying channels. However, the transmitted signal in OFDM can have high peak values in the time domain due to inverse fast Fourier transform (IFFT) operation. This creates high peak-to-average power ratio (PAPR) when compared to single carrier systems. PAPR drives the power amplifiers to saturation degrading its efficiency by consuming more power. In this paper a hybrid blind PAPR reduction algorithm for OFDM systems is proposed, which is a combination of distortion technique (Clipping) and distortionless technique (DFT spreading). The DFT spreading is done prior to clipping reducing significantly the probability of having higher peaks in the composite signal prior to transmission. Simulation results show that the proposed algorithm outperforms unprocessed conventional OFDM transmission by 9 dB. Comparison with existing blind algorithms shows 7 dB improvement at error rate 10–3 and 3 dB improvement at error rate 10–1 when operating in flat fading and doubly dispersive channels, respectively.Keywords:    LTE Systems; OFDM; Peak to Average Power Ratio; DFT spreading; Signal to Noise Power Ratio

CPM-SC-IFDMA--A Power Efficient Transmission Scheme for Uplink LTE

In this thesis we have proposed a power efficient transmission scheme, CPM-SC-IFDMA, for uplink LTE. In uplink LTE, efficiency of the transmitter power amplier is a major concern, as the transmitter is placed in the mobile device which has limited power supply. The proposed scheme, CPM-SC-IFDMA, combines the key advantages of CPM (continuous phase modulation) with SC-IFDMA (single carrier frequency division multiple access with interleaved subcarrier mapping) in order to increase the power amplier efficiency of the transmitter. In this work, we have analyzed the bit error rate (BER) performance of the proposed scheme in LTE specied channels. The BER performance of two CPM-SC-IFDMA scheme are compared with that of a LTE specied transmission scheme, QPSK-LFDMA (QPSK modulated SC-FDMA with localized subcarrier mapping), combined with convolutional coding (CC-QPSK-LFDMA). We first show that CPM-SC-IFDMA has a much higher power efficiency than CC-QPSK-LFDMA by simulating the PAPR (peak-to-average-power-ratio) plots. Then, using the data from the PAPR plots and the conventional BER plots (BER as a function of signal-to-noise-ratio), we show that, when the net BER, obtained by compensating for the power efficiency loss, is considered, CPM-SC-IFDMA has a superior performance relative to CC-QPSK-LFDMA by up to 3.8 dB, in the LTE specified channels

Enhanced Multicarrier Techniques for Professional Ad-Hoc and Cell-Based Communications (EMPhAtiC) Document Number D3.3 Reduction of PAPR and non linearities effects

Livrable d'un projet Européen EMPHATICLike other multicarrier modulation techniques, FBMC suffers from high peak-to-average power ratio (PAPR), impacting its performance in the presence of a nonlinear high power amplifier (HPA) in two ways. The first impact is an in-band distortion affecting the error rate performance of the link. The second impact is an out-of-band effect appearing as power spectral density (PSD) regrowth, making the coexistence between FBMC based broad-band Professional Mobile Radio (PMR) systems with existing narrowband systems difficult to achieve. This report addresses first the theoretical analysis of in-band HPA distortions in terms of Bit Error Rate. Also, the out-of band impact of HPA nonlinearities is studied in terms of PSD regrowth prediction. Furthermore, the problem of PAPR reduction is addressed along with some HPA linearization techniques and nonlinearity compensation approaches

Design guidelines for spatial modulation

A new class of low-complexity, yet energyefficient Multiple-Input Multiple-Output (MIMO) transmission techniques, namely the family of Spatial Modulation (SM) aided MIMOs (SM-MIMO) has emerged. These systems are capable of exploiting the spatial dimensions (i.e. the antenna indices) as an additional dimension invoked for transmitting information, apart from the traditional Amplitude and Phase Modulation (APM). SM is capable of efficiently operating in diverse MIMO configurations in the context of future communication systems. It constitutes a promising transmission candidate for large-scale MIMO design and for the indoor optical wireless communication whilst relying on a single-Radio Frequency (RF) chain. Moreover, SM may also be viewed as an entirely new hybrid modulation scheme, which is still in its infancy. This paper aims for providing a general survey of the SM design framework as well as of its intrinsic limits. In particular, we focus our attention on the associated transceiver design, on spatial constellation optimization, on link adaptation techniques, on distributed/ cooperative protocol design issues, and on their meritorious variants

Advances in single carrier block modulation with frequency domain processing

International audienceThis special issue focuses on single carrier block modulation (SC-BM) with frequency domain processing. This class of modulation and multiple access schemes complements the orthogonal frequency division multiple access (OFDMA) and its variations. For example, LTE (the long term evolution of the 3GPP standard), and LTE-Advanced, employ OFDMA in the downlink (base stations to mobiles) and SC-FDMA, a version of SC-BM in the uplink (mobiles to base stations). The main reason for adapting the technology of SC-FDMA for uplink LTE is the fact that OFDMA has high "peak-to-average power ratio" (PAPR), which is a disadvantage for mobile devices that are limited by power availability. Besides its advantage of low PAPR, SC-BM technology has a similar performance/complexity to that of OFDMA, and simple frequency domain equalization methods for combating dispersive channels. There were 17 papers submitted to this special issue. All had merits, but the review process reduced the number of accepted papers to 9. The accepted papers cover a number of novel and advanced aspects of single carrier block modulation with frequency domain processing: near-optimal nonlinear and iterative equalization techniques; applications to CDMA, MIMO and ARQ; channel estimation; and application to free-space optical transmission. Following is a summary of the papers. In the paper "Iterative Successive Interference Cancellation for Quasi-Synchronous Block Spread CDMA Based on the Orders of the Times of Arrival", Wang, Bocus, and Coon [1] describe an interference cancellation scheme based on the times of arrival of the signals from different users, and they show that for practical channels this ordering criterion is equivalent to ordering with respect to decreasing average SINR. In "Complexity Reduced MLD Based on QR Decomposition in OFDM MIMO Multiplexing with Frequency Domain Spreading and Code Multiplexing", Nagatomi, Kawai, and Higuchi [2] propose a reduced-complexity maximum likelihood signal detection method for MIMO-OFDM systems with frequency-domain spreading and code multiplexing. They show how to exploit signal orthogonalization based on QR decomposition of the product of the channel and spreading code matrices in the frequency domain to obtain significant complexity reductions. In "Frequency-domain Block Signal detection with QRM-MLD for Training Sequence-aided Single-carrier Transmission", Yamamoto, Takeda and Adachi [3] propose replacement of the cyclic prefix with a known training sequence. The object is to improve BER performance of an equalization scheme which uses QR decomposition with M-algorithm detection, while keeping the number of surviving paths low for reduced complexity. The scheme is especially effective for 16QAM and 64QAM modulation. The paper "Joint Iterative Tx/Rx MMSE-FDE and ISI Cancellation for Single-carrier Hybrid ARQ with Chase Combining" by Takeda and Adachi [4] applies transmitter and receiver equalization and iterative intersymbol interference cancellation to a system with hybrid ARQ transmission, Chase combining and antenna diversity. The equalizer parameters at both transmitter and receiver are optimized for each retransmission. The paper "Novel Techniques of Single Carrier Frequency Domain Equalization for Optical Wireless Communications" by Acolaste, Bar-Ness, and Wilson [5] investigates the application of single-carrier frequency-domain equalization to diffuse optical wireless communications and demonstrates its advantages over OFDM in terms of reduced PAPR and improved error rate in the presence of LED nonlinearity. In the paper "Semi-Blind Channel Estimation for IFDMA in Case of Channels with Large Delay Spreads", Sohl and Klein [6] propose a subspace-based channel estimation algorithm which can cope with large delay spreads. In previous work on IFDMA, the number of channel taps that can be estimated was limited to the number of subcarriers per user. The subspace analysis in this paper relaxes this constraint and increases the number of taps that can be estimated. The paper "Channel Frequency response Estimation for MIMO with Systems with Frequency-Domain Equalization " by Yang, Shi, Chew, and Tjhung [7] suggests a training-based channel frequency response (CFR) estimation scheme which is hardware efficient when integrated with and SC-FDE and space time coding (STC) in MIMO Systems. An MSE analysis of this CFR estimation scheme is provided, which considered linear estimators based on both LS and minimum MSE criteria. Also with a given constraint which effectively limits the transmit power of the training signals, the paper investigates the optimal design of training signals under different a priori knowledge of the channel statistics. For the special case of 2 transmit antennas, it was demonstrated that CFR estimation could be implemented in adaptive manner. The paper by Dang, Ruder, Schober and Gerstacker [8], "MMSE Beamforming for SC-FDMA Transmission over MIMO ISI Channels", derives minimum mean squared error beamforming strategies for multi-antenna reception, as well as further modifications to reduce the transmitted peak to average power ratios. The paper by Nishino, Tanahashi, and Ochiai [9], "A Bit Labeling Design for Trellis-Shaped Single-Carrier PSK with PAPR Reduction", investigates application of trellis shaping to reduce the PAPR of band-limited single-carrier PSK signals. The authors demonstrate that the uncoded bit error rate and PAPR reduction capability of trellis shaping is highly dependent on bit labeling. They propose a bit labeling scheme for high-order PSK constellation that can efficiently reduce PAPR while achieving BER performance comparable to that of Gray labeling

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Waveforms for sub-THz 6G: Design Guidelines

The projected sub-THz (100 - 300 GHz) part of the upcoming 6G standard will require a careful design of the waveform and choice of slot structure. Not only that the design of the physical layer for 6G will be driven by ambitious system performance requirements, but also hardware limitations, specific to sub-THz frequencies, pose a fundamental design constraint for the waveform. In this contribution, general guidelines for the waveform design are given, together with a non-exhaustive list of exemplary waveforms that can be used to meet the design requirements.Comment: Paper presented at EuCNC 2023, June 6-9 2023, Gothenburg, Swede

Peak to average power ratio reduction and error control in MIMO-OFDM HARQ System

Currently, multiple-input multiple-output orthogonal frequency division multiplexing (MIMOOFDM) systems underlie crucial wireless communication systems such as commercial 4G and 5G networks, tactical communication, and interoperable Public Safety communications. However, one drawback arising from OFDM modulation is its resulting high peak-to-average power ratio (PAPR). This problem increases with an increase in the number of transmit antennas. In this work, a new hybrid PAPR reduction technique is proposed for space-time block coding (STBC) MIMO-OFDM systems that combine the coding capabilities to PAPR reduction methods, while leveraging the new degree of freedom provided by the presence of multiple transmit chairs (MIMO). In the first part, we presented an extensive literature review of PAPR reduction techniques for OFDM and MIMO-OFDM systems. The work developed a PAPR reduction technique taxonomy, and analyzed the motivations for reducing the PAPR in current communication systems, emphasizing two important motivations such as power savings and coverage gain. In the tax onomy presented here, we include a new category, namely, hybrid techniques. Additionally, we drew a conclusion regarding the importance of hybrid PAPR reduction techniques. In the second part, we studied the effect of forward error correction (FEC) codes on the PAPR for the coded OFDM (COFDM) system. We simulated and compared the CCDF of the PAPR and its relationship with the autocorrelation of the COFDM signal before the inverse fast Fourier transform (IFFT) block. This allows to conclude on the main characteristics of the codes that generate high peaks in the COFDM signal, and therefore, the optimal parameters in order to reduce PAPR. We emphasize our study in FEC codes as linear block codes, and convolutional codes. Finally, we proposed a new hybrid PAPR reduction technique for an STBC MIMO-OFDM system, in which the convolutional code is optimized to avoid PAPR degradation, which also combines successive suboptimal cross-antenna rotation and inversion (SS-CARI) and iterative modified companding and filtering schemes. The new method permits to obtain a significant net gain for the system, i.e., considerable PAPR reduction, bit error rate (BER) gain as compared to the basic MIMO-OFDM system, low complexity, and reduced spectral splatter. The new hybrid technique was extensively evaluated by simulation, and the complementary cumulative distribution function (CCDF), the BER, and the power spectral density (PSD) were compared to the original STBC MIMO-OFDM signal