Esquemas de retransmissão baseados no protocolo decodifica-e-encaminha em redes cognitivas do tipo underlay

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: O conceito de compartilhamento de espectro do tipo underlay tem sido proposto como uma técnica promissora para contornar o problema da escassez e da subutilização do espectro, permitindo que usuários não licenciados, chamados de usuários secundários, possam acessar simultaneamente uma banda licenciada, alocada aos usuários primários, desde que o nível de interferência sobre os mesmos seja mantido abaixo de um dado limiar aceitável. Entretanto, isso implica que a potência de transmissão na rede secundária deve ser restringida, comprometendo assim a confiabilidade e a cobertura da comunicação. A fim de contornar esse problema, técnicas de retransmissão cooperativa, as quais proveem um novo tipo de diversidade espacial, podem ser exploradas como um meio eficaz para melhorar o desempenho da rede secundária. De fato, a utilização conjunta de ambas as técnicas ¿ compartilhamento de espectro do tipo underlay e retransmissão cooperativa ¿ em redes cooperativas e cognitivas tem recebido especial atenção, já que a eficiência espectral do sistema e o desempenho da rede secundária podem ser melhorados significativamente. Esta tese apresenta quatro contribuições principais na referida área. Em particular, estuda-se o efeito conjunto de duas restrições de potência importantes sobre o desempenho de outage de redes cooperativas e cognitivas, especificamente, o nível máximo de potência interferente tolerada pelo receptor primário e o valor máximo de potência transmitida nos usuários secundários. Foca-se em esquemas de retransmissão baseados no protocolo decodifica-e-encaminha, abordando cenários em que o enlace direto entre fonte e destino está disponível para transmitir informação útil. Como uma primeira contribuição, analisa-se o desempenho de dois esquemas baseados no protocolo de retransmissão half-duplex incremental, os quais exploram a diversidade espacial dos enlaces diretos em redes cooperativas e cognitivas multiusuário. A segunda contribuição investiga o impacto de estimativas desatualizadas do canal sobre o mecanismo de seleção de destino para um desses esquemas anteriores, focando-se apenas no aspecto cooperativo da rede, ou seja, desconsiderando-se o uso de compartilhamento espectral. A terceira contribuição estuda o desempenho de redes cooperativas e cognitivas baseadas no modo full-duplex. Para esse cenário, avalia-se o impacto tanto da autointerferência residual, que é inerente ao modo full-duplex, bem como das restrições de potência que caracterizam o compartilhamento de espectro do tipo underlay. Como contribuição final, motivada pelo compromisso entre a perda de eficiência espectral e o problema da autointerferência residual, próprios dos modos half-duplex e full-duplex, respectivamente, propõe-se e analisa-se um esquema de transmissão adaptativo para redes cooperativas e cognitivas, através do qual, antes de cada processo de comunicação, um dos seguintes modos de transmissão é selecionado: retransmissão half-duplex, retransmissão full-duplex ou transmissão direta. Para todos os cenários considerados, expressões analíticas exatas para a probabilidade de outage são obtidas. Adicionalmente, uma análise assintótica é realizada a fim de caracterizar a ordem de diversidade e o comportamento de outage da rede secundária no regime assintótico de alta relação sinal-ruído. Simulações de Monte Carlo validam os resultados analíticos apresentadosAbstract: Underlay spectrum sharing has been proposed as a promising technique to alleviate the problem of spectrum scarcity and underutilization, by enabling secondary (unlicensed) users to concurrently access a licensed band, provided that the resulting interference on the primary (licensed) users remains below a given acceptable level. However, such a technique implies that the transmit power at the secondary network must be constrained, thereby compromising the communication reliability and coverage. To counteract this, cooperative relaying techniques, which provide a new form of spatial diversity, can be exploited as an effective means to boost the performance of the secondary network. Indeed, the joint use of both techniques¿underlay spectrum sharing and cooperative relaying¿in cognitive relaying networks has drawn special attention, since the overall spectral efficiency and the secondary-network performance can be significantly improved. This dissertation comprises four main contributions in this field. In particular, we examine the combined effect of two crucial power constraints on the outage performance of cognitive relaying networks, namely, the maximum tolerable interference power at the primary receiver and the maximum transmit power at the secondary users. We focus on relaying schemes operating under the decode-and-forward protocol, for scenarios in which the direct link between source and destination is available to convey useful information. As a first contribution, we analyze the performance of two incremental half-duplex relaying schemes, which exploit the spatial diversity of the direct links in a multiuser scenario. Our second contribution investigates the impact of outdated channel estimates on the destination-scheduling mechanism of one of those incremental schemes, from the perspective of a cooperative network only, that is, in the absence of spectrum sharing. The third contribution addresses cognitive full-duplex relaying networks. More specifically, we assess the system performance as a function of both the residual self-interference, which is inherent to the full-duplex relaying mode, and the underlay spectrum-sharing power constraints. As a final contribution, driven by the tradeoff between the spectral-efficiency loss and the residual self-interference problem, intrinsic to the half- and full-duplex relaying modes, respectively, we propose and analyze an adaptive transmission scheme whereby, before each communication process, one out of the following transmission modes is selected: half-duplex relaying, full-duplex relaying, or direct transmission. For all the considered scenarios, exact analytical expressions for the outage probability are derived. In addition, an asymptotic analysis is performed to obtain further insights on the diversity order and outage behavior of the secondary network at the high signal-to-noise ratio regime. Monte Carlo simulations corroborate the accuracy of the presented mathematical analysisDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia ElétricaCAPE

Relay Selection Strategies for Multi-hop Cooperative Networks

In this dissertation we consider several relay selection strategies for multi-hop cooperative networks. The relay selection strategies we propose do not require a central controller (CC). Instead, the relay selection is on a hop-by-hop basis. As such, these strategies can be implemented in a distributed manner. Therefore, increasing the number of hops in the network would not increase the complexity or time consumed for the relay selection procedure of each hop. We first investigate the performance of a hop-by-hop relay selection strategy for multi-hop decode-and-forward (DF) cooperative networks. In each relay cluster, relays that successfully receive and decode the message from the previous hop form a decoding set for relaying, and the relay which has the highest signal-to-noise ratio (SNR) link to the next hop is then selected for retransmission. We analyze the performance of this method in terms of end-to-end outage probability, and we derive approximations for the ergodic capacity and the effective ergodic capacity of this strategy. Next we propose a novel hop-by-hop relay selection strategy where the relay in the decoding set with the largest number of ``good\u27\u27 channels to the next stage is selected for retransmission. We analyze the performance of this method in terms of end-to-end outage probability in the case of perfect and imperfect channel state information (CSI). We also investigate relay selection strategies in underlay spectrum sharing cognitive relay networks. We consider a two-hop DF cognitive relay network with a constraint on the interference to the primary user. The outage probability of the secondary user and the interference probability at the primary user are analyzed under imperfect CSI scenario. Finally we introduce a hop-by-hop relay selection strategy for underlay spectrum sharing multi-hop relay networks. Relay selection in each stage is only based on the CSI in that hop. It is shown that in terms of outage probability, the performance of this method is nearly optimal

Energy Efficient Switching between Data Transmission and Energy Harvesting for Cooperative Cognitive Relaying Systems

A dual-hop cognitive (secondary) relaying system incorporating collaborative spectrum sensing to opportunistically switch between data transmission and energy harvesting is introduced. The secondary relays, first scan the wireless channel for a primary network activity, and then convey their reports to a secondary base station (SBS). Afterwards, the SBS, based on these reports and its own estimation, decides cooperatively the presence of primary transmission or not. In the former scenario, all secondary relays start to harvest energy from the transmission of one or more primary nodes. In the latter scenario, the system initiates secondary communication via a best relay selection policy. The performance of the proposed scheme is thoroughly investigated by assuming realistic channel conditions, i.e., non-identical link-distances and outdated channel estimation, while its overall energy consumption is evaluated, indicating the efficiency of the switching approach

Performance study of an underlay cognitive radio network in the presence of co-channel interference

PhD ThesisMassive innovation in all aspects of the wireless communication network has been witnessed over the last few decades. The demand for data throughput is continuously growing, as such, the current regulations for allocating frequency spectrum are not able to respond to this exponential growth. Cognitive radio (CR), has been proposed as a solution to this problem. One of the possible scenarios of the implementation of CR is underlay cognitive radio. In this thesis the performance of an underlay cognitive radio network (UCRN) in the presence of the co-channel interference (CCI) is assessed. Firstly, the impact of CCI on the dual-hop cooperative UCRN is investigated over Rayleigh fading channels. In order to do this, the exact outage probability (OP), average error probability (AEP) and the ergodic capacity (EC) are studied. In addition, simple and asymptotic expressions for the OP and AEP are derived. Furthermore, the optimal power allocation is investigated to enhance the network performance. Moreover, the performance of a multi-user scenario is studied by considering the opportunistic SNR-based selection technique. Secondly, the effect of both primary network interference and CCI on the dual-hop UCRN over Rayleigh fading channels are studied. The equivalent signal-to-interference-plus-noise ratio (SINR) for this network scenario is obtained by considering multi-antenna schemes at all receiver nodes. The different signal combinations at the receiver nodes are investigated and compared, such as selection combining (SC) and maximum ratio combining (MRC) techniques. Then, the equivalent probability density function (PDF) and cumulative distribution function (CDF) of the network’s equivalent SINR are derived and discussed. Furthermore, expressions for the exact OP, AEP, and EC are derived and reviewed. In addition, asymptotic OP expressions are obtained for different case scenarios to gain an insight into the network parameters. Thirdly, multiple-input multiple-output (MIMO) UCRN is investigated under the influence of primary transmitter interference and CCI over Rayleigh fading channels. The transmit antenna selection and maximum ratio combining (TAS/MRC) techniques are considered for examining the performance of the secondary network. At first the equivalent SINR for the system is derived, then the exact and approximate expressions for the OP are derived and discussed. Fourthly, considering Nakagami-m fading channels, the performance of the UCRN is thoroughly studied with the consideration of the impact of primary network interference and CCI. The equivalent SINR for the secondary system is derived. Then, the system equivalent PDF and CDF are derived and discussed. Furthermore, the OP and AEP performances are investigated. Finally, for the cases mentioned above, numerical examples in conjunction with MatLab Monte Carlo simulations are provided to validate the derived results. The results show that CCI is one of the factors that severely reduces the UCRN performance. This can be more observable when the CCI power increases linearly with the transmission power of the secondary transmitter nodes. Furthermore, it was found that in a multi-user scenario the opportunistic SNR-based selection technique consideration can improve the performance of the network. Moreover, adaptive power allocation is found to give better results than equal power allocation. In addition, cooperative communication can be considered to be an effective way to combat the impact of transmission power limitation of the secondary network and interference power constraint. The multi-antenna schemes are another important consideration for enhancing the overall performance. In fact, despite the interference from the CCI and primary user sources, the multi-antennas scheme does not lose its advantage in the UCRN performance improvementHigher Committee for Education Development in Iraq (HCED). I am also grateful to the Ministry of Transportation and Communication, Kurdistan Regional Government-Iraq