The fundamentals of unimodal palmprint authentication based on a biometric system: A review

Biometric system can be defined as the automated method of identifying or authenticating the identity of a living person based on physiological or behavioral traits. Palmprint biometric-based authentication has gained considerable attention in recent years. Globally, enterprises have been exploring biometric authorization for some time, for the purpose of security, payment processing, law enforcement CCTV systems, and even access to offices, buildings, and gyms via the entry doors. Palmprint biometric system can be divided into unimodal and multimodal. This paper will investigate the biometric system and provide a detailed overview of the palmprint technology with existing recognition approaches. Finally, we introduce a review of previous works based on a unimodal palmprint system using different databases

Contactless Palmprint Recognition System: A Survey

Information systems in organizations traditionally require users to remember their secret pins or (passwords), token, card number, or both to con�rm their identities. However, the technological trend has been moving towards personal identi�cation based on individual behavioural attributes (such as gaits, signature, and voice) or physiological attributes (such as palmprint, �ngerprint, face, iris, or ear). These attributes (biometrics) offer many advantages over knowledge and possession-based approaches. For example, palmprint images have rich, unique features for reliable human identi�cation, and it has received signi�cant attention due to their stability, reliability, uniqueness, and non-intrusiveness. This paper provides an overview and evaluation of contactless palmprint recognition system, the state-of-the-art performance of existing studies, different types of ``Region of Interest'' (ROI) extraction algorithms, feature extraction, and matching algorithms. Finally, the �ndings obtained are presented and discussed

Component-based face recognition.

Thesis (M.Sc.)-University of KwaZulu-Natal, 2008.Component-based automatic face recognition has been of interest to a growing number of researchers in the past fifteen years. However, the main challenge remains the automatic extraction of facial components for recognition in different face orientations without any human intervention; or any assumption on the location of these components. In this work, we investigate a solution to this problem. Facial components: eyes, nose, and mouth are firstly detected in different orientations of face. To ensure that the components detected are appropriate for recognition, the Support Vector Machine (SVM) classifer is applied to identify facial components that have been accurately detected. Thereafter, features are extracted from the correctly detected components by Gabor Filters and Zernike Moments combined. Gabor Filters are used to extract the texture characteristics of the eyes and Zernike Moments are applied to compute the shape characteristics of the nose and the mouth. The texture and the shape features are concatenated and normalized to build the final feature vector of the input face image. Experiments show that our feature extraction strategy is robust, it also provides a more compact representation of face images and achieves an average recognition rate of 95% in different face orientations

Palmprint Identification Based on Generalization of IrisCode

The development of accurate and reliable security systems is a matter of wide interest, and in this context biometrics is seen as a highly effective automatic mechanism for personal identification. Among biometric technologies, IrisCode developed by Daugman in 1993 is regarded as a highly accurate approach, being able to support real-time personal identification of large databases. Since 1993, on the top of IrisCode, different coding methods have been proposed for iris and fingerprint identification. In this research, I extend and generalize IrisCode for real-time secure palmprint identification. PalmCode, the first coding method for palmprint identification developed by me in 2002, directly applied IrisCode to extract phase information of palmprints as features. However, I observe that the PalmCodes from the different palms are similar, having many 45o streaks. Such structural similarities in the PalmCodes of different palms would reduce the individuality of PalmCodes and the performance of palmprint identification systems. To reduce the correlation between PalmCodes, in this thesis, I employ multiple elliptical Gabor filters with different orientations to compute different PalmCodes and merge them to produce a single feature, called Fusion Code. Experimental results demonstrate that Fusion Code performs better than PalmCode. Based on the results of Fusion Code, I further identify that the orientation fields of palmprints are powerful features. Consequently, Competitive Code, which uses real parts of six Gabor filters to estimate the orientation fields, is developed. To embed the properties of IrisCode, such as high speed matching, in Competitive Code, a novel coding scheme and a bitwise angular distance are proposed. Experimental results demonstrate that Competitive Code is much more effective than other palmprint algorithms. Although many coding methods have been developed based on IrisCode for iris and palmprint identification, we lack a detailed analysis of IrisCode. One of the aims of this research is to provide such analysis as a way of better understanding IrisCode, extending the coarse phase representation to a precise phase representation, and uncovering the relationship between IrisCode and other coding methods. This analysis demonstrates that IrisCode is a clustering process with four prototypes; the locus of a Gabor function is a two-dimensional ellipse with respect to a phase parameter and the bitwise hamming distance can be regarded as a bitwise angular distance. In this analysis, I also point out that the theoretical evidence of the imposter binomial distribution of IrisCode is incomplete. I use this analysis to develop a precise phase representation which can enhance iris recognition accuracy and to relate IrisCode and other coding methods. By making use of this analysis, principal component analysis and simulated annealing, near optimal filters for palmprint identification are sought. The near optimal filters perform better than Competitive Code in term of d’ index. Identical twins having the closest genetics-based relationship are expected to have maximum similarity in their biometrics. Classifying identical twins is a challenging problem for some automatic biometric systems. Palmprint has been studied for personal identification for many years. However, genetically identical palmprints have not been studied. I systemically examine Competitive Code on genetically identical palmprints for automatic personal identification and to uncover the genetically related palmprint features. The experimental results show that the three principal lines and some portions of weak lines are genetically related features but our palms still contain rich genetically unrelated features for classifying identical twins. As biometric systems are vulnerable to replay, database and brute-force attacks, such potential attacks must be analyzed before they are massively deployed in security systems. I propose projected multinomial distribution for studying the probability of successfully using brute-force attacks to break into a palmprint system based on Competitive Code. The proposed model indicates that it is computationally infeasible to break into the palmprint system using brute-force attacks. In addition to brute-force attacks, I address the other three security issues: template re-issuances, also called cancellable biometrics, replay attacks, and database attacks. A random orientation filter bank (ROFB) is used to generate cancellable Competitive Codes for templates re-issuances. Secret messages are hidden in templates to prevent replay and database attacks. This technique can be regarded as template watermarking. A series of analyses is provided to evaluate the security levels of the measures

Palmprint Identification Based on Generalization of IrisCode

The development of accurate and reliable security systems is a matter of wide interest, and in this context biometrics is seen as a highly effective automatic mechanism for personal identification. Among biometric technologies, IrisCode developed by Daugman in 1993 is regarded as a highly accurate approach, being able to support real-time personal identification of large databases. Since 1993, on the top of IrisCode, different coding methods have been proposed for iris and fingerprint identification. In this research, I extend and generalize IrisCode for real-time secure palmprint identification. PalmCode, the first coding method for palmprint identification developed by me in 2002, directly applied IrisCode to extract phase information of palmprints as features. However, I observe that the PalmCodes from the different palms are similar, having many 45o streaks. Such structural similarities in the PalmCodes of different palms would reduce the individuality of PalmCodes and the performance of palmprint identification systems. To reduce the correlation between PalmCodes, in this thesis, I employ multiple elliptical Gabor filters with different orientations to compute different PalmCodes and merge them to produce a single feature, called Fusion Code. Experimental results demonstrate that Fusion Code performs better than PalmCode. Based on the results of Fusion Code, I further identify that the orientation fields of palmprints are powerful features. Consequently, Competitive Code, which uses real parts of six Gabor filters to estimate the orientation fields, is developed. To embed the properties of IrisCode, such as high speed matching, in Competitive Code, a novel coding scheme and a bitwise angular distance are proposed. Experimental results demonstrate that Competitive Code is much more effective than other palmprint algorithms. Although many coding methods have been developed based on IrisCode for iris and palmprint identification, we lack a detailed analysis of IrisCode. One of the aims of this research is to provide such analysis as a way of better understanding IrisCode, extending the coarse phase representation to a precise phase representation, and uncovering the relationship between IrisCode and other coding methods. This analysis demonstrates that IrisCode is a clustering process with four prototypes; the locus of a Gabor function is a two-dimensional ellipse with respect to a phase parameter and the bitwise hamming distance can be regarded as a bitwise angular distance. In this analysis, I also point out that the theoretical evidence of the imposter binomial distribution of IrisCode is incomplete. I use this analysis to develop a precise phase representation which can enhance iris recognition accuracy and to relate IrisCode and other coding methods. By making use of this analysis, principal component analysis and simulated annealing, near optimal filters for palmprint identification are sought. The near optimal filters perform better than Competitive Code in term of d’ index. Identical twins having the closest genetics-based relationship are expected to have maximum similarity in their biometrics. Classifying identical twins is a challenging problem for some automatic biometric systems. Palmprint has been studied for personal identification for many years. However, genetically identical palmprints have not been studied. I systemically examine Competitive Code on genetically identical palmprints for automatic personal identification and to uncover the genetically related palmprint features. The experimental results show that the three principal lines and some portions of weak lines are genetically related features but our palms still contain rich genetically unrelated features for classifying identical twins. As biometric systems are vulnerable to replay, database and brute-force attacks, such potential attacks must be analyzed before they are massively deployed in security systems. I propose projected multinomial distribution for studying the probability of successfully using brute-force attacks to break into a palmprint system based on Competitive Code. The proposed model indicates that it is computationally infeasible to break into the palmprint system using brute-force attacks. In addition to brute-force attacks, I address the other three security issues: template re-issuances, also called cancellable biometrics, replay attacks, and database attacks. A random orientation filter bank (ROFB) is used to generate cancellable Competitive Codes for templates re-issuances. Secret messages are hidden in templates to prevent replay and database attacks. This technique can be regarded as template watermarking. A series of analyses is provided to evaluate the security levels of the measures

Fingerprint Recognition: A Histogram Analysis Based Fuzzy C-Means Multilevel Structural Approach

In order to fight identity fraud, the use of a reliable personal identifier has become a necessity. Fingerprints are considered one of the best biometric measurements and are used as a universal personal identifier. There are two main phases in the recognition of personal identity using fingerprints: 1) extraction of suitable features of fingerprints, and 2) fingerprint matching making use of the extracted features to find the correspondence and similarity between the fingerprint images. Use of global features in minutia-based fingerprint recognition schemes enhances their recognition capability but at the expense of a substantially increased complexity. The recognition accuracies of most of the fingerprint recognition schemes, which rely on some sort of crisp clustering of the fingerprint features, are adversely affected due to the problems associated with the behavioral and anatomical characteristics of the fingerprints. The objective of this research is to develop efficient and cost-effective techniques for fingerprint recognition, that can meet the challenges arising from using both the local and global features of the fingerprints as well as effectively deal with the problems resulting from the crisp clustering of the fingerprint features. To this end, the structural information of local and global features of fingerprints are used for their decomposition, representation and matching in a multilevel hierarchical framework. The problems associated with the crisp clustering of the fingerprint features are addressed by incorporating the ideas of fuzzy logic in developing the various stages of the proposed fingerprint recognition scheme. In the first part of this thesis, a novel low-complexity multilevel structural scheme for fingerprint recognition (MSFR) is proposed by first decomposing fingerprint images into regions based on crisp partitioning of some global features of the fingerprints. Then, multilevel feature vectors representing the structural information of the fingerprints are formulated by employing both the global and local features, and a fast multilevel matching algorithm using this representation is devised. Inspired by the ability of fuzzy-based clustering techniques in dealing more effectively with the natural patterns, in the second part of the thesis, a new fuzzy based clustering technique that can deal with the partitioning problem of the fingerprint having the behavioral and anatomical characteristics is proposed and then used to develop a fuzzy based multilevel structural fingerprint recognition scheme. First, a histogram analysis fuzzy c-means (HA-FCM) clustering technique is devised for the partitioning of the fingerprints. The parameters of this partitioning technique, i.e., the number of clusters and the set of initial cluster centers, are determined in an automated manner by employing the histogram of the fingerprint orientation field. The development of the HA-FCM partitioning scheme is further pursued to devise an enhanced HA-FCM (EAH-FCM) algorithm. In this algorithm, the smoothness of the fingerprint partitioning is improved through a regularization of the fingerprint orientation field, and the computational complexity is reduced by decreasing the number of operations and by increasing the convergence rate of the underlying iterative process of the HA-FCM technique. Finally, a new fuzzy based fingerprint recognition scheme (FMSFR), based on the EHA-FCM partitioning scheme and the basic ideas used in the development of the MSFR scheme, is proposed. Extensive experiments are conducted throughout this thesis using a number of challenging benchmark databases. These databases are selected from the FVC2002, FVC2004 and FVC2006 competitions containing a wide variety of challenges for fingerprint recognition. Simulation results demonstrate not only the effectiveness of the proposed techniques and schemes but also their superiority over some of the state-of-the-art techniques, in terms of the recognition accuracy and the computational complexity

Handbook of Vascular Biometrics

This open access handbook provides the first comprehensive overview of biometrics exploiting the shape of human blood vessels for biometric recognition, i.e. vascular biometrics, including finger vein recognition, hand/palm vein recognition, retina recognition, and sclera recognition. After an introductory chapter summarizing the state of the art in and availability of commercial systems and open datasets/open source software, individual chapters focus on specific aspects of one of the biometric modalities, including questions of usability, security, and privacy. The book features contributions from both academia and major industrial manufacturers

QUIS-CAMPI: Biometric Recognition in Surveillance Scenarios

The concerns about individuals security have justified the increasing number of surveillance cameras deployed both in private and public spaces. However, contrary to popular belief, these devices are in most cases used solely for recording, instead of feeding intelligent analysis processes capable of extracting information about the observed individuals. Thus, even though video surveillance has already proved to be essential for solving multiple crimes, obtaining relevant details about the subjects that took part in a crime depends on the manual inspection of recordings. As such, the current goal of the research community is the development of automated surveillance systems capable of monitoring and identifying subjects in surveillance scenarios. Accordingly, the main goal of this thesis is to improve the performance of biometric recognition algorithms in data acquired from surveillance scenarios. In particular, we aim at designing a visual surveillance system capable of acquiring biometric data at a distance (e.g., face, iris or gait) without requiring human intervention in the process, as well as devising biometric recognition methods robust to the degradation factors resulting from the unconstrained acquisition process. Regarding the first goal, the analysis of the data acquired by typical surveillance systems shows that large acquisition distances significantly decrease the resolution of biometric samples, and thus their discriminability is not sufficient for recognition purposes. In the literature, diverse works point out Pan Tilt Zoom (PTZ) cameras as the most practical way for acquiring high-resolution imagery at a distance, particularly when using a master-slave configuration. In the master-slave configuration, the video acquired by a typical surveillance camera is analyzed for obtaining regions of interest (e.g., car, person) and these regions are subsequently imaged at high-resolution by the PTZ camera. Several methods have already shown that this configuration can be used for acquiring biometric data at a distance. Nevertheless, these methods failed at providing effective solutions to the typical challenges of this strategy, restraining its use in surveillance scenarios. Accordingly, this thesis proposes two methods to support the development of a biometric data acquisition system based on the cooperation of a PTZ camera with a typical surveillance camera. The first proposal is a camera calibration method capable of accurately mapping the coordinates of the master camera to the pan/tilt angles of the PTZ camera. The second proposal is a camera scheduling method for determining - in real-time - the sequence of acquisitions that maximizes the number of different targets obtained, while minimizing the cumulative transition time. In order to achieve the first goal of this thesis, both methods were combined with state-of-the-art approaches of the human monitoring field to develop a fully automated surveillance capable of acquiring biometric data at a distance and without human cooperation, designated as QUIS-CAMPI system. The QUIS-CAMPI system is the basis for pursuing the second goal of this thesis. The analysis of the performance of the state-of-the-art biometric recognition approaches shows that these approaches attain almost ideal recognition rates in unconstrained data. However, this performance is incongruous with the recognition rates observed in surveillance scenarios. Taking into account the drawbacks of current biometric datasets, this thesis introduces a novel dataset comprising biometric samples (face images and gait videos) acquired by the QUIS-CAMPI system at a distance ranging from 5 to 40 meters and without human intervention in the acquisition process. This set allows to objectively assess the performance of state-of-the-art biometric recognition methods in data that truly encompass the covariates of surveillance scenarios. As such, this set was exploited for promoting the first international challenge on biometric recognition in the wild. This thesis describes the evaluation protocols adopted, along with the results obtained by the nine methods specially designed for this competition. In addition, the data acquired by the QUIS-CAMPI system were crucial for accomplishing the second goal of this thesis, i.e., the development of methods robust to the covariates of surveillance scenarios. The first proposal regards a method for detecting corrupted features in biometric signatures inferred by a redundancy analysis algorithm. The second proposal is a caricature-based face recognition approach capable of enhancing the recognition performance by automatically generating a caricature from a 2D photo. The experimental evaluation of these methods shows that both approaches contribute to improve the recognition performance in unconstrained data.A crescente preocupação com a segurança dos indivíduos tem justificado o crescimento do número de câmaras de vídeo-vigilância instaladas tanto em espaços privados como públicos. Contudo, ao contrário do que normalmente se pensa, estes dispositivos são, na maior parte dos casos, usados apenas para gravação, não estando ligados a nenhum tipo de software inteligente capaz de inferir em tempo real informações sobre os indivíduos observados. Assim, apesar de a vídeo-vigilância ter provado ser essencial na resolução de diversos crimes, o seu uso está ainda confinado à disponibilização de vídeos que têm que ser manualmente inspecionados para extrair informações relevantes dos sujeitos envolvidos no crime. Como tal, atualmente, o principal desafio da comunidade científica é o desenvolvimento de sistemas automatizados capazes de monitorizar e identificar indivíduos em ambientes de vídeo-vigilância. Esta tese tem como principal objetivo estender a aplicabilidade dos sistemas de reconhecimento biométrico aos ambientes de vídeo-vigilância. De forma mais especifica, pretende-se 1) conceber um sistema de vídeo-vigilância que consiga adquirir dados biométricos a longas distâncias (e.g., imagens da cara, íris, ou vídeos do tipo de passo) sem requerer a cooperação dos indivíduos no processo; e 2) desenvolver métodos de reconhecimento biométrico robustos aos fatores de degradação inerentes aos dados adquiridos por este tipo de sistemas. No que diz respeito ao primeiro objetivo, a análise aos dados adquiridos pelos sistemas típicos de vídeo-vigilância mostra que, devido à distância de captura, os traços biométricos amostrados não são suficientemente discriminativos para garantir taxas de reconhecimento aceitáveis. Na literatura, vários trabalhos advogam o uso de câmaras Pan Tilt Zoom (PTZ) para adquirir imagens de alta resolução à distância, principalmente o uso destes dispositivos no modo masterslave. Na configuração master-slave um módulo de análise inteligente seleciona zonas de interesse (e.g. carros, pessoas) a partir do vídeo adquirido por uma câmara de vídeo-vigilância e a câmara PTZ é orientada para adquirir em alta resolução as regiões de interesse. Diversos métodos já mostraram que esta configuração pode ser usada para adquirir dados biométricos à distância, ainda assim estes não foram capazes de solucionar alguns problemas relacionados com esta estratégia, impedindo assim o seu uso em ambientes de vídeo-vigilância. Deste modo, esta tese propõe dois métodos para permitir a aquisição de dados biométricos em ambientes de vídeo-vigilância usando uma câmara PTZ assistida por uma câmara típica de vídeo-vigilância. O primeiro é um método de calibração capaz de mapear de forma exata as coordenadas da câmara master para o ângulo da câmara PTZ (slave) sem o auxílio de outros dispositivos óticos. O segundo método determina a ordem pela qual um conjunto de sujeitos vai ser observado pela câmara PTZ. O método proposto consegue determinar em tempo-real a sequência de observações que maximiza o número de diferentes sujeitos observados e simultaneamente minimiza o tempo total de transição entre sujeitos. De modo a atingir o primeiro objetivo desta tese, os dois métodos propostos foram combinados com os avanços alcançados na área da monitorização de humanos para assim desenvolver o primeiro sistema de vídeo-vigilância completamente automatizado e capaz de adquirir dados biométricos a longas distâncias sem requerer a cooperação dos indivíduos no processo, designado por sistema QUIS-CAMPI. O sistema QUIS-CAMPI representa o ponto de partida para iniciar a investigação relacionada com o segundo objetivo desta tese. A análise do desempenho dos métodos de reconhecimento biométrico do estado-da-arte mostra que estes conseguem obter taxas de reconhecimento quase perfeitas em dados adquiridos sem restrições (e.g., taxas de reconhecimento maiores do que 99% no conjunto de dados LFW). Contudo, este desempenho não é corroborado pelos resultados observados em ambientes de vídeo-vigilância, o que sugere que os conjuntos de dados atuais não contêm verdadeiramente os fatores de degradação típicos dos ambientes de vídeo-vigilância. Tendo em conta as vulnerabilidades dos conjuntos de dados biométricos atuais, esta tese introduz um novo conjunto de dados biométricos (imagens da face e vídeos do tipo de passo) adquiridos pelo sistema QUIS-CAMPI a uma distância máxima de 40m e sem a cooperação dos sujeitos no processo de aquisição. Este conjunto permite avaliar de forma objetiva o desempenho dos métodos do estado-da-arte no reconhecimento de indivíduos em imagens/vídeos capturados num ambiente real de vídeo-vigilância. Como tal, este conjunto foi utilizado para promover a primeira competição de reconhecimento biométrico em ambientes não controlados. Esta tese descreve os protocolos de avaliação usados, assim como os resultados obtidos por 9 métodos especialmente desenhados para esta competição. Para além disso, os dados adquiridos pelo sistema QUIS-CAMPI foram essenciais para o desenvolvimento de dois métodos para aumentar a robustez aos fatores de degradação observados em ambientes de vídeo-vigilância. O primeiro é um método para detetar características corruptas em assinaturas biométricas através da análise da redundância entre subconjuntos de características. O segundo é um método de reconhecimento facial baseado em caricaturas automaticamente geradas a partir de uma única foto do sujeito. As experiências realizadas mostram que ambos os métodos conseguem reduzir as taxas de erro em dados adquiridos de forma não controlada