Asymptotic Performance of Linear Receivers in MIMO Fading Channels

Linear receivers are an attractive low-complexity alternative to optimal processing for multi-antenna MIMO communications. In this paper we characterize the information-theoretic performance of MIMO linear receivers in two different asymptotic regimes. For fixed number of antennas, we investigate the limit of error probability in the high-SNR regime in terms of the Diversity-Multiplexing Tradeoff (DMT). Following this, we characterize the error probability for fixed SNR in the regime of large (but finite) number of antennas. As far as the DMT is concerned, we report a negative result: we show that both linear Zero-Forcing (ZF) and linear Minimum Mean-Square Error (MMSE) receivers achieve the same DMT, which is largely suboptimal even in the case where outer coding and decoding is performed across the antennas. We also provide an approximate quantitative analysis of the markedly different behavior of the MMSE and ZF receivers at finite rate and non-asymptotic SNR, and show that while the ZF receiver achieves poor diversity at any finite rate, the MMSE receiver error curve slope flattens out progressively, as the coding rate increases. When SNR is fixed and the number of antennas becomes large, we show that the mutual information at the output of a MMSE or ZF linear receiver has fluctuations that converge in distribution to a Gaussian random variable, whose mean and variance can be characterized in closed form. This analysis extends to the linear receiver case a well-known result previously obtained for the optimal receiver. Simulations reveal that the asymptotic analysis captures accurately the outage behavior of systems even with a moderate number of antennas.Comment: 48 pages, Submitted to IEEE Transactions on Information Theor

Multi-Antenna Cooperative Wireless Systems: A Diversity-Multiplexing Tradeoff Perspective

We consider a general multiple antenna network with multiple sources, multiple destinations and multiple relays in terms of the diversity-multiplexing tradeoff (DMT). We examine several subcases of this most general problem taking into account the processing capability of the relays (half-duplex or full-duplex), and the network geometry (clustered or non-clustered). We first study the multiple antenna relay channel with a full-duplex relay to understand the effect of increased degrees of freedom in the direct link. We find DMT upper bounds and investigate the achievable performance of decode-and-forward (DF), and compress-and-forward (CF) protocols. Our results suggest that while DF is DMT optimal when all terminals have one antenna each, it may not maintain its good performance when the degrees of freedom in the direct link is increased, whereas CF continues to perform optimally. We also study the multiple antenna relay channel with a half-duplex relay. We show that the half-duplex DMT behavior can significantly be different from the full-duplex case. We find that CF is DMT optimal for half-duplex relaying as well, and is the first protocol known to achieve the half-duplex relay DMT. We next study the multiple-access relay channel (MARC) DMT. Finally, we investigate a system with a single source-destination pair and multiple relays, each node with a single antenna, and show that even under the idealistic assumption of full-duplex relays and a clustered network, this virtual multi-input multi-output (MIMO) system can never fully mimic a real MIMO DMT. For cooperative systems with multiple sources and multiple destinations the same limitation remains to be in effect.Comment: version 1: 58 pages, 15 figures, Submitted to IEEE Transactions on Information Theory, version 2: Final version, to appear IEEE IT, title changed, extra figures adde

Outage Capacity for the Optical MIMO Channel

MIMO processing techniques in fiber optical communications have been proposed as a promising approach to meet increasing demand for information throughput. In this context, the multiple channels correspond to the multiple modes and/or multiple cores in the fiber. In this paper we characterize the distribution of the mutual information with Gaussian input in a simple channel model for this system. Assuming significant cross talk between cores, negligible backscattering and near-lossless propagation in the fiber, we model the transmission channel as a random complex unitary matrix. The loss in the transmission may be parameterized by a number of unutilized channels in the fiber. We analyze the system in a dual fashion. First, we evaluate a closed-form expression for the outage probability, which is handy for small matrices. We also apply the asymptotic approach, in particular the Coulomb gas method from statistical mechanics, to obtain closed-form results for the ergodic mutual information, its variance as well as the outage probability for Gaussian input in the limit of large number of cores/modes. By comparing our analytic results to simulations, we see that, despite the fact that this method is nominally valid for large number of modes, our method is quite accurate even for small to modest number of channels.Comment: Revised version includes more details, proofs and a closed-form expression for the outage probabilit