Power and Channel Allocation for Non-orthogonal Multiple Access in 5G Systems: Tractability and Computation

Network capacity calls for significant increase for 5G cellular systems. A promising multi-user access scheme, non-orthogonal multiple access (NOMA) with successive interference cancellation (SIC), is currently under consideration. In NOMA, spectrum efficiency is improved by allowing more than one user to simultaneously access the same frequency-time resource and separating multi-user signals by SIC at the receiver. These render resource allocation and optimization in NOMA different from orthogonal multiple access in 4G. In this paper, we provide theoretical insights and algorithmic solutions to jointly optimize power and channel allocation in NOMA. For utility maximization, we mathematically formulate NOMA resource allocation problems. We characterize and analyze the problems' tractability under a range of constraints and utility functions. For tractable cases, we provide polynomial-time solutions for global optimality. For intractable cases, we prove the NP-hardness and propose an algorithmic framework combining Lagrangian duality and dynamic programming (LDDP) to deliver near-optimal solutions. To gauge the performance of the obtained solutions, we also provide optimality bounds on the global optimum. Numerical results demonstrate that the proposed algorithmic solution can significantly improve the system performance in both throughput and fairness over orthogonal multiple access as well as over a previous NOMA resource allocation scheme.Comment: IEEE Transactions on Wireless Communications, revisio

Uplink CoMP under a Constrained Backhaul and Imperfect Channel Knowledge

Coordinated Multi-Point (CoMP) is known to be a key technology for next generation mobile communications systems, as it allows to overcome the burden of inter-cell interference. Especially in the uplink, it is likely that interference exploitation schemes will be used in the near future, as they can be used with legacy terminals and require no or little changes in standardization. Major drawbacks, however, are the extent of additional backhaul infrastructure needed, and the sensitivity to imperfect channel knowledge. This paper jointly addresses both issues in a new framework incorporating a multitude of proposed theoretical uplink CoMP concepts, which are then put into perspective with practical CoMP algorithms. This comprehensive analysis provides new insight into the potential usage of uplink CoMP in next generation wireless communications systems.Comment: Submitted to IEEE Transactions on Wireless Communications in February 201

Stochastic resource allocation with a backhaul constraint for the uplink

We propose a novel stochastic radio resource alloca- tion strategy for the uplink that achieves long-term fairness in terms of similar bitrates considering backhaul and air-interface capacity limitations. We focus on a single cell scenario based on WCDMA technology. We propose to use a maximin criteria to introduce fairness among the different users’ throughputs. An stochastic approximation is implemented to obtain an online algorithm where the Lagrange multipliers are estimated at each scheduling period. Our results show that the proposed scheme achieves higher fairness among the users and, in some cases, a higher sum-rate compared with the well-known proportional fair scheduler.Postprint (author's final draft

Distortion Exponent in MIMO Fading Channels with Time-Varying Source Side Information

Transmission of a Gaussian source over a time-varying multiple-input multiple-output (MIMO) channel is studied under strict delay constraints. Availability of a correlated side information at the receiver is assumed, whose quality, i.e., correlation with the source signal, also varies over time. A block-fading model is considered for the states of the time-varying channel and the time-varying side information; and perfect state information at the receiver is assumed, while the transmitter knows only the statistics. The high SNR performance, characterized by the \textit{distortion exponent}, is studied for this joint source-channel coding problem. An upper bound is derived and compared with lowers based on list decoding, hybrid digital-analog transmission, as well as multi-layer schemes which transmit successive refinements of the source, relying on progressive and superposed transmission with list decoding. The optimal distortion exponent is characterized for the single-input multiple-output (SIMO) and multiple-input single-output (MISO) scenarios by showing that the distortion exponent achieved by multi-layer superpositon encoding with joint decoding meets the proposed upper bound. In the MIMO scenario, the optimal distortion exponent is characterized in the low bandwidth ratio regime, and it is shown that the multi-layer superposition encoding performs very close to the upper bound in the high bandwidth expansion regime.Comment: Submitted to IEEE Transactions on Information Theor