Error Rates of the Maximum-Likelihood Detector for Arbitrary Constellations: Convex/Concave Behavior and Applications

Motivated by a recent surge of interest in convex optimization techniques, convexity/concavity properties of error rates of the maximum likelihood detector operating in the AWGN channel are studied and extended to frequency-flat slow-fading channels. Generic conditions are identified under which the symbol error rate (SER) is convex/concave for arbitrary multi-dimensional constellations. In particular, the SER is convex in SNR for any one- and two-dimensional constellation, and also in higher dimensions at high SNR. Pairwise error probability and bit error rate are shown to be convex at high SNR, for arbitrary constellations and bit mapping. Universal bounds for the SER 1st and 2nd derivatives are obtained, which hold for arbitrary constellations and are tight for some of them. Applications of the results are discussed, which include optimum power allocation in spatial multiplexing systems, optimum power/time sharing to decrease or increase (jamming problem) error rate, an implication for fading channels ("fading is never good in low dimensions") and optimization of a unitary-precoded OFDM system. For example, the error rate bounds of a unitary-precoded OFDM system with QPSK modulation, which reveal the best and worst precoding, are extended to arbitrary constellations, which may also include coding. The reported results also apply to the interference channel under Gaussian approximation, to the bit error rate when it can be expressed or approximated as a non-negative linear combination of individual symbol error rates, and to coded systems.Comment: accepted by IEEE IT Transaction

Jointly Optimal Channel Pairing and Power Allocation for Multichannel Multihop Relaying

We study the problem of channel pairing and power allocation in a multichannel multihop relay network to enhance the end-to-end data rate. Both amplify-and-forward (AF) and decode-and-forward (DF) relaying strategies are considered. Given fixed power allocation to the channels, we show that channel pairing over multiple hops can be decomposed into independent pairing problems at each relay, and a sorted-SNR channel pairing strategy is sum-rate optimal, where each relay pairs its incoming and outgoing channels by their SNR order. For the joint optimization of channel pairing and power allocation under both total and individual power constraints, we show that the problem can be decoupled into two subproblems solved separately. This separation principle is established by observing the equivalence between sorting SNRs and sorting channel gains in the jointly optimal solution. It significantly reduces the computational complexity in finding the jointly optimal solution. It follows that the channel pairing problem in joint optimization can be again decomposed into independent pairing problems at each relay based on sorted channel gains. The solution for optimizing power allocation for DF relaying is also provided, as well as an asymptotically optimal solution for AF relaying. Numerical results are provided to demonstrate substantial performance gain of the jointly optimal solution over some suboptimal alternatives. It is also observed that more gain is obtained from optimal channel pairing than optimal power allocation through judiciously exploiting the variation among multiple channels. Impact of the variation of channel gain, the number of channels, and the number of hops on the performance gain is also studied through numerical examples.Comment: 15 pages. IEEE Transactions on Signal Processin

Jointly Optimal Channel Pairing and Power Allocation for Multichannel Multihop Relaying

We study the problem of channel pairing and power allocation in a multichannel multihop relay network to enhance the end-to-end data rate. Both amplify-and-forward (AF) and decode-and-forward (DF) relaying strategies are considered. Given fixed power allocation to the channels, we show that channel pairing over multiple hops can be decomposed into independent pairing problems at each relay, and a sorted-SNR channel pairing strategy is sum-rate optimal, where each relay pairs its incoming and outgoing channels by their SNR order. For the joint optimization of channel pairing and power allocation under both total and individual power constraints, we show that the problem can be decoupled into two subproblems solved separately. This separation principle is established by observing the equivalence between sorting SNRs and sorting channel gains in the jointly optimal solution. It significantly reduces the computational complexity in finding the jointly optimal solution. It follows that the channel pairing problem in joint optimization can be again decomposed into independent pairing problems at each relay based on sorted channel gains. The solution for optimizing power allocation for DF relaying is also provided, as well as an asymptotically optimal solution for AF relaying. Numerical results are provided to demonstrate substantial performance gain of the jointly optimal solution over some suboptimal alternatives. It is also observed that more gain is obtained from optimal channel pairing than optimal power allocation through judiciously exploiting the variation among multiple channels. Impact of the variation of channel gain, the number of channels, and the number of hops on the performance gain is also studied through numerical examples.Comment: 15 pages. IEEE Transactions on Signal Processin

Joint Subcarrier Pairing and Power Allocation for OFDM Transmission with Decode-and-Forward Relaying

In this paper, a point-to-point Orthogonal Frequency Division Multiplexing (OFDM) system with a decode-and-forward (DF) relay is considered. The transmission consists of two hops. The source transmits in the first hop, and the relay transmits in the second hop. Each hop occupies one time slot. The relay is half-duplex, and capable of decoding the message on a particular subcarrier in one time slot, and re-encoding and forwarding it on a different subcarrier in the next time slot. Thus each message is transmitted on a pair of subcarriers in two hops. It is assumed that the destination is capable of combining the signals from the source and the relay pertaining to the same message. The goal is to maximize the weighted sum rate of the system by jointly optimizing subcarrier pairing and power allocation on each subcarrier in each hop. The weighting of the rates is to take into account the fact that different subcarriers may carry signals for different services. Both total and individual power constraints for the source and the relay are investigated. For the situations where the relay does not transmit on some subcarriers because doing so does not improve the weighted sum rate, we further allow the source to transmit new messages on these idle subcarriers. To the best of our knowledge, such a joint optimization inclusive of the destination combining has not been discussed in the literature. The problem is first formulated as a mixed integer programming problem. It is then transformed to a convex optimization problem by continuous relaxation, and solved in the dual domain. Based on the optimization results, algorithms to achieve feasible solutions are also proposed. Simulation results show that the proposed algorithms almost achieve the optimal weighted sum rate, and outperform the existing methods in various channel conditions.Comment: 33 pages, 11 figure

Performance Analysis of Heterogeneous Feedback Design in an OFDMA Downlink with Partial and Imperfect Feedback

Current OFDMA systems group resource blocks into subband to form the basic feedback unit. Homogeneous feedback design with a common subband size is not aware of the heterogeneous channel statistics among users. Under a general correlated channel model, we demonstrate the gain of matching the subband size to the underlying channel statistics motivating heterogeneous feedback design with different subband sizes and feedback resources across clusters of users. Employing the best-M partial feedback strategy, users with smaller subband size would convey more partial feedback to match the frequency selectivity. In order to develop an analytical framework to investigate the impact of partial feedback and potential imperfections, we leverage the multi-cluster subband fading model. The perfect feedback scenario is thoroughly analyzed, and the closed form expression for the average sum rate is derived for the heterogeneous partial feedback system. We proceed to examine the effect of imperfections due to channel estimation error and feedback delay, which leads to additional consideration of system outage. Two transmission strategies: the fix rate and the variable rate, are considered for the outage analysis. We also investigate how to adapt to the imperfections in order to maximize the average goodput under heterogeneous partial feedback.Comment: To appear in IEEE Trans. on Signal Processin