Achievable Diversity Order of HARQ-Aided Downlink NOMA Systems

The combination between non-orthogonal multiple access (NOMA) and hybrid automatic repeat request (HARQ) is capable of realizing ultra-reliability, high throughput and many concurrent connections particularly for emerging communication systems. This paper focuses on characterizing the asymptotic scaling law of the outage probability of HARQ-aided NOMA systems with respect to the transmit power, i.e., diversity order. The analysis of diversity order is carried out for three basic types of HARQ-aided downlink NOMA systems, including Type I HARQ, HARQ with chase combining (HARQ-CC) and HARQ with incremental redundancy (HARQ-IR). The diversity orders of three HARQ-aided downlink NOMA systems are derived in closed-form, where an integration domain partition trick is developed to obtain the bounds of the outage probability specially for HARQ-CC and HARQ-IR-aided NOMA systems. The analytical results show that the diversity order is a decreasing step function of transmission rate, and full time diversity can only be achieved under a sufficiently low transmission rate. It is also revealed that HARQ-IR-aided NOMA systems have the largest diversity order, followed by HARQ-CC-aided and then Type I HARQ-aided NOMA systems. Additionally, the users' diversity orders follow a descending order according to their respective average channel gains. Furthermore, we expand discussions on the cases of power-efficient transmissions and imperfect channel state information (CSI). Monte Carlo simulations finally confirm our analysis

On the Performance of NOMA with Hybrid ARQ

In this paper, we investigate the outage performance of hybrid automatic repeat request with chase combining (HARQ-CC) assisted downlink non-orthogonal multiple access (NOMA) systems. A closed-form expression of the individual outage probability and the diversity gain are obtained firstly. Based on the developed analytical outage probability, a tradeoff between the minimum number of retransmissions and the transmit power allocation coefficient is then provided for a given target rate. The provided simulation results demonstrate the accuracy of the developed analytical results. Moreover, it is shown that NOMA combined with the HARQ-CC can achieve a significant advantage when only average channel state information is known at the transmitter. Particularly, the performance of the user with less transmit power in NOMA systems can be efficiently improved by utilizing HARQ-CC

Performance Analysis of Uplink Rate-Splitting Multiple Access with Hybrid ARQ

Rate-splitting multiple access (RSMA) has attracted a lot of attention as a general and powerful multiple access scheme. In the uplink, instead of encoding the whole message into one stream, a user can split its message into two parts and encode them into two streams before transmitting a superposition of these two streams. The base station (BS) uses successive interference cancellation (SIC) to decode the streams and reconstruct the original messages. Focusing on the packet transmission reliability, we investigate the features of RSMA in the context of hybrid automatic repeat request (HARQ), a well-established mechanism for enhancing reliability. This work proposes a HARQ scheme for uplink RSMA with different retransmission times for a two-user scenario and introduces a power allocation strategy for the two split streams. The results show that compared with non-orthogonal multiple access (NOMA) and frequency division multiple access (FDMA), RSMA outperforms them in terms of error probability and power consumption. The results show that RSMA with HARQ has the potential to improve the reliability and efficiency of wireless communication systems

Performance of NOMA systems with HARQ-CC in finite blocklength

Abstract. With the advent of new use-cases requiring high reliability and low-latency, transmission with finite blocklength becomes inevitable to reduce latency. In contrast to classical information-theoretic principles, the use of finite blocklength results in a non-negligible decoder error probability. Hybrid automatic repeat request (HARQ) procedures are used to improve the accuracy in decoding by exploiting time-diversity at the expense of increased latency. Thus, achieving high reliability and low-latency are Pareto-optimal, which calls for a trade-off between the two. Concurrently, non-orthogonal multiple access (NOMA) has gained widespread attention in research due to the ability to outperform its counterpart, orthogonal multiple access (OMA) in terms of spectral efficiency and user fairness. This thesis investigates the performance of a two-user downlink NOMA system using HARQ with chase combining (HARQ-CC) in finite blocklength unifying the three enablers. First, an analytical framework is developed by deriving closed-form approximations for the individual average block error rate (BLER) of the near and the far user. Based upon that, the performance of NOMA is discussed in comparison to OMA, which draws the conclusion that NOMA outperforms OMA in terms of user fairness. Further, asymptotic expressions for average BLER are derived, which are used to devise an algorithm to determine such minimum blocklength and power allocation coefficients for NOMA that satisfies reliability targets for the users. NOMA has a lower blocklength in high transmit signal-to-noise ratio (SNR) conditions, leading to lower latency than OMA when reliability requirements in terms of BLER for the two users are in the order of 10^(-5)

Hybrid Automatic Repeat Request for Downlink Rate-Splitting Multiple Access

This work investigates the design of Hybrid Automatic Repeat Request (HARQ) strategies for downlink Rate-Splitting Multiple Access (RSMA). The existence of private and common stream as well as their conditioning for Successive Interference Cancellation (SIC), gives rise to an expanded set of opportunities for retransmission of failed packets. Specifically, we devise a scheme in which the retransmissions are scheduled through the common stream, which offers a higher success probability. With this, the common stream needs to carry both new and retransmitted bits, which leads to a layered HARQ (L-HARQ) strategy which is capable of trading off throughput and reliability. Simulation results demonstrate that the devised HARQ scheme outperforms RSMA with conventional HARQ, where each retransmission is handled independently through its own stream. It also helps in closing the throughput gap between HARQ and Adaptive Modulation and Coding (AMC) in the high Signal-to-Noise Ratio (SNR) regime while also achieving a decreased Packet Error Rate (PER) and a lower latency