Digital and Optical Compensation of Signal Impairments for Optical Communication Receivers

Ph.DDOCTOR OF PHILOSOPH

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Compensation of Laser Phase Noise Using DSP in Multichannel Fiber-Optic Communications

One of the main impairments that limit the throughput of fiber-optic communication systems is laser phase noise, where the phase of the laser output drifts with time. This impairment can be highly correlated across channels that share lasers in multichannel fiber-optic systems based on, e.g., wavelength-division multiplexing using frequency combs or space-division multiplexing. In this thesis, potential improvements in the system tolerance to laser phase noise that are obtained through the use of joint-channel digital signal processing are investigated. To accomplish this, a simple multichannel phase-noise model is proposed, in which the phase noise is arbitrarily correlated across the channels. Using this model, high-performance pilot-aided phase-noise compensation and data-detection algorithms are designed for multichannel fiber-optic systems using Bayesian-inference frameworks. Through Monte Carlo simulations of coded transmission in the presence of moderate laser phase noise, it is shown that joint-channel processing can yield close to a 1 dB improvement in power efficiency. It is further shown that the algorithms are highly dependent on the positions of pilots across time and channels. Hence, the problem of identifying effective pilot distributions is studied.The proposed phase-noise model and algorithms are validated using experimental data based on uncoded space-division multiplexed transmission through a weakly-coupled, homogeneous, single-mode, 3-core fiber. It is found that the performance improvements predicted by simulations based on the model are reasonably close to the experimental results. Moreover, joint-channel processing is found to increase the maximum tolerable transmission distance by up to 10% for practical pilot rates.Various phenomena decorrelate the laser phase noise between channels in multichannel transmission, reducing the potency of schemes that exploit this correlation. One such phenomenon is intercore skew, where the spatial channels experience different propagation velocities. The effect of intercore skew on the performance of joint-core phase-noise compensation is studied. Assuming that the channels are aligned in the receiver, joint-core processing is found to be beneficial in the presence of skew if the linewidth of the local oscillator is lower than the light-source laser linewidth.In the case that the laser phase noise is completely uncorrelated across channels in multichannel transmission, it is shown that the system performance can be improved by applying transmitter-side multidimensional signal rotations. This is found by numerically optimizing rotations of four-dimensional signals that are transmitted through two channels. Structured four-dimensional rotations based on Hadamard matrices are found to be near-optimal. Moreover, in the case of high signal-to-noise ratios and high signal dimensionalities, Hadamard-based rotations are found to increase the achievable information rate by up to 0.25 bits per complex symbol for transmission of higher-order modulations

Joint-Polarization Phase-Noise Estimation and Symbol Detection for Optical Coherent Receivers

The problem of optimal symbol detection in the presence of laser phase noise is studied, for uncoded polarization-multiplexed fiber-optic transmission. To this end, the maximum a posteriori (MAP) symbol detector is presented. Specifically, it is emphasized that obtaining phase-noise point estimates, and treating them as the true values of the phase noise, is in general suboptimal. Furthermore, a pilot-based algorithm that approximates the MAP symbol detector is developed, using approaches adopted from the wireless literature. The algorithm performs joint-polarization phase-noise estimation and symbol detection, for arbitrary modulation formats. Through Monte Carlo simulations, the algorithm is compared to existing solutions from the optical communications literature. It is demonstrated that joint-polarization processing can significantly improve upon the single-polarization case, with respect to linewidth tolerance. Finally, it is shown that with less than 3% pilot overhead, the algorithm can be used with lasers having up to 6 times larger linewidths than the most well-performing blind algorithms can tolerate

Phase-Noise Compensation for Space-Division Multiplexed Multicore Fiber Transmission

The advancements of popular Internet-based services such as social media, virtual reality, and cloud computing constantly drive vendors and operators to increase the throughput of the Internet backbone formed by fiber-optic communication systems. Due to this, space-division multiplexing (SDM) has surfaced as an appealing technology that presents an opportunity to upscale optical networks in a cost-efficient manner. It entails the sharing of various system components, such as hardware, power, and processing resources, as well as the use of SDM fibers, e.g., multicore fibers (MCFs) or multimode fibers, which are able to carry multiple independent signals at the same wavelength in parallel.Higher-order modulation formats have also garnered attention in recent years as they allow for a higher spectral efficiency, an important parameter that relates to the throughput of communication systems. However, a drawback with increasing the order of modulation formats is the added sensitivity to phase noise, which calls for effective phase-noise compensation (PNC). This thesis studies the idea of sharing processing resources to increase the performance of PNC in SDM systems using a particular type of fiber, namely uncoupled, homogeneous, single-mode MCF.Phase noise can be highly correlated across channels in various multichannel transmission scenarios, e.g., SDM systems utilizing MCFs with all cores sharing the same light source and local oscillator, and wavelength-division multiplexed systems using frequency combs. However, the nature of the correlation in the phase noise depends on the system in question. Based on this, a phase-noise model is introduced to describe arbitrarily correlated phase noise in multichannel transmission. Using this model, two pilot-aided algorithms are developed using i) the sum–product algorithm operating in a factor graph and ii) variational Bayesian inference. The algorithms carry out joint-channel PNC and data detection for coded multichannel transmission in the presence of phase noise. Simulation results show that in the case of partially-correlated phase noise, they outperform the typical PNC approach by a wide margin. Moreover, it is shown that the placement of pilot symbols across the channels has a considerable effect on the resulting performance.Focusing on SDM transmission through an uncoupled, homogeneous, single-mode MCF with shared light source and local oscillator lasers, the performance benefits of joint-channel PNC are investigated. A significant gain in transmission reach is experimentally demonstrated, and the results are shown to agree strongly with simulations based on the introduced phase-noise model. In addition, the simulations show that dramatic improvements can be made for phase-noise limited systems in terms of power efficiency, spectral efficiency, and hardware requirements

Novel optical transmitters for high speed optical networks

The objective of this thesis is to investigate the performance of novel optical transmitter lasers for use in high speed optical networks. The laser technology considered is the discrete mode laser diode (DMLD) which is designed to achieve single wavelength operation by etching features on the surface of the ridge waveguide. This leads to a simplified manufacturing process by eliminating the regrowth step used in conventional approaches, presenting an economic approach to high volume manufacture of semiconductor lasers. Two application areas are investigated in this work. The bit rate in next generation access networks is moving to 10 Gbit/s. This work characterises the performance of DMLDs designed for high speed operation with the objective of identifying the limitations and improving performance to meet the specifications for uncooled operation at 10 Gbit/s. With the deployment of advanced modulation formats the phase noise of the laser source has become an important parameter, particularly for higher order formats. DMLDs were developed for narrow linewidth operation. The linewidth of these devices was characterised and a value as low as 70 kHz was demonstrated. Transmission experiments were also carried out using a coherent transmission test bed and the performance achieve is compared with that of an external cavity laser

Digital Coherent Receivers for Passive Optical Networks

The work presented herein explores the use of digital coherent receivers in loss limited transmission with a view to implementation in a 100 km long-reach passive optical network (LR-PON) with a net data rate of 10 Gbit/s per optical network unit. Optical power receiver sensitivity limits are investigated for C-band coherent receivers. Coherent-enabled advanced (amplitude, phase, and polarisation) modulation schemes are characterised in terms of electronic and optical bandwidth requirements and power efficiency to determine the optimum modulation format for a high capacity LRPON. Including the net coding gain achievable with forward error correction, the high power efficiency of polarisation switched (PS) quadrature phase shift keying (QPSK) enables an experimental demonstration of 4 photons/bit receiver sensitivity, while polarisation division multiplexed (PDM) QPSK enables transmission with 5 photons/bit sensitivity; a 0.5 dB power penalty. Nevertheless, PDM-QPSK is identified as the optimum modulation format for coherent LR-PON, due to its 1.25 dB bandwidth efficiency advantage over PS-QPSK. A coherent access network architecture is developed using 10 Gbit/s PDM-QPSK channels in a wavelength division multiplexed configuration. Multiple access is achieved by using the frequency selectivity of the coherent receiver to provide gain to the channel of interest. Combined with high receiver sensitivity, this demonstrates the feasibility of colourless network operation supporting 1024 channels. In bidirectional transmission, crosstalk from backscattering of optical power is mitigated using the receiver frequency selectivity and by using pulse shaping to restrict the optical channel bandwidth. A reflection-to-signal power ratio of 18.5 dB is tolerated without penalty. Practical realisation is addressed by exploring low complexity, multiplier-free digital signal processing (DSP) algorithms for adaptive channel equalisation; algorithms are identified that can be used without penalty. Finally, to address issues of integration, tunable local oscillator lasers, suitable for monolithic integration, are investigated. The receiver DSP is modified to overcome the additional intensity noise from these lasers. In this scenario, the reduced receiver sensitivity would still enable an LR-PON with 128 channels