A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

On the Performance Gain of NOMA over OMA in Uplink Communication Systems

In this paper, we investigate and reveal the ergodic sum-rate gain (ESG) of non-orthogonal multiple access (NOMA) over orthogonal multiple access (OMA) in uplink cellular communication systems. A base station equipped with a single-antenna, with multiple antennas, and with massive antenna arrays is considered both in single-cell and multi-cell deployments. In particular, in single-antenna systems, we identify two types of gains brought about by NOMA: 1) a large-scale near-far gain arising from the distance discrepancy between the base station and users; 2) a small-scale fading gain originating from the multipath channel fading. Furthermore, we reveal that the large-scale near-far gain increases with the normalized cell size, while the small-scale fading gain is a constant, given by $\gamma$ = 0.57721 nat/s/Hz, in Rayleigh fading channels. When extending single-antenna NOMA to $M$-antenna NOMA, we prove that both the large-scale near-far gain and small-scale fading gain achieved by single-antenna NOMA can be increased by a factor of $M$ for a large number of users. Moreover, given a massive antenna array at the base station and considering a fixed ratio between the number of antennas, $M$, and the number of users, $K$, the ESG of NOMA over OMA increases linearly with both $M$ and $K$. We then further extend the analysis to a multi-cell scenario. Compared to the single-cell case, the ESG in multi-cell systems degrades as NOMA faces more severe inter-cell interference due to the non-orthogonal transmissions. Besides, we unveil that a large cell size is always beneficial to the ergodic sum-rate performance of NOMA in both single-cell and multi-cell systems. Numerical results verify the accuracy of the analytical results derived and confirm the insights revealed about the ESG of NOMA over OMA in different scenarios.Comment: 51 pages, 7 figures, invited paper, submitted to IEEE Transactions on Communication

The Road to Next-Generation Multiple Access: A 50-Year Tutorial Review

The evolution of wireless communications has been significantly influenced by remarkable advancements in multiple access (MA) technologies over the past five decades, shaping the landscape of modern connectivity. Within this context, a comprehensive tutorial review is presented, focusing on representative MA techniques developed over the past 50 years. The following areas are explored: i) The foundational principles and information-theoretic capacity limits of power-domain non-orthogonal multiple access (NOMA) are characterized, along with its extension to multiple-input multiple-output (MIMO)-NOMA. ii) Several MA transmission schemes exploiting the spatial domain are investigated, encompassing both conventional space-division multiple access (SDMA)/MIMO-NOMA systems and near-field MA systems utilizing spherical-wave propagation models. iii) The application of NOMA to integrated sensing and communications (ISAC) systems is studied. This includes an introduction to typical NOMA-based downlink/uplink ISAC frameworks, followed by an evaluation of their performance limits using a mutual information (MI)-based analytical framework. iv) Major issues and research opportunities associated with the integration of MA with other emerging technologies are identified to facilitate MA in next-generation networks, i.e., next-generation multiple access (NGMA). Throughout the paper, promising directions are highlighted to inspire future research endeavors in the realm of MA and NGMA.Comment: 43 pages, 38 figures; Submitted to Proceedings of the IEE

Antenna Array Enabled Space/Air/Ground Communications and Networking for 6G

Antenna arrays have a long history of more than 100 years and have evolved closely with the development of electronic and information technologies, playing an indispensable role in wireless communications and radar. With the rapid development of electronic and information technologies, the demand for all-time, all-domain, and full-space network services has exploded, and new communication requirements have been put forward on various space/air/ground platforms. To meet the ever increasing requirements of the future sixth generation (6G) wireless communications, such as high capacity, wide coverage, low latency, and strong robustness, it is promising to employ different types of antenna arrays with various beamforming technologies in space/air/ground communication networks, bringing in advantages such as considerable antenna gains, multiplexing gains, and diversity gains. However, enabling antenna array for space/air/ground communication networks poses specific, distinctive and tricky challenges, which has aroused extensive research attention. This paper aims to overview the field of antenna array enabled space/air/ground communications and networking. The technical potentials and challenges of antenna array enabled space/air/ground communications and networking are presented first. Subsequently, the antenna array structures and designs are discussed. We then discuss various emerging technologies facilitated by antenna arrays to meet the new communication requirements of space/air/ground communication systems. Enabled by these emerging technologies, the distinct characteristics, challenges, and solutions for space communications, airborne communications, and ground communications are reviewed. Finally, we present promising directions for future research in antenna array enabled space/air/ground communications and networking

Evolution of NOMA Toward Next Generation Multiple Access (NGMA) for 6G

Due to the explosive growth in the number of wireless devices and diverse wireless services, such as virtual/augmented reality and Internet-of-Everything, next generation wireless networks face unprecedented challenges caused by heterogeneous data traffic, massive connectivity, and ultra-high bandwidth efficiency and ultra-low latency requirements. To address these challenges, advanced multiple access schemes are expected to be developed, namely next generation multiple access (NGMA), which are capable of supporting massive numbers of users in a more resource- and complexity-efficient manner than existing multiple access schemes. As the research on NGMA is in a very early stage, in this paper, we explore the evolution of NGMA with a particular focus on non-orthogonal multiple access (NOMA), i.e., the transition from NOMA to NGMA. In particular, we first review the fundamental capacity limits of NOMA, elaborate on the new requirements for NGMA, and discuss several possible candidate techniques. Moreover, given the high compatibility and flexibility of NOMA, we provide an overview of current research efforts on multi-antenna techniques for NOMA, promising future application scenarios of NOMA, and the interplay between NOMA and other emerging physical layer techniques. Furthermore, we discuss advanced mathematical tools for facilitating the design of NOMA communication systems, including conventional optimization approaches and new machine learning techniques. Next, we propose a unified framework for NGMA based on multiple antennas and NOMA, where both downlink and uplink transmissions are considered, thus setting the foundation for this emerging research area. Finally, several practical implementation challenges for NGMA are highlighted as motivation for future work.Comment: 34 pages, 10 figures, a survey paper accepted by the IEEE JSAC special issue on Next Generation Multiple Acces

On the distribution of an effective channel estimator for multi-cell massive MIMO

Accurate channel estimation is of utmost importance for massive MIMO systems to provide significant improvements in spectral and energy efficiency. In this work, we present a study on the distribution of a simple but yet effective and practical channel estimator for multi-cell massive MIMO systems suffering from pilot-contamination. The proposed channel estimator performs well under moderate to aggressive pilot contamination scenarios without previous knowledge of the inter-cell large-scale channel coefficients and noise power, asymptotically approximating the performance of the linear MMSE estimator as the number of antennas increases. We prove that the distribution of the proposed channel estimator can be accurately approximated by the circularly-symmetric complex normal distribution, when the number of antennas, M, deployed at the base station is greater than 10