Improving active remote sensing retrievals of snowfall at microwave wavelengths: an emphasis on the global precipitation measurement mission’s dual-frequency precipitation radar

Even though snowfall at the surface is often constrained to higher latitudes or altitudes, the contribution of solid-phase hydrometeors to the hydrologic cycle is not trivial and can be related to more than 50% of all surface rain events. Furthermore, the quantification of snow and ice in the atmospheric column is required to understand the Earth’s outgoing thermal radiative budget. Thus, the retrieval of snowfall from spaceborne radars that can sample remote regions of the world is invaluable for both atmospheric and climate sciences. One spaceborne radar capable of measuring snowfall is the Global Precipitation Measurement mission’s Dual-frequency Precipitation Radar (GPM-DPR). Initial evaluations of the retrieval of near-surface snowfall from GPM-DPR against the common global snowfall reference (i.e., CloudSat) showed large discrepancies between the two radar retrieval estimates. The large discrepancy between the CloudSat and GPM-DPR snowfall retrieval served as the main motivation for the work conducted here. Three tasks were formulated and conducted in this dissertation: (1) Evaluate the assumptions within the current GPM-DPR retrieval of snowfall; (2) Create an alternative retrieval for GPM-DPR; (3) Compare the new retrieval to the old retrieval methods. Task 1 is found in Chapter 2, Task 2 is in Chapter 3 and Task 3 is in Chapter 4. For Task 1, the investigation of ground-based measurements of both rain and snow and their particle size distributions allowed for the assessment of the main microphysical assumption of the GPM-DPR retrieval, which assumes that all hydrometeors obey the same empirical relationship between the precipitation rate (R) and the mass-weighted mean diameter (D_m). Rainfall observations showed that the default R-D_m relation for rainfall is plausible and shows general consistency with a Pearson ρ correlation coefficient of 0.63. However, snowfall observations showed that the R-D_m relation does not apply well for snowfall resulting in the underestimation of R. Furthermore, the low correlation between the log⁡〖(R〗) and D_m (ρ=0.23) suggests that an R-D_m retrieval is not optimal for snowfall retrievals and other methods should be explored. Motivated from the results of Task 1, an alternative retrieval for GPM-DPR was designed in Task 2 using a neural network, state-of-the-art particle scattering models and measured particle size distributions. The main result from Task 2 is that the neural network retrieval significantly improves (p<0.05) the mean squared error of the retrieval of ice water content (IWC) compared to old power-law methods and an estimate of the current GPM-DPR algorithm. This was shown in the evaluation of the retrieval on a subset of synthetic data that was not used in training the neural network as well as in three case studies from NASA field campaigns where independent observations of radar reflectivity and in-situ parameters were made. Finally, Task 3 evaluated the newly formulated retrieval from Task 2 against the operational CloudSat product (2C-SNOWPROFILE) and the current GPM-DPR algorithm. The evaluation is done using a premade coincident dataset of both CloudSat and GPM-DPR which allowed for the direct comparison of all retrieval methods. Comparing the three retrievals show that on average the neural network retrieval performs best, predicting R just below the melting layer to within 2%. A secondary result from Task 3 is that the 2C-SNOWPROFLE retrieval is likely underestimating R for moderate to intense snowfall events signified by a 35% reduction of R from -15°C to the melting layer

Global Precipitation Measurement

This chapter begins with a brief history and background of microwave precipitation sensors, with a discussion of the sensitivity of both passive and active instruments, to trace the evolution of satellite-based rainfall techniques from an era of inference to an era of physical measurement. Next, the highly successful Tropical Rainfall Measuring Mission will be described, followed by the goals and plans for the Global Precipitation Measurement (GPM) Mission and the status of precipitation retrieval algorithm development. The chapter concludes with a summary of the need for space-based precipitation measurement, current technological capabilities, near-term algorithm advancements and anticipated new sciences and societal benefits in the GPM era

Microphysical Properties of Frozen Particles Inferred from Global Precipitation Measurement (GPM) Microwave Imager (GMI) Polarimetric Measurements

Scattering differences induced by frozen particle microphysical properties are investigated, using the vertically (V) and horizontally (H) polarized radiances from the Global Precipitation Measurement (GPM) Microwave Imager (GMI) 89 and 166GHz channels. It is the first study on global frozen particle microphysical properties that uses the dual-frequency microwave polarimetric signals. From the ice cloud scenes identified by the 183.3 3GHz channel brightness temperature (TB), we find that the scatterings of frozen particles are highly polarized with V-H polarimetric differences (PD) being positive throughout the tropics and the winter hemisphere mid-latitude jet regions, including PDs from the GMI 89 and 166GHz TBs, as well as the PD at 640GHz from the ER-2 Compact Scanning Submillimeter-wave Imaging Radiometer (CoSSIR) during the TC4 campaign. Large polarization dominantly occurs mostly near convective outflow region (i.e., anvils or stratiform precipitation), while the polarization signal is small inside deep convective cores as well as at the remote cirrus region. Neglecting the polarimetric signal would result in as large as 30 error in ice water path retrievals. There is a universal bell-curve in the PD TB relationship, where the PD amplitude peaks at 10K for all three channels in the tropics and increases slightly with latitude. Moreover, the 166GHz PD tends to increase in the case where a melting layer is beneath the frozen particles aloft in the atmosphere, while 89GHz PD is less sensitive than 166GHz to the melting layer. This property creates a unique PD feature for the identification of the melting layer and stratiform rain with passive sensors. Horizontally oriented non-spherical frozen particles are thought to produce the observed PD because of different ice scattering properties in the V and H polarizations. On the other hand, changes in the ice microphysical habitats or orientation due to turbulence mixing can also lead to a reduced PD in the deep convective cores. The current GMI polarimetric measurements themselves cannot fully disentangle the possible mechanisms

Use of Dual Polarization Radar in Validation of Satellite Precipitation Measurements: Rationale and Opportunities

Dual-polarization weather radars have evolved significantly in the last three decades culminating in the operational deployment by the National Weather Service. In addition to operational applications in the weather service, dual-polarization radars have shown significant potential in contributing to the research fields of ground based remote sensing of rainfall microphysics, study of precipitation evolution and hydrometeor classification. Furthermore the dual-polarization radars have also raised the awareness of radar system aspects such as calibration. Microphysical characterization of precipitation and quantitative precipitation estimation are important applications that are critical in the validation of satellite borne precipitation measurements and also serves as a valuable tool in algorithm development. This paper presents the important role played by dual-polarization radar in validating space borne precipitation measurements. Starting from a historical evolution, the various configurations of dual-polarization radar are presented. Examples of raindrop size distribution retrievals and hydrometeor type classification are discussed. The quantitative precipitation estimation is a product of direct relevance to space borne observations. During the TRMM program substantial advancement was made with ground based polarization radars specially collecting unique observations in the tropics which are noted. The scientific accomplishments of relevance to space borne measurements of precipitation are summarized. The potential of dual-polarization radars and opportunities in the era of global precipitation measurement mission is also discussed

A polarimetric radar operator to evaluate precipitation from the COSMO atmospheric model

Weather radars provide real-time measurements of precipitation at a high temporal and spatial resolution and over a large domain. A drawback, however, it that these measurements are indirect and require careful interpretation to yield relevant information about the mechanisms of precipitation. Radar observations are an invaluable asset for the numerical forecast of precipitation, both for data assimilation, parametrization of subscale phenomena and model verification. This thesis aims at investigating new uses for polarimetric radar data in numerical weather prediction. The first part of this work is devoted to the design of an algorithm able to automatically detect the location and extent of the melting layer of precipitation , an important feature of stratiform precipitation, from vertical radar scans. This algorithm is then used to provide a detailed characterization of the melting layer, in several climatological regions, providing thus relevant information for the parameterization of melting processes and the evaluation of simulated freezing level heights. The second part of this work uses a multi-scale approach based on the multifractal framework to evaluate precipitation fields simulated by the COSMO weather model with radar observations. A climatological analysis is first conducted to relate multifractal parameters to physical descriptors of precipitation. A short-term analysis, that focuses on three precipitation events over Switzerland, is then performed. The results indicate that the COSMO simulations exhibit spatial scaling breaks that are not present in the radar data. It is also shown that a more advanced microphysics parameterization generates larger extreme values, and more discontinuous precipitation fields, which agree better with radar observations. The last part of this thesis describes a new forward polarimetric radar operator, able to simulate realistic radar variables from outputs of the COSMO model, taking into account most physical aspects of beam propagation and scattering. An efficient numerical scheme is proposed to estimate the full Doppler spectrum, a type of measurement often performed by research radars, which provides rich information about the particle velocities and turbulence. The operator is evaluated with large datasets from various ground and spaceborne radars. This evaluation shows that the operator is able to simulate accurate Doppler variables and realistic distributions of polarimetric variables in the liquid phase. In the solid phase, the simulated reflectivities agree relatively well with radar observations, but the polarimetric variables tend to be underestimated. A detailed sensitivity analysis of the radar operator reveals that, in the liquid phase, the simulated radar variables depend very much on the hypothesis about drop geometry and drop size distributions. In the solid phase, the potential of more advanced scattering techniques is investigated, revealing that these methods could help to resolve the strong underestimation of polarimetric variables in snow and graupel

Satellite and Radar Remote Sensing of Tropical Cyclones to Quantify Microphysical and Precipitation Processes

Precipitation microphysics in tropical cyclones (TCs) are often poorly represented in numerical simulations, which ultimately affects TC structure, evolution, and prediction. This provides a large incentive to better observe and understand the underlying microphysical processes in TCs in order to improve precipitation forecasts and improve warning operations. Recently, ground-based polarimetric radar observations have been able to capture the evolution and structure of precipitation in landfalling TCs in the United States, revealing numerous microphysical processes through the investigation of vertical profiles of dual-polarization radar variables. While ground radars are a useful tool for quantifying precipitation processes in TCs, they are unable to sample precipitation when TCs are over the open ocean. Therefore when ground radar networks are sparse or non-existent, space-borne radar can provide precipitation retrievals of TCs at snapshots in time. This is particularly useful for monitoring the evolution of precipitation in TCs prior to landfall. Specifically, this dissertation investigates precipitation microphysics in TCs using the NASA Global Precipitation Measurement (GPM) mission dual-frequency precipitation radar (DPR) on a global scale, and is complimented by polarimetric ground radar observations, disdrometer data, and reanalysis data when available

Rain or Snow: Hydrologic Processes, Observations, Prediction, and Research Needs

The phase of precipitation when it reaches the ground is a first-order driver of hydrologic processes in a watershed. The presence of snow, rain, or mixed-phase precipitation affects the initial and boundary conditions that drive hydrological models. Despite their foundational importance to terrestrial hydrology, typical phase partitioning methods (PPMs) specify the phase based on near-surface air temperature only. Our review conveys the diversity of tools available for PPMs in hydrological modeling and the advancements needed to improve predictions in complex terrain with large spatiotemporal variations in precipitation phase. Initially, we review the processes and physics that control precipitation phase as relevant to hydrologists, focusing on the importance of processes occurring aloft. There is a wide range of options for field observations of precipitation phase, but there is a lack of a robust observation networks in complex terrain. New remote sensing observations have the potential to increase PPM fidelity, but generally require assumptions typical of other PPMs and field validation before they are operational. We review common PPMs and find that accuracy is generally increased at finer measurement intervals and by including humidity information. One important tool for PPM development is atmospheric modeling, which includes microphysical schemes that have not been effectively linked to hydrological models or validated against near-surface precipitation-phase observations. The review concludes by describing key research gaps and recommendations to improve PPMs, including better incorporation of atmospheric information, improved validation datasets, and regional-scale gridded data products. Two key points emerge from this synthesis for the hydrologic community: (1) current PPMs are too simple to capture important processes and are not well validated for most locations, (2) lack of sophisticated PPMs increases the uncertainty in estimation of hydrological sensitivity to changes in precipitation phase at local to regional scales. The advancement of PPMs is a critical research frontier in hydrology that requires scientific cooperation between hydrological and atmospheric modelers and field scientists

Frequency diversity wideband digital receiver and signal processor for solid-state dual-polarimetric weather radars

2012 Summer.Includes bibliographical references.The recent spate in the use of solid-state transmitters for weather radar systems has unexceptionably revolutionized the research in meteorology. The solid-state transmitters allow transmission of low peak powers without losing the radar range resolution by allowing the use of pulse compression waveforms. In this research, a novel frequency-diversity wideband waveform is proposed and realized to extenuate the low sensitivity of solid-state radars and mitigate the blind range problem tied with the longer pulse compression waveforms. The latest developments in the computing landscape have permitted the design of wideband digital receivers which can process this novel waveform on Field Programmable Gate Array (FPGA) chips. In terms of signal processing, wideband systems are generally characterized by the fact that the bandwidth of the signal of interest is comparable to the sampled bandwidth; that is, a band of frequencies must be selected and filtered out from a comparable spectral window in which the signal might occur. The development of such a wideband digital receiver opens a window for exciting research opportunities for improved estimation of precipitation measurements for higher frequency systems such as X, Ku and Ka bands, satellite-borne radars and other solid-state ground-based radars. This research describes various unique challenges associated with the design of a multi-channel wideband receiver. The receiver consists of twelve channels which simultaneously downconvert and filter the digitized intermediate-frequency (IF) signal for radar data processing. The product processing for the multi-channel digital receiver mandates a software and network architecture which provides for generating and archiving a single meteorological product profile culled from multi-pulse profiles at an increased data date. The multi-channel digital receiver also continuously samples the transmit pulse for calibration of radar receiver gain and transmit power. The multi-channel digital receiver has been successfully deployed as a key component in the recently developed National Aeronautical and Space Administration (NASA) Global Precipitation Measurement (GPM) Dual-Frequency Dual-Polarization Doppler Radar (D3R). The D3R is the principal ground validation instrument for the precipitation measurements of the Dual Precipitation Radar (DPR) onboard the GPM Core Observatory satellite scheduled for launch in 2014. The D3R system employs two broadly separated frequencies at Ku- and Ka-bands that together make measurements for precipitation types which need higher sensitivity such as light rain, drizzle and snow. This research describes unique design space to configure the digital receiver for D3R at several processing levels. At length, this research presents analysis and results obtained by employing the multi-carrier waveforms for D3R during the 2012 GPM Cold-Season Precipitation Experiment (GCPEx) campaign in Canada

Improving the quality of extreme precipitation estimates using satellite passive microwave rainfall retrievals

2017 Summer.Includes bibliographical references.Satellite rainfall estimates are invaluable in assessing global precipitation. As a part of the Global Precipitation Measurement (GPM) mission, a constellation of orbiting sensors, dominated by passive microwave imagers, provides a full coverage of the planet approximately every 2-3 hours. Several decades of development have resulted in passive microwave rainfall retrievals that are indispensable in addressing global precipitation climatology. However, this prominent achievement is often overshadowed by the retrieval's performance at finer spatial and temporal scales, where large variability in cloud morphology poses an obstacle for accurate rainfall measurements. This is especially true over land, where rainfall estimates are based on an observed mean relationship between high frequency (e.g., 89 GHz) brightness temperature (Tb) depression (i.e., the ice-scattering signature) and rainfall rate. In the first part of this study, an extreme precipitation event that caused historical flooding over south-east Europe is analyzed using the GPM constellation. Performance of the rainfall retrieval is evaluated against ground radar and gage reference. It is concluded that satellite observations fully address the temporal evolution of the event but greatly underestimate total rainfall accumulation (by factor of 2.5). A primary limitation of the rainfall algorithm is found to be its inability to recognize variability in precipitating system structure. This variability is closely related to the structure of the precipitation regime and the large-scale environment. To address this influence of rainfall physics on the overall retrieval bias, the second part of this study utilizes TRMM radar (PR) and radiometer (TMI) observations to first confirm that the Tb-to-rain-rate relationship is governed by the amount of ice in the atmospheric column. Then, using the Amazon and Central African regions as testbeds, it demonstrates that the amount of ice aloft is strongly linked to a precipitation regime. A correlation found between the large-scale environment and precipitation regimes is then further examined. Variables such as Convective Available Potential Energy (CAPE), Cloud Condensation Nuclei (CCN), wind shear, and vertical humidity profiles are found to be capable of predicting a precipitation regime and explaining up to 40% of climatological biases. Dry over moist air conditions are favorable for developing intense, well organized systems such as MCSs in West Africa and the Sahel. These systems are characterized by strong Tb depressions and above average amounts of ice aloft. As a consequence, microwave retrieval algorithms misinterpret these non-typical systems assigning them unrealistically high rainfall rates. The opposite is true in the Amazon region, where observed raining systems exhibit relatively little ice while producing high rainfall rates. Based on these findings, in the last part of the study, the GPM operational retrieval (GPROF) for the GMI sensor is modified to offer additional information on atmospheric conditions to its Bayesian-based algorithm. When forming an estimate, the modified algorithm is allowed to use this ancillary information to filter out a priori states that do not match the general environmental condition relevant to the observation and thus reduce the difference between the assumed and observed variability in ice-to-rain ratio. The results are compared to the ground Multi-Radar Multi-Sensor (MRMS) network over the US at various spatial and temporal scales demonstrating outstanding potentials in improving the accuracy of rainfall estimates from satellite-borne passive microwave sensors over land