A Reduced Complexity Ungerboeck Receiver for Quantized Wideband Massive SC-MIMO

Employing low resolution analog-to-digital converters in massive multiple-input multiple-output (MIMO) has many advantages in terms of total power consumption, cost and feasibility of such systems. However, such advantages come together with significant challenges in channel estimation and data detection due to the severe quantization noise present. In this study, we propose a novel iterative receiver for quantized uplink single carrier MIMO (SC-MIMO) utilizing an efficient message passing algorithm based on the Bussgang decomposition and Ungerboeck factorization, which avoids the use of a complex whitening filter. A reduced state sequence estimator with bidirectional decision feedback is also derived, achieving remarkable complexity reduction compared to the existing receivers for quantized SC-MIMO in the literature, without any requirement on the sparsity of the transmission channel. Moreover, the linear minimum mean-square-error (LMMSE) channel estimator for SC-MIMO under frequency-selective channel, which do not require any cyclic-prefix overhead, is also derived. We observe that the proposed receiver has significant performance gains with respect to the existing receivers in the literature under imperfect channel state information.Comment: This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Massive MIMO and Full-duplex Relaying Systems

In this thesis, we study how massive multiple-input and multiple-output (MIMO) can be employed to mitigate loop-interference (LI), multi-user interference and noise in a full-duplex (FD) relaying system. For a FD relaying system with massive MIMO deployed at both source and destination, we investigate three FD relaying schemes: co-located, distributed cooperative, and distributed non-cooperative relaying. Asymptotic analysis shows that the three schemes can completely cancel multi-user interference and LI when the number of antennas at the source and destination grows without bound, in the case where the relay has a finite number of antennas. For the system with massive MIMO deployed at the FD relay, we propose a pilot protocol for LI channel minimum-mean-square-error estimation by exploiting the channel coherence time difference between static and moving transceivers. To maximize the end-to-end achievable rate, we design a novel power allocation scheme to adjust the transmit power of each link at the relay in order to equalize the achievable rate of the source-to-relay and relay-to-destination links. The analytical and numerical results show that the proposed pilot protocol and power allocation scheme jointly improve both spectral and energy efficiency significantly. To enable the use of low resolution analog-to-digital converters (ADCs) at relays for energy saving, we propose a novel iterative power allocation scheme to mitigate the resulting quantization noise via reducing the received LI power and numerically identify the optimum resolutions of ADCs for maximizing throughput and energy efficiency. For massive MIMO receivers employing one-bit ADCs, we propose three carrier frequency (CFO) offset estimation schemes for dual-pilot and multiple-pilot cases. The three schemes are developed under different scenarios: large but finite number of antennas at the receiver, infinite number of antennas at the receiver, and very small CFO, respectively

Millimeter wave link configuration with hybrid MIMO architectures

The use of multiple antennas, widely known as MIMO technology, is a key feature to deploy mmWave communication systems enabling high-data-rate applications. With more than two decades of global experience in deploying Wi-Fi and cellular communication using sub-6 GHz frequency bands, simply repurposing these designs for mmWave bands would fail to account for additional propagation impairments and circuit design constraints at these higher frequencies. A solution to overcome the propagation challenges is the use of multiple directional communication beams, whereby proper alignment between transceivers provides sufficient link quality to enable reliable decoding of the transmitted data. In this dissertation, efficient link configuration solutions suitable for mmWave cellular communications are developed. To gain some insight into the achievable performance of mmWave systems, two broadband channel-estimation-based link configuration solutions are proposed for MIMO-OFDM systems, in which both the transmitter and receiver are assumed to be perfectly synchronized. The proposed solution exploits the spatially common sparsity in the mmWave channel and enables efficient acquisition of the CSI while allowing the use of multiple RF chains on both the transmitter and receiver sides. In a simplified scenario, the CRLB for the channel estimation problem is derived, and the proposed channel estimation algorithms are shown to both outperform prior work in communication performance and exhibit excellent estimation performance. Furthermore, the proposed algorithms are assessed in a more challenging scenario with realistic channel parameters, and it is shown that both near-optimal spectral efficiency and low BER can be attained with lower overhead and computational complexity than prior solutions. Next, the impact of imperfect CFO synchronization on the channel estimation problem is analyzed under a narrowband channel model. The CRLB for the estimation of the different unknown parameters involved in the problem is theoretically analyzed, and closed-form expressions are provided for the estimation of the different parameters. Under a joint estimation-theoretic and CS framework, a low-complexity multi-stage solution is proposed to estimate both the different unknown synchronization parameters and the large-dimensional mmWave MIMO channel. Different trade-offs between estimation, spectral efficiency, and overhead performance are exposed, and the proposed estimators are shown to be asymptotically optimal in the low SNR regime. The proposed solution is assessed under a channel model with several clusters and rays per cluster, and is shown to attain near-optimal spectral efficiency values in both the low and high SNR regimes. The computational complexity of the proposed solution is also analyzed, in which it is shown to achieve a marginal increase in computational complexity with respect to the solution proposed in the previous contribution. Finally, the impact of TO, CFO, and PN impairments on the channel estimation problem is analyzed under a broadband channel model. The problem of time-frequency synchronization under PN impairments is theoretically analyzed, and the proposed solutions to the synchronization problem are exploited to estimate the frequency-selective mmWave MIMO channel. The hybrid CRLB for the estimation of the different synchronization impairments is analyzed, and closed-form expressions leveraging the information coupling between the different impairments are provided. The previously proposed joint estimation-theoretic and CS framework is extended to frequency-selective scenarios, and two low-complexity multi-stage solutions are proposed to estimate both the different synchronization impairments and the large-dimensional mmWave MIMO channel. The first solution relies on a batch-processing LMMSE-based EM algorithm to estimate the different synchronization impairments, while the second solution uses a sequential-processing EKF-RTS-based EM algorithm, thereby reducing computational complexity. Thereafter, both the hybrid CRLB for the estimation of the equivalent beamformed complex channels and the estimates for these parameters are exploited to estimate the large-dimensional frequency-selective mmWave MIMO channel. Finally, a joint PN and data detection algorithm is proposed for data transmission under the 5G NR frame structure. The proposed solutions are evaluated using a 5G NR-based channel model, and different trade-offs between estimation performance, computational complexity, overhead, achievable spectral efficiency and BER are exposed, and comparisons with prior work are also provided. The results show that mmWave link configuration using hybrid MIMO architectures can be established with low overhead without assuming synchronization, even in the low SNR regime.Electrical and Computer Engineerin

Array Architectures and Physical Layer Design for Millimeter-Wave Communications Beyond 5G

Ever increasing demands in mobile data rates have resulted in exploration of millimeter-wave (mmW) frequencies for the next generation (5G) wireless networks. Communications at mmW frequencies is presented with two keys challenges. Firstly, high propagation loss requires base stations (BSs) and user equipment (UEs) to use a large number of antennas and narrow beams to close the link with sufficient received signal power. Consequently, communications using narrow beams create a new challenge in channel estimation and link establishment based on fine angular probing. Current mmW system use analog phased arrays that can probe only one angle at the time which results in high latency during link establishment and channel tracking. It is desirable to design low latency beam training by exploring both physical layer designs and array architectures that could replace current 5G approaches and pave the way to the communications for frequency bands in higher mmW band and sub-THz region where larger antenna arrays and communications bandwidth can be exploited. To this end, we propose a novel signal processing techniques exploiting unique properties of mmW channel, and show both theoretically, in simulation and experiments its advantages over conventional approaches. Secondly, we explore different array architecture design and analyze their trade-offs between spectral efficiency and power consumption and area. For comprehensive comparison, we have developed a methodology for optimal design of system parameters for different array architecture candidates based on the spectral efficiency target, and use these parameters to estimate the array area and power consumption based on the circuits reported in the literature. We show that the hybrid analog and digital architectures have severe scalability concerns in radio frequency signal distribution with increased array size and spatial multiplexing levels, while the fully-digital array architectures have the best performance and power/area trade-offs.The developed approaches are based on a cross-disciplinary research that combines innovation in model based signal processing, machine learning, and radio hardware. This work is the first to apply compressive sensing (CS), a signal processing tool that exploits sparsity of mmW channel model, to accelerate beam training of mmW cellular system. The algorithm is designed to address practical issues including the requirement of cell discovery and synchronization that involves estimation of angular channel together with carrier frequency offset and timing offsets. We have analyzed the algorithm performance in the 5G compliant simulation and showed that an order of magnitude saving is achieved in initial access latency for the desired channel estimation accuracy. Moreover, we are the first to develop and implement a neural network assisted compressive beam alignment to deal with hardware impairments in mmW radios. We have used 60GHz mmW testbed to perform experiments and show that neural networks approach enhances alignment rate compared to CS. To further accelerate beam training, we proposed a novel frequency selective probing beams using the true-time-delay (TTD) analog array architecture. Our approach utilizes different subcarriers to scan different directions, and achieves a single-shot beam alignment, the fastest approach reported to date. Our comprehensive analysis of different array architectures and exploration of emerging architectures enabled us to develop an order of magnitude faster and energy efficient approaches for initial access and channel estimation in mmW systems