A Vector Channel Based Approach to MIMO Radar Waveform Design for Extended Targets

Radar systems have been used for many years for estimating, detecting, classifying, and imaging objects of interest (targets). Stealthier targets and more cluttered environments have created a need for more sophisticated radar systems to gain more precise information about the radar environment. Because modern radar systems are largely defined in software, adaptive radar systems have emerged that tailor system parameters such as the transmitted waveform and receiver filter to the target and environment in order to address this need. The basic structure of a radar system exhibits many similarities to the structure of a communication system. Recognizing the parallel composition of radar systems and information transmission systems, initial works have begun to explore the application of information theory to radar system design, but a great deal of work still remains to make a full and clear connection between the problems addressed by radar systems and communication systems. Forming a comprehensive definition of this connection between radar systems and information transmission systems and associated problem descriptions could facilitate the cross-discipline transfer of ideas and accelerate the development and improvement of new system design solutions in both fields. In particular, adaptive radar system design is a relatively new field which stands to benefit from the maturity of information theory developed for information transmission if a parallel can be drawn to clearly relate similar radar and communication problems. No known previous work has yet drawn a clear parallel between the general multiple-input multiple-output (MIMO) radar system model considering both the detection and estimation of multiple extended targets and a similar multiuser vector channel information transmission system model. The goal of this dissertation is to develop a novel vector channel framework to describe a MIMO radar system and to study information theoretic adaptive radar waveform design for detection and estimation of multiple radar targets within this framework. Specifically, this dissertation first provides a new compact vector channel model for representing a MIMO radar system which illustrates the parallel composition of radar systems and information transmission systems. Second, using the proposed framework this dissertation contributes a compressed sensing based information theoretic approach to waveform design for the detection of multiple extended targets in noiseless and noisy scenarios. Third, this dissertation defines the multiple extended target estimation problem within the framework and proposes a greedy signal to interference-plus-noise ratio (SINR) maximizing procedure based on a similar approach developed for a collaborative multibase wireless communication system to optimally design wave forms in this scenario

Robust spatio-temporal partial-response signaling over a frequency-selective fading MIMO channel with imperfect CSI

Partial-response signaling is known to facilitate the equalizer design because a controlled amount of residual interference is permitted. The design of the target impulse response of the partial-response precoder often assumes perfect channel state information, which is unfortunately not available at the transmitter in most practical applications. Consequently, this contribution focuses instead on the robust and joint design of a spatio-temporal target impulse response and the equalization coefficients for a frequency-selective fading multiple-input multiple-output communication channel based on current and/or previous noisy channel estimates. More precisely, the error in the channel estimates is statistically modeled, and robustness is achieved by minimizing the mean-squared estimation error averaged over the joint distribution of the actual channel and the available channel estimates. Numerical results of the bit error rate confirm that the proposed robust partial-response signaling not only provides a significant performance gain compared to traditional full-response signaling, but also outperforms the naive approach, which ignores channel estimation errors

Opportunistic communications in large uncoordinated networks

(English) The increase of wireless devices offering high data rate services limits the coexistence of wireless systems sharing the same resources in a given geographical area because of inter-system interference. Therefore, interference management plays a key role in permitting the coexistence of several heterogeneous communication services. However, classical interference management strategies require lateral information giving rise to the need for inter-system coordination and cooperation, which is not always practical. Opportunistic communications offer a potential solution to the problem of inter-system interference management. The basic principle of opportunistic communications is to efficiently and robustly exploit the resources available in a wireless network and adapt the transmitted signals to the state of the network to avoid inter-system interference. Therefore, opportunistic communications depend on inferring the available network resources that can be safely exploited without inducing interference in coexisting communication nodes. Once the available network resources are identified, the most prominent opportunistic communication techniques consist in designing scenario-adapted precoding/decoding strategies to exploit the so-called null space. Despite this, classical solutions in the literature suffer from two main drawbacks: the lack of robustness to detection errors and the need for intra-system cooperation. This thesis focuses on the design of a null space-based opportunistic communication scheme that addresses the drawbacks exhibited by existing methodologies under the assumption that opportunistic nodes do not cooperate. For this purpose, a generalized detection error model independent of the null-space identification mechanism is introduced that allows the design of solutions that exhibit minimal inter-system interference in the worst case. These solutions respond to a maximum signal-to-interference ratio (SIR) criterion, which is optimal under non-cooperative conditions. The proposed methodology allows the design of a family of orthonormal waveforms that perform a spreading of the modulated symbols within the detected null space, which is key to minimizing the induced interference density. The proposed solutions are invariant within the inferred null space, allowing the removal of the feedback link without giving up coherent waveform detection. In the absence of coordination, the waveform design relies solely on locally sensed network state information, inducing a mismatch between the null spaces identified by the transmitter and receiver that may worsen system performance. Although the proposed solution is robust to this mismatch, the design of enhanced receivers using active subspace detection schemes is also studied. When the total number of network resources increases arbitrarily, the proposed solutions tend to be linear combinations of complex exponentials, providing an interpretation in the frequency domain. This asymptotic behavior allows us to adapt the proposed solution to frequency-selective channels by means of a cyclic prefix and to study an efficient modulation similar to the time division multiplexing scheme but using circulant waveforms. Finally, the impact of the use of multiple antennas in opportunistic null space-based communications is studied. The performed analysis reveals that, in any case, the structure of the antenna clusters affects the opportunistic communication, since the proposed waveform mimics the behavior of a single-antenna transmitter. On the other hand, the number of sensors employed translates into an improvement in terms of SIR.(Català) El creixement incremental dels dispositius sense fils que requereixen serveis d'alta velocitat de dades limita la coexistència de sistemes sense fils que comparteixen els mateixos recursos en una àrea geogràfica donada a causa de la interferència entre sistemes. Conseqüentment, la gestió d'interferència juga un paper fonamental per a facilitar la coexistència de diversos serveis de comunicació heterogenis. No obstant això, les estratègies clàssiques de gestió d'interferència requereixen informació lateral originant la necessitat de coordinació i cooperació entre sistemes, que no sempre és pràctica. Les comunicacions oportunistes ofereixen una solució potencial al problema de la gestió de les interferències entre sistemes. El principi bàsic de les comunicacions oportunistes és explotar de manera eficient i robusta els recursos disponibles en una xarxa sense fils i adaptar els senyals transmesos a l'estat de la xarxa per evitar interferències entre sistemes. Per tant, les comunicacions oportunistes depenen de la inferència dels recursos de xarxa disponibles que poden ser explotats de manera segura sense induir interferència en els nodes de comunicació coexistents. Una vegada que s'han identificat els recursos de xarxa disponibles, les tècniques de comunicació oportunistes més prominents consisteixen en el disseny d'estratègies de precodificació/descodificació adaptades a l'escenari per explotar l'anomenat espai nul. Malgrat això, les solucions clàssiques en la literatura sofreixen dos inconvenients principals: la falta de robustesa als errors de detecció i la necessitat de cooperació intra-sistema. Aquesta tesi tracta el disseny d'un esquema de comunicació oportunista basat en l'espai nul que afronta els inconvenients exposats per les metodologies existents assumint que els nodes oportunistes no cooperen. Per a aquest propòsit, s'introdueix un model generalitzat d'error de detecció independent del mecanisme d'identificació de l'espai nul que permet el disseny de solucions que exhibeixen interferències mínimes entre sistemes en el cas pitjor. Aquestes solucions responen a un criteri de màxima relació de senyal a interferència (SIR), que és òptim en condicions de no cooperació. La metodologia proposada permet dissenyar una família de formes d'ona ortonormals que realitzen un spreading dels símbols modulats dins de l'espai nul detectat, que és clau per minimitzar la densitat d’interferència induïda. Les solucions proposades són invariants dins de l'espai nul inferit, permetent suprimir l'enllaç de retroalimentació i, tot i així, realitzar una detecció coherent de forma d'ona. Sota l’absència de coordinació, el disseny de la forma d'ona es basa únicament en la informació de l'estat de la xarxa detectada localment, induint un desajust entre els espais nuls identificats pel transmissor i receptor que pot empitjorar el rendiment del sistema. Tot i que la solució proposada és robusta a aquest desajust, també s'estudia el disseny de receptors millorats fent ús de tècniques de detecció de subespai actiu. Quan el nombre total de recursos de xarxa augmenta arbitràriament, les solucions proposades tendeixen a ser combinacions lineals d'exponencials complexes, proporcionant una interpretació en el domini freqüencial. Aquest comportament asimptòtic permet adaptar la solució proposada a entorns selectius en freqüència fent ús d'un prefix cíclic i estudiar una modulació eficient derivada de l'esquema de multiplexat per divisió de temps emprant formes d'ona circulant. Finalment, s’estudia l'impacte de l'ús de múltiples antenes en comunicacions oportunistes basades en l'espai nul. L'anàlisi realitzada permet concloure que, en cap cas, l'estructura de les agrupacions d'antenes tenen un impacte sobre la comunicació oportunista, ja que la forma d'ona proposada imita el comportament d'un transmissor mono-antena. D'altra banda, el nombre de sensors emprat es tradueix en una millora en termes de SIR.(Español) El incremento de los dispositivos inalámbricos que ofrecen servicios de alta velocidad de datos limita la coexistencia de sistemas inalámbricos que comparten los mismos recursos en un área geográfica dada a causa de la interferencia inter-sistema. Por tanto, la gestión de interferencia juega un papel fundamental para facilitar la coexistencia de varios servicios de comunicación heterogéneos. Sin embargo, las estrategias clásicas de gestión de interferencia requieren información lateral originando la necesidad de coordinación y cooperación entre sistemas, que no siempre es práctica. Las comunicaciones oportunistas ofrecen una solución potencial al problema de la gestión de las interferencias entre sistemas. El principio básico de las comunicaciones oportunistas es explotar de manera eficiente y robusta los recursos disponibles en una red inalámbricas y adaptar las señales transmitidas al estado de la red para evitar interferencias entre sistemas. Por lo tanto, las comunicaciones oportunistas dependen de la inferencia de los recursos de red disponibles que pueden ser explotados de manera segura sin inducir interferencia en los nodos de comunicación coexistentes. Una vez identificados los recursos disponibles, las técnicas de comunicación oportunistas más prominentes consisten en el diseño de estrategias de precodificación/descodificación adaptadas al escenario para explotar el llamado espacio nulo. A pesar de esto, las soluciones clásicas en la literatura sufren dos inconvenientes principales: la falta de robustez a los errores de detección y la necesidad de cooperación intra-sistema. Esta tesis propone diseñar un esquema de comunicación oportunista basado en el espacio nulo que afronta los inconvenientes expuestos por las metodologías existentes asumiendo que los nodos oportunistas no cooperan. Para este propósito, se introduce un modelo generalizado de error de detección independiente del mecanismo de identificación del espacio nulo que permite el diseño de soluciones que exhiben interferencias mínimas entre sistemas en el caso peor. Estas soluciones responden a un criterio de máxima relación de señal a interferencia (SIR), que es óptimo en condiciones de no cooperación. La metodología propuesta permite diseñar una familia de formas de onda ortonormales que realizan un spreading de los símbolos modulados dentro del espacio nulo detectado, que es clave para minimizar la densidad de interferencia inducida. Las soluciones propuestas son invariantes dentro del espacio nulo inferido, permitiendo suprimir el enlace de retroalimentación sin renunciar a la detección coherente de forma de onda. En ausencia de coordinación, el diseño de la forma de onda se basa únicamente en la información del estado de la red detectada localmente, induciendo un desajuste entre los espacios nulos identificados por el transmisor y receptor que puede empeorar el rendimiento del sistema. A pesar de que la solución propuesta es robusta a este desajuste, también se estudia el diseño de receptores mejorados usando técnicas de detección de subespacio activo. Cuando el número total de recursos de red aumenta arbitrariamente, las soluciones propuestas tienden a ser combinaciones lineales de exponenciales complejas, proporcionando una interpretación en el dominio frecuencial. Este comportamiento asintótico permite adaptar la solución propuesta a canales selectivos en frecuencia mediante un prefijo cíclico y estudiar una modulación eficiente derivada del esquema de multiplexado por división de tiempo empleando formas de onda circulante. Finalmente, se estudia el impacto del uso de múltiples antenas en comunicaciones oportunistas basadas en el espacio nulo. El análisis realizado revela que la estructura de las agrupaciones de antenas no afecta la comunicación oportunista, ya que la forma de onda propuesta imita el comportamiento de un transmisor mono-antena. Por otro lado, el número de sensores empleado se traduce en una mejora en términos de SIR.Postprint (published version

Auditory Streaming: Behavior, Physiology, and Modeling

Auditory streaming is a fundamental aspect of auditory perception. It refers to the ability to parse mixed acoustic events into meaningful streams where each stream is assumed to originate from a separate source. Despite wide interest and increasing scientific investigations over the last decade, the neural mechanisms underlying streaming still remain largely unknown. A simple example of this mystery concerns the streaming of simple tone sequences, and the general assumption that separation along the tonotopic axis is sufficient for stream segregation. However, this dissertation research casts doubt on the validity of this assumption. First, behavioral measures of auditory streaming in ferrets prove that they can be used as an animal model to study auditory streaming. Second, responses from neurons in the primary auditory cortex (A1) of ferrets show that spectral components that are well-separated in frequency produce comparably segregated responses along the tonotopic axis, no matter whether presented synchronously or consecutively, despite the substantial differences in their streaming percepts when measured psychoacoustically in humans. These results argue against the notion that tonotopic separation per se is a sufficient neural correlate of stream segregation. Thirdly, comparing responses during behavior to those during the passive condition, the temporal correlations of spiking activity between neurons belonging to the same stream display an increased correlation, while responses among neurons belonging to different streams become less correlated. Rapid task-related plasticity of neural receptive fields shows a pattern that is consistent with the changes in correlation. Taken together these results indicate that temporal coherence is a plausible neural correlate of auditory streaming. Finally, inspired by the above biological findings, we propose a computational model of auditory scene analysis, which uses temporal coherence as the primary criterion for predicting stream formation. The promising results of this dissertation research significantly advance our understanding of auditory streaming and perception

Decoupling trust and wireless channel induced effects on collaborative sensing attacks

One of the most crucial functionalities of cognitive radio networks is spectrum sensing. Completing this task in an accurate manner requires opportunistic spectrum access. Traditionally, sensing has been performed through energy detection by each individual secondary user. In order to increase accuracy, individual measurements are aggregated using different fusion functions. However, even though collaborative spectrum sensing can increase accuracy under benign settings, it is prone to falsification attacks, where malicious secondary users report fake sensings. Previous studies have designed trust (reputation) based systems to contain the effect of the adversaries, ignoring to a large extent the wireless channel irregularities when performing the computation. In this paper, we decouple the reasons behind an incorrect sensing report and propose the Decoupling Trust and Capability Spectrum Sensing System (DTCS3). DTCS3 is a collaborative spectrum sensing system that takes into account both a secondary sensor node's trust and its capability to sense the channel. Through thorough evaluations that consider a large variety of attack strategies, we show that by accounting for wireless induced effects while calculating the reporting trust of a secondary user, we can significantly improve the performance of a collaborative spectrum sensing system as compared to existing schemes in the literature. In particular, the true positive/negative rates can be improved by as much as 38%, while DTCS 3 is able to track and respond to dynamic changes in the adversaries' behavior. © 2014 IEEE

Fast Decoder for Overloaded Uniquely Decodable Synchronous CDMA

We consider the problem of designing a fast decoder for antipodal uniquely decodable (errorless) code sets for overloaded synchronous code-division multiple access (CDMA) systems where the number of signals K_{max}^a is the largest known for the given code length L. The proposed decoder is designed in a such a way that the users can uniquely recover the information bits with a very simple decoder, which uses only a few comparisons. Compared to maximum-likelihood (ML) decoder, which has a high computational complexity for even moderate code length, the proposed decoder has a much lower computational complexity. Simulation results in terms of bit error rate (BER) demonstrate that the performance of the proposed decoder only has a 1-2 dB degradation at BER of 10^{-3} when compared to ML

In pursuit of high resolution radar using pursuit algorithms

Radar receivers typically employ matched filters designed to maximize signal to noise ratio (SNR) in a single target environment. In a multi-target environment, however, matched filter estimates of target environment often consist of spurious targets because of radar signal sidelobes. As a result, matched filters are not suitable for use in high resolution radars operating in multi-target environments. Assuming a point target model, we show that the radar problem can be formulated as a linear under-determined system with a sparse solution. This suggests that radar can be considered as a sparse signal recovery problem. However, it is shown that the sensing matrix obtained using common radar signals does not usually satisfy the mutual coherence condition. This implies that using recovery techniques available in compressed sensing literature may not result in the optimal solution. In this thesis, we focus on the greedy algorithm approach to solve the problem and show that it naturally yields a quantitative measure for radar resolution. In addition, we show that the limitations of the greedy algorithms can be attributed to the close relation between greedy matching pursuit algorithms and the matched filter. This suggests that improvements to the resolution capability of the greedy pursuit algorithms can be made by using a mismatched signal dictionary. In some cases, unlike the mismatched filter, the proposed mismatched pursuit algorithm is shown to offer improved resolution and stability without any noticeable difference in detection performance. Further improvements in resolution are proposed by using greedy algorithms in a radar system using multiple transmit waveforms. It is shown that while using the greedy algorithms together with linear channel combining can yield significant resolution improvement, a greedy approach using nonlinear channel combining also shows some promise. Finally, a forward-backward greedy algorithm is proposed for target environments comprising of point targets as well as extended targets

Ultra-Wideband Secure Communications and Direct RF Sampling Transceivers

Larger wireless device bandwidth results in new capabilities in terms of higher data rates and security. The 5G evolution is focus on exploiting larger bandwidths for higher though-puts. Interference and co-existence issues can also be addressed by the larger bandwidth in the 5G and 6G evolution. This dissertation introduces of a novel Ultra-wideband (UWB) Code Division Multiple Access (CDMA) technique to exploit the largest bandwidth available in the upcoming wireless connectivity scenarios. The dissertation addresses interference immunity, secure communication at the physical layer and longer distance communication due to increased receiver sensitivity. The dissertation presents the design, workflow, simulations, hardware prototypes and experimental measurements to demonstrate the benefits of wideband Code-Division-Multiple-Access. Specifically, a description of each of the hardware and software stages is presented along with simulations of different scenarios using a test-bench and open-field measurements. The measurements provided experimental validation carried out to demonstrate the interference mitigation capabilities. In addition, Direct RF sampling techniques are employed to handle the larger bandwidth and avoid analog components. Additionally, a transmit and receive chain is designed and implemented at 28 GHz to provide a proof-of-concept for future 5G applications. The proposed wideband transceiver is also used to demonstrate higher accuracy direction finding, as much as 10 times improvement