Massive Non-Orthogonal Multiple Access for Cellular IoT: Potentials and Limitations

The Internet of Things (IoT) promises ubiquitous connectivity of everything everywhere, which represents the biggest technology trend in the years to come. It is expected that by 2020 over 25 billion devices will be connected to cellular networks; far beyond the number of devices in current wireless networks. Machine-to-Machine (M2M) communications aims at providing the communication infrastructure for enabling IoT by facilitating the billions of multi-role devices to communicate with each other and with the underlying data transport infrastructure without, or with little, human intervention. Providing this infrastructure will require a dramatic shift from the current protocols mostly designed for human-to-human (H2H) applications. This article reviews recent 3GPP solutions for enabling massive cellular IoT and investigates the random access strategies for M2M communications, which shows that cellular networks must evolve to handle the new ways in which devices will connect and communicate with the system. A massive non-orthogonal multiple access (NOMA) technique is then presented as a promising solution to support a massive number of IoT devices in cellular networks, where we also identify its practical challenges and future research directions.Comment: To appear in IEEE Communications Magazin

On the Fundamental Limits of Random Non-orthogonal Multiple Access in Cellular Massive IoT

Machine-to-machine (M2M) constitutes the communication paradigm at the basis of Internet of Things (IoT) vision. M2M solutions allow billions of multi-role devices to communicate with each other or with the underlying data transport infrastructure without, or with minimal, human intervention. Current solutions for wireless transmissions originally designed for human-based applications thus require a substantial shift to cope with the capacity issues in managing a huge amount of M2M devices. In this paper, we consider the multiple access techniques as promising solutions to support a large number of devices in cellular systems with limited radio resources. We focus on non-orthogonal multiple access (NOMA) where, with the aim to increase the channel efficiency, the devices share the same radio resources for their data transmission. This has been shown to provide optimal throughput from an information theoretic point of view.We consider a realistic system model and characterise the system performance in terms of throughput and energy efficiency in a NOMA scenario with a random packet arrival model, where we also derive the stability condition for the system to guarantee the performance.Comment: To appear in IEEE JSAC Special Issue on Non-Orthogonal Multiple Access for 5G System

Cellular, Wide-Area, and Non-Terrestrial IoT: A Survey on 5G Advances and the Road Towards 6G

The next wave of wireless technologies is proliferating in connecting things among themselves as well as to humans. In the era of the Internet of things (IoT), billions of sensors, machines, vehicles, drones, and robots will be connected, making the world around us smarter. The IoT will encompass devices that must wirelessly communicate a diverse set of data gathered from the environment for myriad new applications. The ultimate goal is to extract insights from this data and develop solutions that improve quality of life and generate new revenue. Providing large-scale, long-lasting, reliable, and near real-time connectivity is the major challenge in enabling a smart connected world. This paper provides a comprehensive survey on existing and emerging communication solutions for serving IoT applications in the context of cellular, wide-area, as well as non-terrestrial networks. Specifically, wireless technology enhancements for providing IoT access in fifth-generation (5G) and beyond cellular networks, and communication networks over the unlicensed spectrum are presented. Aligned with the main key performance indicators of 5G and beyond 5G networks, we investigate solutions and standards that enable energy efficiency, reliability, low latency, and scalability (connection density) of current and future IoT networks. The solutions include grant-free access and channel coding for short-packet communications, non-orthogonal multiple access, and on-device intelligence. Further, a vision of new paradigm shifts in communication networks in the 2030s is provided, and the integration of the associated new technologies like artificial intelligence, non-terrestrial networks, and new spectra is elaborated. Finally, future research directions toward beyond 5G IoT networks are pointed out.Comment: Submitted for review to IEEE CS&

Capacity Approaching Coding Strategies for Machine-to-Machine Communication in IoT Networks

Radio access technologies for mobile communications are characterized by multiple access (MA) strategies. Orthogonal MA techniques were a reasonable choice for achieving good performance with single user detection. With the tremendous growth in the number of mobile users and the new internet of things (IoT) shifting paradigm, it is expected that the monthly mobile data traffic worldwide will exceed 24.3 exabytes by 2019, over 100 billion IoT connections by 2025, and the financial impact of IoT on the global economy varies in the range of 3.9 to 11.1 trillion dollars by 2025. In light of the envisaged exponential growth and new trends, one promising solution to further enhance data rates without increasing the bandwidth is by increasing the spectral efficiency of the channel. Non-orthogonal MA techniques are potential candidates for future wireless communications. The two corner points on the boundary region of the MA channel are known to be achievable by single user decoding followed by successive decoding (SD). Other points can also be achieved using time sharing or rate splitting. On the other hand, machine-to-machine (M2M) communication which is an enabling technology for the IoT, enables massive multipurpose networked devices to exchange information among themselves with minor or no human intervention. This thesis consists of three main parts. In the first part, we propose new practical encoding and joint belief propagation (BP) decoding techniques for 2-user MA erasure channel (MAEC) that achieve any rate pair close to the boundary of the capacity region without using time sharing nor rate splitting. While at the encoders, the corresponding parity check matrices are randomly built from a half-rate LDPC matrix, the joint BP decoder employs the associated Tanner graphs of the parity check matrices to iteratively recover the erasures in the received combined codewords. Specifically, the joint decoder performs two steps in each decoding iteration: 1) simultaneously and independently runs the BP decoding process at each constituent sub-graph to recover some of the common erasures, 2) update the other sub-graph with newly recovered erasures and vice versa. When the number of erasures in the received combined codewords is less than or equal to the number of parity check constraints, the decoder may successfully decode both codewords, otherwise the decoder declares decoding failure. Furthermore, we calculate the probability of decoding failure and the outage capacity. Additionally, we show how the erasure probability evolves with the number of decoding iterations and the maximum tolerable loss. Simulations show that any rate pair close to the capacity boundary is achievable without using time sharing. In the second part, we propose a new cooperative joint network and rateless coding strategy for machine-type communication (MTC) devices in the multicast settings where three or more MTC devices dynamically form a cluster to disseminate messages between themselves. Specifically, in the basic cluster, three MTC devices transmit their respective messages simultaneously to the relay in the first phase. The relay broadcasts back the combined messages to all MTC devices within the basic cluster in the second phase. Given the fact that each MTC device can remove its own message, the received signal in the second phase is reduced to the combined messages coming from the other two MTC devices. Hence, this results in exploiting the interference caused by one message on the other and therefore improving the bandwidth efficiency. Furthermore, each group of three MTC devices in vicinity can form a basic cluster for exchanging messages, and the basic scheme extends to N MTC devices. Furthermore, we propose an efficient algorithm to disseminate messages among a large number of MTC devices. Moreover, we implement the proposed scheme employing practical Raptor codes with the use of two relaying schemes, namely amplify and forward (AF) and de-noise and forward (DNF). We show that with very little processing at the relay using DNF relaying scheme, performance can be further enhanced. We also show that the proposed scheme achieves a near optimal sum rate performance. In the third part, we present a comparative study of joint channel estimation and decoding of factor graph-based codes over flat fading channels and propose a simple channel approximation scheme that performs close to the optimal technique. Specifically, when channel state information (CSI) is not available at the receiver, a simpler approach is to estimate the channel state of a group of received symbols, then use the approximated value of the channel with the received signal to compute the log likelihood ratio. Simulation results show that the proposed scheme exhibits about 0.4 dB loss compared to the optimal solution when perfect CSI is available at the receiver

Towards reliable communication in LTE-A connected heterogeneous machine to machine network

Machine to machine (M2M) communication is an emerging technology that enables heterogeneous devices to communicate with each other without human intervention and thus forming so-called Internet of Things (IoTs). Wireless cellular networks (WCNs) play a significant role in the successful deployment of M2M communication. Specially the ongoing massive deployment of long term evolution advanced (LTE-A) makes it possible to establish machine type communication (MTC) in most urban and remote areas, and by using LTE-A backhaul network, a seamless network communication is being established between MTC-devices and-applications. However, the extensive network coverage does not ensure a successful implementation of M2M communication in the LTE-A, and therefore there are still some challenges. Energy efficient reliable transmission is perhaps the most compelling demand for various M2M applications. Among the factors affecting reliability of M2M communication are the high endto-end delay and high bit error rate. The objective of the thesis is to provide reliable M2M communication in LTE-A network. In this aim, to alleviate the signalling congestion on air interface and efficient data aggregation we consider a cluster based architecture where the MTC devices are grouped into number of clusters and traffics are forwarded through some special nodes called cluster heads (CHs) to the base station (BS) using single or multi-hop transmissions. In many deployment scenarios, some machines are allowed to move and change their location in the deployment area with very low mobility. In practice, the performance of data transmission often degrades with the increase of distance between neighboring CHs. CH needs to be reselected in such cases. However, frequent re-selection of CHs results in counter effect on routing and reconfiguration of resource allocation associated with CH-dependent protocols. In addition, the link quality between a CH-CH and CH-BS are very often affected by various dynamic environmental factors such as heat and humidity, obstacles and RF interferences. Since CH aggregates the traffic from all cluster members, failure of the CH means that the full cluster will fail. Many solutions have been proposed to combat with error prone wireless channel such as automatic repeat request (ARQ) and multipath routing. Though the above mentioned techniques improve the communication reliability but intervene the communication efficiency. In the former scheme, the transmitter retransmits the whole packet even though the part of the packet has been received correctly and in the later one, the receiver may receive the same information from multiple paths; thus both techniques are bandwidth and energy inefficient. In addition, with retransmission, overall end to end delay may exceed the maximum allowable delay budget. Based on the aforementioned observations, we identify CH-to-CH channel is one of the bottlenecks to provide reliable communication in cluster based multihop M2M network and present a full solution to support fountain coded cooperative communications. Our solution covers many aspects from relay selection to cooperative formation to meet the user’s QoS requirements. In the first part of the thesis, we first design a rateless-coded-incremental-relay selection (RCIRS) algorithm based on greedy techniques to guarantee the required data rate with a minimum cost. After that, we develop fountain coded cooperative communication protocols to facilitate the data transmission between two neighbor CHs. In the second part, we propose joint network and fountain coding schemes for reliable communication. Through coupling channel coding and network coding simultaneously in the physical layer, joint network and fountain coding schemes efficiently exploit the redundancy of both codes and effectively combat the detrimental effect of fading conditions in wireless channels. In the proposed scheme, after correctly decoding the information from different sources, a relay node applies network and fountain coding on the received signals and then transmits to the destination in a single transmission. Therefore, the proposed schemes exploit the diversity and coding gain to improve the system performance. In the third part, we focus on the reliable uplink transmission between CHs and BS where CHs transmit to BS directly or with the help of the LTE-A relay nodes (RN). We investigate both type-I and type-II enhanced LTE-A networks and propose a set of joint network and fountain coding schemes to enhance the link robustness. Finally, the proposed solutions are evaluated through extensive numerical simulations and the numerical results are presented to provide a comparison with the related works found in the literature

Multiple Access for Massive Machine Type Communications

The internet we have known thus far has been an internet of people, as it has connected people with one another. However, these connections are forecasted to occupy only a minuscule of future communications. The internet of tomorrow is indeed: the internet of things. The Internet of Things (IoT) promises to improve all aspects of life by connecting everything to everything. An enormous amount of effort is being exerted to turn these visions into a reality. Sensors and actuators will communicate and operate in an automated fashion with no or minimal human intervention. In the current literature, these sensors and actuators are referred to as machines, and the communication amongst these machines is referred to as Machine to Machine (M2M) communication or Machine-Type Communication (MTC). As IoT requires a seamless mode of communication that is available anywhere and anytime, wireless communications will be one of the key enabling technologies for IoT. In existing wireless cellular networks, users with data to transmit first need to request channel access. All access requests are processed by a central unit that in return either grants or denies the access request. Once granted access, users' data transmissions are non-overlapping and interference free. However, as the number of IoT devices is forecasted to be in the order of hundreds of millions, if not billions, in the near future, the access channels of existing cellular networks are predicted to suffer from severe congestion and, thus, incur unpredictable latencies in the system. On the other hand, in random access, users with data to transmit will access the channel in an uncoordinated and probabilistic fashion, thus, requiring little or no signalling overhead. However, this reduction in overhead is at the expense of reliability and efficiency due to the interference caused by contending users. In most existing random access schemes, packets are lost when they experience interference from other packets transmitted over the same resources. Moreover, most existing random access schemes are best-effort schemes with almost no Quality of Service (QoS) guarantees. In this thesis, we investigate the performance of different random access schemes in different settings to resolve the problem of the massive access of IoT devices with diverse QoS guarantees. First, we take a step towards re-designing existing random access protocols such that they are more practical and more efficient. For many years, researchers have adopted the collision channel model in random access schemes: a collision is the event of two or more users transmitting over the same time-frequency resources. In the event of a collision, all the involved data is lost, and users need to retransmit their information. However, in practice, data can be recovered even in the presence of interference provided that the power of the signal is sufficiently larger than the power of the noise and the power of the interference. Based on this, we re-define the event of collision as the event of the interference power exceeding a pre-determined threshold. We propose a new analytical framework to compute the probability of packet recovery failure inspired by error control codes on graph. We optimize the random access parameters based on evolution strategies. Our results show a significant improvement in performance in terms of reliability and efficiency. Next, we focus on supporting the heterogeneous IoT applications and accommodating their diverse latency and reliability requirements in a unified access scheme. We propose a multi-stage approach where each group of applications transmits in different stages with different probabilities. We propose a new analytical framework to compute the probability of packet recovery failure for each group in each stage. We also optimize the random access parameters using evolution strategies. Our results show that our proposed scheme can outperform coordinated access schemes of existing cellular networks when the number of users is very large. Finally, we investigate random non-orthogonal multiple access schemes that are known to achieve a higher spectrum efficiency and are known to support higher loads. In our proposed scheme, user detection and channel estimation are carried out via pilot sequences that are transmitted simultaneously with the user's data. Here, a collision event is defined as the event of two or more users selecting the same pilot sequence. All collisions are regarded as interference to the remaining users. We first study the distribution of the interference power and derive its expression. Then, we use this expression to derive simple yet accurate analytical bounds on the throughput and outage probability of the proposed scheme. We consider both joint decoding as well as successive interference cancellation. We show that the proposed scheme is especially useful in the case of short packet transmission

Performance Analysis and Optimal Access Class Barring Parameter Configuration in LTE-A Networks With Massive M2M Traffic

[EN] Over the coming years, it is expected that the number of machine-to-machine (M2M) devices that communicate through long term evolution advanced (LTE-A) networks will rise significantly for providing ubiquitous information and services. However, LTE-A was devised to handle human-to-human traffic, and its current design is not capable of handling massive M2M communications. Access class barring (ACB) is a congestion control scheme included in the LTE-A standard that aims to spread the accesses of user equipments (UEs) through time so that the signaling capabilities of the evolved Node B are not exceeded. Notwithstanding its relevance, the potential benefits of the implementation of ACB are rarely analyzed accurately. In this paper, we conduct a thorough performance analysis of the LTE-A random access channel and ACB as defined in the 3GPP specifications. Specifically, we seek to enhance the performance of LTE-A in massive M2M scenarios by modifying certain configuration parameters and by the implementation of ACB. We observed that ACB is appropriate for handling sporadic periods of congestion. Concretely, our results reflect that the access success probability of M2M UEs in the most extreme test scenario suggested by the 3GPP improves from approximately 30%, without any congestion control scheme, to 100% by implementing ACB and setting its configuration parameters properly.This work was supported in part by the Ministry of Economy and Competitiveness of Spain under Grants TIN2013-47272-C2-1-R and TEC2015-71932-REDT. The work of L. Tello-Oquendo was supported in part by Programa de Ayudas de Investigacion y Desarrollo (PAID), Universitat Politecnica de Valencia. The work of I. Leyva-Mayorga was supported in part by Grant 383936 CONACYT-Gobierno del Estado de Mexico 2014.Tello-Oquendo, L.; Leyva-Mayorga, I.; Pla, V.; Martínez Bauset, J.; Vidal Catalá, JR.; Casares-Giner, V.; Guijarro, L. (2018). Performance Analysis and Optimal Access Class Barring Parameter Configuration in LTE-A Networks With Massive M2M Traffic. IEEE Transactions on Vehicular Technology. 67(4):3505-3520. https://doi.org/10.1109/TVT.2017.2776868S3505352067