MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Bit-Error-Rate-Minimizing Channel Shortening Using Post-FEQ Diversity Combining and a Genetic Algorithm

In advanced wireline or wireless communication systems, i.e., DSL, IEEE 802.11a/g, HIPERLAN/2, etc., a cyclic prefix which is proportional to the channel impulse response is needed to append a multicarrier modulation (MCM) frame for operating the MCM accurately. This prefix is used to combat inter symbol interference (ISI). In some cases, the channel impulse response can be longer than the cyclic prefix (CP). One of the most useful techniques to mitigate this problem is reuse of a Channel Shortening Equalizer (CSE) as a linear preprocessor before the MCM receiver in order to shorten the effective channel length. Channel shortening filter design is a widely examined topic in the literature. Most channel shortening equalizer proposals depend on perfect channel state information (CSI). However, this information may not be available in all situations. In cases where channel state information is not needed, blind adaptive equalization techniques are appropriate. In wireline communication systems (such as DMT), the CSE design is based on maximizing the bit rate, but in wireless systems (OFDM), there is a fixed bit loading algorithm, and the performance metric is Bit Error Rate (BER) minimization. In this work, a CSE is developed for multicarrier and single-carrier cyclic prefixed (SCCP) systems which attempts to minimize the BER. To minimize the BER, a Genetic Algorithm (GA), which is an optimization method based on the principles of natural selection and genetics, is used. If the CSI is shorter than the CP, the equalization can be done by a frequency domain equalizer (FEQ), which is a bank of complex scalars. However, in the literature the adaptive FEQ design has not been well examined. The second phase of this thesis focuses on different types of algorithms for adapting the FEQ and modifying the FEQ architecture to obtain a lower BER. Simulation results show that this modified architecture yields a 20 dB improvement in BER

Doctor of Philosophy

dissertationThe demand for high speed communication has been increasing in the past two decades. Multicarrier communication technology has been suggested to address this demand. Orthogonal frequency-division multiplexing (OFDM) is the most widely used multicarrier technique. However, OFDM has a number of disadvantages in time-varying channels, multiple access, and cognitive radios. On the other hand, filterbank multicarrier (FBMC) communication has been suggested as an alternative to OFDM that can overcome the disadvantages of OFDM. In this dissertation, we investigate the application of filtered multitone (FMT), a subset of FBMC modulation methods, to slow fading and fast fading channels. We investigate the FMT transmitter and receiver in continuous and discrete time domains. An efficient implementation of FMT systems is derived and the conditions for perfect reconstruction in an FBMC communication system are presented. We derive equations for FMT in slow fading channels that allow evaluation of FMT when applied to mobile wireless communication systems. We consider using fractionally spaced per tone channel equalizers with different number of taps. The numerical results are presented to investigate the performance of these equalizers. The numerical results show that single-tap equalizers suffice for typical wireless channels. The equalizer design study is advanced by introducing adaptive equalizers which use channel estimation. We derive equations for a minimum mean square error (MMSE) channel estimator and improve the channel estimation by considering the finite duration of channel impulse response. The results of optimum equalizers (when channel is known perfectly) are compared with those of the adaptive equalizers, and it is found that a loss of 1 dB or less incurs. We also introduce a new form of FMT which is specially designed to handle doubly dispersive channels. This method is called FMT-dd (FMT for doubly dispersive channels). The proposed FMT-dd is applied to two common methods of data symbol orientation in the time-frequency space grid; namely, rectangular and hexagonal lattices. The performance of these methods along with OFDM and the conventional FMT are compared and a significant improvement in performance is observed. The FMT-dd design is applied to real-world underwater acoustic (UWA) communication channels. The experimental results from an at-sea experiment (ACOMM10) show that this new design provides a significant gain over OFDM. The feasibility of implementing a MIMO system for multicarrier UWA communication channels is studied through computer simulations. Our study emphasizes the bandwidth efficiency of multicarrier MIMO communications .We show that the value of MIMO to UWA communication is very limited

Transmitter precoding and code-sharing techniques using block transmission system [TK1-9971].

Dewasa ini, perkhidmatan komunikasi bergerak telah meledak dengan begitu pantas sekali dalam masyarakat kita. Kesemua sistem komunikasi selular yang ada kini menggunakan teknologi digital. Recently, mobile communications services are penetrating into our society at an explosive growth rate. All of the current cellular communication systems have adopted digital technology

Intersymbol and Intercarrier Interference in OFDM Transmissions through Highly Dispersive Channels

This work quantifies, for the first time, intersymbol and intercarrier interferences induced by very dispersive channels in OFDM systems. The resulting achievable data rate for \wam{suboptimal} OFDM transmissions is derived based on the computation of signal-to-interference-plus-noise ratio for arbitrary length finite duration channel impulse responses. Simulation results point to significant differences between data rates obtained via conventional formulations, for which interferences are supposed to be limited to two or three blocks, versus the data rates considering the actual channel dispersion

Channel equalization to achieve high bit rates in discrete multitone systems

textMulticarrier modulation (MCM) techniques such as orthogonal frequency division multiplexing (OFDM) and discrete multi-tone (DMT) modulation are attractive for high-speed data communications due to the ease with which MCM can combat channel dispersion. With all the benefits MCM could give, DMT modulation has an extra ability to perform dynamic bit loading, which has the potential to exploit fully the available bandwidth in a slowly time-varying channel. In broadband wireline communications, DMT modulation is standardized for asymmetric digital subscribe line (ADSL) and very-high-bit-rate digital subscriber line (VDSL) modems. ADSL and VDSL standards are used by telephone companies to provide high speed data service to residences and offices. In an ADSL receiver, an equalizer is required to compensate for the channel’s dispersion in the time domain and the channel’s distortion in the frequency domain of the transmitted waveform. This dissertation proposes design methods for linear equalizers to increase the bit rate of the connection. The methods are amenable to implementation on programmable fixed-point digital signal processors, which are employed in ADSL/VDSL transceivers. A conventional ADSL equalizer consists of a time-domain equalizer, a fast Fourier transform, and a frequency domain equalizer. The time domain equalizer (TEQ) is a finite impulse response filter that when coupled with a discretized channel produces an equivalent channel whose impulse response is shorter than that of the discretized channel. This channel shortening is required by the ADSL standards. In this dissertation, I first propose a linear phase TEQ design that exploits symmetry in existing eigen-filter approaches such as minimum mean square error(MMSE), maximum shortening signal to noise ratio (MSSNR) and minimum intersymbol interference (Min-ISI) equalizers. TEQs with symmetric coefficients can reach the same performance as non-symmetric ones with much lower training complexity. Second, I improve Min-ISI design. I reformulate the cost function to make long TEQs design feasible. I remove the dependency of transmission delay in order to reduce the complexity associated with delay optimization. The quantized weighting is introduced to further lower the complexity. I also propose an iterative optimization procedure of Min-ISI that completely avoids Cholesky decomposition hence is better suited for a fixed-point implementation. Finally I propose a dual-path TEQ structure, which designs a standard singleFIR TEQ to achieve good bit rate over the entire transmission bandwidth, and designs another FIR TEQ to improve the bit rate over a subset of subcarriers. Dualpath TEQ can be viewed as a special case of a complex valued filter bank structure that delivers the best bit rate of existing DMT equalizers. However, dual-path TEQ provides a very good tradeoff between achievable bit rate vs. implementation complexity on a programmable digital signal processor.Electrical and Computer Engineerin