Coded Modulation Assisted Radial Basis Function Aided Turbo Equalisation for Dispersive Rayleigh Fading Channels

In this contribution a range of Coded Modulation (CM) assisted Radial Basis Function (RBF) based Turbo Equalisation (TEQ) schemes are investigated when communicating over dispersive Rayleigh fading channels. Specifically, 16QAM based Trellis Coded Modulation (TCM), Turbo TCM (TTCM), Bit-Interleaved Coded Modulation (BICM) and iteratively decoded BICM (BICM-ID) are evaluated in the context of an RBF based TEQ scheme and a reduced-complexity RBF based In-phase/Quadrature-phase (I/Q) TEQ scheme. The Least Mean Square (LMS) algorithm was employed for channel estimation, where the initial estimation step-size used was 0.05, which was reduced to 0.01 for the second and the subsequent TEQ iterations. The achievable coding gain of the various CM schemes was significantly increased, when employing the proposed RBF-TEQ or RBF-I/Q-TEQ rather than the conventional non-iterative Decision Feedback Equaliser - (DFE). Explicitly, the reduced-complexity RBF-I/Q-TEQ-CM achieved a similar performance to the full-complexity RBF-TEQ-CM, while attaining a significant complexity reduction. The best overall performer was the RBF-I/Q-TEQ-TTCM scheme, requiring only 1.88~dB higher SNR at BER=10-5, than the identical throughput 3~BPS uncoded 8PSK scheme communicating over an AWGN channel. The coding gain of the scheme was 16.78-dB

Turbo equalization for multiple-input multiple-output (MIMO) wireless communication systems

This dissertation investigates both of the frequency domain and time domain turbo equalization with multiple-input multiple-output (MIMO) fading channels for radio frequency and underwater acoustic communications. First, a low complexity frequency domain turbo equalization (FDTE) is proposed for the MIMO systems with zero padding (ZP) or cyclic prefix (CP) inserted between the transmitted data blocks and its performance is tested on the real-world UWA communications experiments. Second, as high speed communication system requires efficient bandwidth usage and power consumption, CP or ZP is not transmitted as auxiliary information. An inter-block interference cancelation and CP reconstruction algorithm is developed to re-arrange the channel matrix into a block diagonal one. This improvement makes the FDTE effectively detects the continuous data stream from the high speed UWA communications and its performance has been verified by processing data collected from the UWA communications experiment. Finally, a low complexity soft interference cancelation (SIC) time domain turbo equalizer for MIMO systems with high level modulation is proposed. Compared with the conventional linear or nonlinear turbo equalizers, the proposed SIC turbo equalizer can theoretically reach the bound set up by the ideal match filter and its bit error rate (BER) performance from Monte Carlo simulation achieves a lower error floor as well as a more rapid convergence speed. --Abstract, page iv

Low-complexity soft-decision feedback turbo equalization for multilevel modulations

This dissertation proposes two new decision feedback equalization schemes suitable for multilevel modulation systems employing turbo equalization. One is soft-decision feedback equalization (SDFE) that takes into account the reliability of both soft a priori information and soft decisions of the data symbols. The proposed SDFE exhibits lower signal to noise ratio (SNR) threshold that is required for water fall bit error rate (BER) and much faster convergence than the near-optimal exact minimum mean square error linear equalizer (Exact-MMSE-LE) for high-order constellation modulations. The proposed SDFE also offers a low computational complexity compared to the Exact-MMSE-LE. The drawback of the SDFE is that its coefficients cannot reach the matched filter bound (MFB) and therefore after a large number of iterations (e.g. 10), its performance becomes inferior to that of the Exact-MMSE-LE. Therefore, soft feedback intersymbol interference (ISI) canceller-based (SIC) structure is investigated. The SIC structure not only exhibits the same low complexity, low SNR threshold and fast convergence as the SDFE but also reaches the MFB after a large number of iterations. Both theoretical analysis and numerical simulations demonstrate why the SIC achieves MFB while the SDFE cannot. These two turbo equalization structures are also extended from single-input single-output (SISO) systems to multiple-input multiple-output (MIMO) systems and applied in high data-rate underwater acoustic (UWA) communications --Abstract, page iv

Low-complexity iterative receiver algorithms for multiple-input multiple-output underwater wireless communications

This dissertation proposes three low-complexity iterative receiver algorithms for multiple-input multiple-output (MIMO) underwater acoustic (UWA) communications. First is a bidirectional soft-decision feedback Turbo equalizer (Bi-SDFE) which harvests the time-reverse diversity in severe multipath MIMO channels. The Bi-SDFE outperforms the original soft-decision feedback Turbo equalizer (SDFE) while keeping its total computational complexity similar to that of the SDFE. Second, this dissertation proposes an efficient direct adaptation Turbo equalizer for MIMO UWA communications. Benefiting from the usage of soft-decision reference symbols for parameter adaptation as well as the iterative processing inside the adaptive equalizer, the proposed algorithm is efficient in four aspects: robust performance in tough channels, high spectral efficiency with short training overhead, time efficient with fast convergence and low complexity in hardware implementation. Third, a frequency-domain soft-decision block iterative equalizer combined with iterative channel estimation is proposed for the uncoded single carrier MIMO systems with high data efficiency. All the three new algorithms are evaluated by data recorded in real world ocean experiment or pool experiment. Finally, this dissertation also compares several Turbo equalizers in single-input single-output (SISO) UWA channels. Experimental results show that the channel estimation based Turbo equalizers are robust in SISO underwater transmission under harsh channel conditions --Abstract, page iv

Burst-by-Burst Adaptive Decision Feedback Equalised TCM, TTCM and BICM for H.263-Assisted Wireless Video Telephony

Decision Feedback Equaliser (DFE) aided wideband Burst-by-Burst (BbB) Adaptive Trellis Coded Modulation (TCM), Turbo Trellis Coded Modulation (TTCM) and Bit-Interleaved Coded Modulation (BICM) assisted H.263-based video transceivers are proposed and characterised in performance terms when communicating over the COST 207 Typical Urban wideband fading channel. Specifically, four different modulation modes, namely 4QAM, 8PSK, 16QAM and 64QAM are invoked and protected by the above-mentioned coded modulation schemes. The TTCM assisted scheme was found to provide the best video performance, although at the cost of the highest complexity. A range of lower-complexity arrangements will also be characterised. Finally, in order to confirm these findings in an important practical environment, we have also investigated the adaptive TTCM scheme in the CDMA-based Universal Mobile Telecommunications System's (UMTS) Terrestrial Radio Access (UTRA) scenario and the good performance of adaptive TTCM scheme recorded when communicating over the COST 207 channels was retained in the UTRA environment

Robust frequency-domain turbo equalization for multiple-input multiple-output (MIMO) wireless communications

This dissertation investigates single carrier frequency-domain equalization (SC-FDE) with multiple-input multiple-output (MIMO) channels for radio frequency (RF) and underwater acoustic (UWA) wireless communications. It consists of five papers, selected from a total of 13 publications. Each paper focuses on a specific technical challenge of the SC-FDE MIMO system. The first paper proposes an improved frequency-domain channel estimation method based on interpolation to track fast time-varying fading channels using a small amount of training symbols in a large data block. The second paper addresses the carrier frequency offset (CFO) problem using a new group-wise phase estimation and compensation algorithm to combat phase distortion caused by CFOs, rather than to explicitly estimate the CFOs. The third paper incorporates layered frequency-domain equalization with the phase correction algorithm to combat the fast phase rotation in coherent communications. In the fourth paper, the frequency-domain equalization combined with the turbo principle and soft successive interference cancelation (SSIC) is proposed to further improve the bit error rate (BER) performance of UWA communications. In the fifth paper, a bandwidth-efficient SC-FDE scheme incorporating decision-directed channel estimation is proposed for UWA MIMO communication systems. The proposed algorithms are tested by extensive computer simulations and real ocean experiment data. The results demonstrate significant performance improvements in four aspects: improved channel tracking, reduced BER, reduced computational complexity, and enhanced data efficiency --Abstract, page iv

Turbo-Coded Adaptive Modulation Versus Space-Time Trellis Codes for Transmission over Dispersive Channels

Decision feedback equalizer (DFE)-aided turbocoded wideband adaptive quadrature amplitude modulation (AQAM) is proposed, which is capable of combating the temporal channel quality variation of fading channels. A procedure is suggested for determining the AQAM switching thresholds and the specific turbo-coding rates capable of maintaining the target bit-error rate while aiming for achieving a highly effective bits per symbol throughput. As a design alternative, we also employ multiple-input/multiple-output DFE-aided space–time trellis codes, which benefit from transmit diversity and hence reduce the temporal channel quality fluctuations. The performance of both systems is characterized and compared when communicating over the COST 207 typical urban wideband fading channel. It was found that the turbo-coded AQAM scheme outperforms the two-transmitter space–time trellis coded system employing two receivers; although, its performance is inferior to the space–time trellis coded arrangement employing three receivers. Index Terms—Coded adaptive modulation, dispersive channels, space–time trellis codes

Sparse nonlinear optimization for signal processing and communications

This dissertation proposes three classes of new sparse nonlinear optimization algorithms for network echo cancellation (NEC), 3-D synthetic aperture radar (SAR) image reconstruction, and adaptive turbo equalization in multiple-input multiple-output (MIMO) underwater acoustic (UWA) communications, respectively. For NEC, the proposed two proportionate affine projection sign algorithms (APSAs) utilize the sparse nature of the network impulse response (NIR). Benefiting from the characteristics of l₁-norm optimization, affine projection, and proportionate matrix, the new algorithms are more robust to impulsive interferences and colored input than the conventional adaptive algorithms. For 3-D SAR image reconstruction, the proposed two compressed sensing (CS) approaches exploit the sparse nature of the SAR holographic image. Combining CS with the range migration algorithms (RMAs), these approaches can decrease the load of data acquisition while recovering satisfactory 3-D SAR image through l₁-norm optimization. For MIMO UWA communications, a robust iterative channel estimation based minimum mean-square-error (MMSE) turbo equalizer is proposed for large MIMO detection. The MIMO channel estimation is performed jointly with the MMSE equalizer and the maximum a posteriori probability (MAP) decoder. The proposed MIMO detection scheme has been tested by experimental data and proved to be robust against tough MIMO channels. --Abstract, page iv

Advanced Modulation and Coding Technology Conference

The objectives, approach, and status of all current LeRC-sponsored industry contracts and university grants are presented. The following topics are covered: (1) the LeRC Space Communications Program, and Advanced Modulation and Coding Projects; (2) the status of four contracts for development of proof-of-concept modems; (3) modulation and coding work done under three university grants, two small business innovation research contracts, and two demonstration model hardware development contracts; and (4) technology needs and opportunities for future missions

Underwater acoustic communications and adaptive signal processing

This dissertation proposes three new algorithms for underwater acoustic wireless communications. One is a new tail-biting circular MAP decoder for full tail-biting convolution (FTBC) codes for very short data blocks intended for Internet of Underwater Things (IoUT). The proposed algorithm was evaluated by ocean experiments and computer simulations on both Physical (PHY) and Media access control (MAC) layers. The ocean experimental results show that without channel equalization, the full tail-biting convolution (FTBC) codes with short packet lengths not only can perform similarly to zero-tailing convolution (ZTC) codes in terms of bit error rate (BER) in the PHY layer. Computer simulation results show that the FTBC codes outperform the ZTC codes in terms of MAC layer metrics, such as collision rate and bandwidth utilization, in a massive network of battery powered IoUT devices. Second, this dissertation also proposes a new approach to utilizing the underwater acoustic (UWA) wireless communication signals acquired in a real-world experiment as a tool for evaluating new coding and modulation schemes in realistic doubly spread UWA channels. This new approach, called passband data reuse, provides detailed procedures for testing the signals under test (SUT) that change or add error correction coding, change bit to symbol mapping (baseband modulation) schemes from a set of original experimental data --Abstract, page iv