Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Physical Layer Security in Integrated Sensing and Communication Systems

The development of integrated sensing and communication (ISAC) systems has been spurred by the growing congestion of the wireless spectrum. The ISAC system detects targets and communicates with downlink cellular users simultaneously. Uniquely for such scenarios, radar targets are regarded as potential eavesdroppers which might surveil the information sent from the base station (BS) to communication users (CUs) via the radar probing signal. To address this issue, we propose security solutions for ISAC systems to prevent confidential information from being intercepted by radar targets. In this thesis, we firstly present a beamformer design algorithm assisted by artificial noise (AN), which aims to minimize the signal-to-noise ratio (SNR) at the target while ensuring the quality of service (QoS) of legitimate receivers. Furthermore, to reduce the power consumed by AN, we apply the directional modulation (DM) approach to exploit constructive interference (CI). In this case, the optimization problem is designed to maximize the SINR of the target reflected echoes with CI constraints for each CU, while constraining the received symbols at the target in the destructive region. Apart from the separate functionalities of radar and communication systems above, we investigate sensing-aided physical layer security (PLS), where the ISAC BS first emits an omnidirectional waveform to search for and estimate target directions. Then, we formulate a weighted optimization problem to simultaneously maximize the secrecy rate and minimize the Cram\'er-Rao bound (CRB) with the aid of the AN, designing a beampattern with a wide main beam covering all possible angles of targets. The main beam width of the next iteration depends on the optimal CRB. In this way, the sensing and security functionalities provide mutual benefits, resulting in the improvement of mutual performances with every iteration of the optimization, until convergence. Overall, numerical results show the effectiveness of the ISAC security designs through the deployment of AN-aided secrecy rate maximization and CI techniques. The sensing-assisted PLS scheme offers a new approach for obtaining channel information of eavesdroppers, which is treated as a limitation of conventional PLS studies. This design gains mutual benefits in both single and multi-target scenarios

Physical Layer Security for Visible Light Communication Systems:A Survey

Due to the dramatic increase in high data rate services and in order to meet the demands of the fifth-generation (5G) networks, researchers from both academia and industry are exploring advanced transmission techniques, new network architectures and new frequency spectrum such as the visible light spectra. Visible light communication (VLC) particularly is an emerging technology that has been introduced as a promising solution for 5G and beyond. Although VLC systems are more immune against interference and less susceptible to security vulnerabilities since light does not penetrate through walls, security issues arise naturally in VLC channels due to their open and broadcasting nature, compared to fiber-optic systems. In addition, since VLC is considered to be an enabling technology for 5G, and security is one of the 5G fundamental requirements, security issues should be carefully addressed and resolved in the VLC context. On the other hand, due to the success of physical layer security (PLS) in improving the security of radio-frequency (RF) wireless networks, extending such PLS techniques to VLC systems has been of great interest. Only two survey papers on security in VLC have been published in the literature. However, a comparative and unified survey on PLS for VLC from information theoretic and signal processing point of views is still missing. This paper covers almost all aspects of PLS for VLC, including different channel models, input distributions, network configurations, precoding/signaling strategies, and secrecy capacity and information rates. Furthermore, we propose a number of timely and open research directions for PLS-VLC systems, including the application of measurement-based indoor and outdoor channel models, incorporating user mobility and device orientation into the channel model, and combining VLC and RF systems to realize the potential of such technologies

Robust Transceiver Design for IRS-Assisted Cascaded MIMO Systems

{Robust transceiver design against unresolvable system uncertainties is of crucial importance for reliable communication. We consider a MIMO multi-hop system, where the source, the relay, and the destination are equipped with multiple antennas. Further, an intelligent reconfigurable surface (IRS) is established to cancel the RSI as much as possible. The considered decode-and-forward (DF) hybrid relay can operate in either half-duplex or full-duplex mode, and the mode changes adaptively depending on the RSI strength. We investigate a robust transceiver design problem, which maximizes the throughput rate corresponding to the worst-case RSI under a self-interference channel uncertainty bound constraint. To the best of our knowledge, this is the first work that uses the IRS for RSI cancellation in MIMO full-duplex DF relay systems. The yielded problem turns out to be a non-convex optimization problem, where the non-convex objective is optimized over the cone of semidefinite matrices. We propose a closed-from lower bound for the IRS worst case RSI cancellation. Eventually, we show an important result that, for the worst case scenario, IRS can be helpful only if the number of IRS elements are at least as large as the size of the interference channel. Moreover, a novel method based on majorization theory is proposed to find the best response of the transmitters and relay against worst case RSI. Furthermore, we propose a multi-level water-filling algorithm to obtain a locally optimal solution iteratively. Finally, we obtain insights on the optimal antenna allocation at the relay input-frontend and output-frontend, for relay reception and transmission, respectively.Comment: arXiv admin note: substantial text overlap with arXiv:1912.1283

Power efficient designs for 5G wireless networks

In this dissertation, to step forward towards green communication, we study power efficient solutions in three potential 5G wireless networks, namely an asynchronous multicarrier two-way Amplify-and-Forward (AF) relay network, a multi-carrier two-way Filter-and-Forward (FF) network, and a massive Multiple Input Multiple Output (MIMO) network using the Non-Orthogonal Multiple Access (NOMA) scheme. In the first network, two transceivers using the Orthogonal Frequency Division Multiplexing (OFDM) scheme communicate through multiple relays in an asynchronous manner. As an attempt to design a simple solution, we assume the AF protocol at the relays. We jointly design the power allocation and distributed beamforming coefficients to minimize the total transmission power subject to sum-rate constraints. We propose an optimal semi-closed form solution to this problem and we show that at the optimum, the end-to-end channel has only one non-zero tap. To extend the first work to high data-rate scenarios, we consider a second relaying-based network which consists of two OFDM-based transceivers and multiple FF relays. We propose two approaches to tackle a total transmission power minimization problem: a gradient steepest descent-based technique, and a low-complexity method enforcing a frequency-flat Channel Impulse Response (CIR) response at the optimum. As the last network, we consider a massive MIMO-NOMA network with both co-located and distributed structures. We study the joint problem of power allocation and user clustering to minimize the total transmit power subject to QoS constraints. We propose a novel clustering algorithm which groups the correlated users into the same cluster and has an unique ability to automatically switch between using the spatial-domain-MIMO and the power-domain-NOMA. We show that our proposed method can substantially improve the feasibility probability and power consumption performance compared to existing methods

Machine Learning Empowered Reconfigurable Intelligent Surfaces

Reconfigurable intelligent surfaces (RISs) or known as intelligent reflecting surfaces (IRSs) have emerged as potential auxiliary equipment for future wireless networks, which attracts extensive research interest in their characteristics, applications, and potential. RIS is a panel surface equipped with a number of reflective elements, which can artificially modify the propagation environment of the electrogenic signals. Specifically, RISs have the ability to precisely adjust the propagation direction, amplitude, and phase-shift of the signals, providing users with a set of cascaded channels in addition to direct channels, and thereby improving the communication performances for users. Compared with other candidate technologies such as active relays, RIS has advantages in terms of flexible deployment, economical cost, and high energy efficiency. Thus, RISs have been considered a potential candidate technique for future wireless networks. In this thesis, a wireless network paradigm for the sixth generation (6G) wireless networks is proposed, where RISs are invoked to construct smart radio environments (SRE) to enhance communication performances for mobile users. In addition, beyond the conventional reselecting-only RIS, a novel model of RIS is originally proposed, namely, simultaneous transmitting and reflecting reconfigurable intelligent surface (STAR-RIS). The STAR-RIS splits the incident signal into transmitted and reflected signals, making full utilization of them to generate $360^{\circ}$ coverage around the STAR-RIS panel, improving the coverage of the RIS. In order to fully exert the channel domination and beamforming ability of the RISs and STAR-RSIs to construct SREs, several machine learning algorithms, including deep learning (DL), deep reinforcement learning (DRL), and federated learning (FL) approaches are developed to optimize the communication performance in respect of sum data rate or energy efficiency for the RIS-assisted networks. Specifically, several problems are investigated including 1) the passive beamforming problem of the RIS with consideration of configuration overhead is resolved by a DL and a DRL algorithm, where the time overhead of configuration of RIS is successfully reduced by the machine learning algorithms. Consequently, the throughput during a time frame improved $95.2\%$ by invoking the proposed algorithms; 2) a novel framework of mobile RISs-enhanced indoor wireless networks is proposed, and a FL enhanced DRL algorithm is proposed for the deployment and beamforming optimization of the RIS. The average throughput of the indoor users severed by the mobile RIS is improved $15.1\%$ compared to the case of conventional fixed RIS; 3) A STAR-RIS assisted multi-user downlink multiple-input single-output (MISO) communication system is investigated, and a pair of hybrid reinforcement learning algorithms are proposed for the hybrid control of the transmitting and reflecting beamforming of the STAR-RIS, which ameliorate $7\%$ of the energy efficiency of the STAR-RIS assisted networks; 4) A tile-based low complexity beamforming approach is proposed for STAR-RISs, and the proposed tile-based beamforming approach is capable of achieving homogeneous data rate performance with element-based beamforming with appreciable lower complexity. By designing and operating the computer simulation, this thesis demonstrated 1) the performance gain in terms of sum data rate or energy efficiency by invoking the proposed RIS in the wireless communication networks; 2) the data rate or energy efficient performance gain of the proposed STAR-RIS compared to the existing reflecting-only RIS; 3) the effect of the proposed machine learning algorithms in terms of convergence rate, optimality, and complexity compared to the benchmarks of existing algorithms

Design of Reconfigurable Intelligent Surfaces for Wireless Communication: A Review

Existing literature reviews predominantly focus on the theoretical aspects of reconfigurable intelligent surfaces (RISs), such as algorithms and models, while neglecting a thorough examination of the associated hardware components. To bridge this gap, this research paper presents a comprehensive overview of the hardware structure of RISs. The paper provides a classification of RIS cell designs and prototype systems, offering insights into the diverse configurations and functionalities. Moreover, the study explores potential future directions for RIS development. Notably, a novel RIS prototype design is introduced, which integrates seamlessly with a communication system for performance evaluation through signal gain and image formation experiments. The results demonstrate the significant potential of RISs in enhancing communication quality within signal blind zones and facilitating effective radio wave imaging