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    ์‚ฌ๋ฌผ ํ†ต์‹ ์—์„œ ์••์ถ• ์„ผ์‹ฑ์„ ์ด์šฉํ•œ ๋Œ€๊ทœ๋ชจ ์—ฐ๊ฒฐ๋ฐฉ๋ฒ•์— ๋Œ€ํ•œ ์—ฐ๊ตฌ

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    ํ•™์œ„๋…ผ๋ฌธ (๋ฐ•์‚ฌ)-- ์„œ์šธ๋Œ€ํ•™๊ต ๋Œ€ํ•™์› : ๊ณต๊ณผ๋Œ€ํ•™ ์ „๊ธฐยท์ •๋ณด๊ณตํ•™๋ถ€, 2019. 2. ์ด๊ด‘๋ณต.Massive machine-type communication (mMTC) has become one of the most important requirements for next generation (5G) communication systems with the advent of the Internet-of-Things (IoT). In the mMTC scenarios, grant-free non-orthogonal multiple access (NOMA) on the transmission side and compressive sensing-based multi-user detection (CS-MUD) on the reception side are promising because many users sporadically transmit small data packets at low rates. In this dissertation, we propose a novel CS-MUD algorithm for active user and data detection for the mMTC systems. The proposed scheme consists of a MAP-based active user detector (MAP-AUD) and a MAP-based data detector (MAP-DD). By exchanging extrinsic information between MAP-AUD and MAP-DD, the proposed algorithm improves the performance of the active user detection and the reliability of the data detection. In addition, we extend the proposed algorithm to exploit group sparsity. By jointly processing the multiple received data with common activity, the proposed algorithm demonstrates dramatically improved performance. We show by numerical experiments that the proposed algorithm achieves a substantial performance gain over existing algorithms.์‚ฌ๋ฌผ ์ธํ„ฐ๋„ท (Internet of Things, IoT) ์‹œ๋Œ€์˜ ๋„๋ž˜์™€ ํ•จ๊ป˜, ๋Œ€๊ทœ๋ชจ ์‚ฌ๋ฌผ ํ†ต์‹ (massive machine-type communications, mMTC)์€ ์ฐจ์„ธ๋Œ€ ๋ฌด์„  ํ†ต์‹  ํ‘œ์ค€์˜ ์ฃผ์š” ์š”๊ตฌ ์‚ฌํ•ญ๋“ค ์ค‘์˜ ํ•˜๋‚˜๊ฐ€ ๋˜์—ˆ๋‹ค. ๋Œ€๊ทœ๋ชจ ์‚ฌ๋ฌผ ํ†ต์‹  ํ™˜๊ฒฝ์—์„œ๋Š” ๋งŽ์€ ์ˆ˜์˜ ์‚ฌ๋ฌผ ๊ธฐ๊ธฐ(machine-type device)๋“ค์ด ๋Œ€๋ถ€๋ถ„ ๋น„ํ™œ์„ฑ ์ƒํƒœ๋กœ ๋ฐ์ดํ„ฐ๋ฅผ ์ „์†กํ•˜์ง€ ์•Š๋‹ค๊ฐ€ ๊ฐ€๋”์”ฉ ํ™œ์„ฑ ์ƒํƒœ๋กœ ์ „ํ™˜๋˜์–ด ์ž‘์€ ํฌ๊ธฐ์˜ ๋ฐ์ดํ„ฐ๋ฅผ ์ „์†กํ•œ๋‹ค. ๊ทธ๋Ÿฌ๋ฏ€๋กœ, ๊ธฐ์ง€๊ตญ(base station, BS)์œผ๋กœ๋ถ€ํ„ฐ์˜ ์Šค์ผ€์ฅด๋ง์„ ๊ธฐ๋ฐ˜์œผ๋กœ ์ง๊ต(orthogonal) ์‹œ๊ฐ„/์ฃผํŒŒ์ˆ˜ ์ž์›์„ ํ• ๋‹น๋ฐ›์€ ํ›„ ๋ฐ์ดํ„ฐ ์†ก์ˆ˜์‹ ์ด ์ด๋ฃจ์–ด์ง€๋Š” ๊ธฐ์กด์˜ ํ†ต์‹  ๋ฐฉ์‹์€, ์‹ค์ œ ์ „์†กํ•˜๋ ค๋Š” ๋ฐ์ดํ„ฐ ๋Œ€๋น„ ๋งŽ์€ ๋ถ€๊ฐ€์ ์ธ ์ œ์–ด ์ •๋ณด๋ฅผ ํ•„์š”๋กœ ํ•˜๊ณ  ๋˜ํ•œ ๋ฐ์ดํ„ฐ์˜ ์ง€์—ฐ์„ ์œ ๋ฐœ์‹œํ‚ค๋ฏ€๋กœ ๋Œ€๊ทœ๋ชจ ์‚ฌ๋ฌผ ํ†ต์‹ ์— ์ ํ•ฉํ•˜์ง€ ์•Š๋‹ค. ๋Œ€์‹ , ์ „์†ก๋‹จ์—์„œ๋Š” ์Šค์ผ€์ฅด๋ง ์—†์ด, ์ฆ‰ ๊ธฐ์ง€๊ตญ์œผ๋กœ ๋ถ€ํ„ฐ์˜ ์Šน์ธ ์—†์ด(grant-free), ๋น„์ง๊ต ์ž์›์— ๋‹ค์ค‘ ์ ‘์†ํ•˜๊ณ (non-orthogonal multiple access, NOMA), ์ˆ˜์‹ ๋‹จ์—์„œ๋Š” ๋‹ค์ค‘ ์‚ฌ์šฉ์ž ๊ฒ€์ถœ(multi-user detection, MUD)์„ ์ด์šฉํ•˜์—ฌ ๋ฐ์ดํ„ฐ์˜ ์ถฉ๋Œ์„ ๋ณต์กฐํ•ด ๋‚ด๋Š” ๋ฐฉ์‹์ด ๋Œ€๊ทœ๋ชจ ์‚ฌ๋ฌผ ํ†ต์‹ ์— ์ ํ•ฉํ•˜๋‹ค. ์ด ๋•Œ, ์‚ฌ๋ฌผ ๊ธฐ๊ธฐ๋“ค์ด ์ „์†กํ•˜๋Š” ๋ฐ์ดํ„ฐ์˜ ํฌ์†Œ ํŠน์„ฑ์„ ๊ฐ์•ˆํ•˜๋ฉด, ์••์ถ• ์„ผ์‹ฑ ๊ธฐ๋ฐ˜์˜ ๋‹ค์ค‘ ์‚ฌ์šฉ์ž ๊ฒ€์ถœ ๋ฐฉ๋ฒ•(compressive sensing-based multi-user detection, CS-MUD)์ด ์ผ๋ฐ˜์ ์ธ ๋‹ค์ค‘ ์‚ฌ์šฉ์ž ๊ฒ€์ถœ ๋ฐฉ๋ฒ•๋ณด๋‹ค ๋” ์ข‹์€ ์„ฑ๋Šฅ์„ ๋ฐœํœ˜ํ•  ์ˆ˜ ์žˆ๋‹ค. ๋ณธ ๋…ผ๋ฌธ์—์„œ๋Š”, ๊ธฐ์กด ๋ฐฉ์‹๋ณด๋‹ค ๋” ์ข‹์€ ์„ฑ๋Šฅ์„ ๊ฐ€์ง„ ์ƒˆ๋กœ์šด ์••์ถ• ์„ผ์‹ฑ ๊ธฐ๋ฐ˜์˜ ๋‹ค์ค‘ ์‚ฌ์šฉ์ž ๊ฒ€์ถœ ๋ฐฉ๋ฒ•์„ ์ œ์•ˆํ•œ๋‹ค. ๋ถ€์—ฐ ์„ค๋ช…ํ•˜๋ฉด, ๊ฐ€์žฅ ํฐ ์‚ฌํ›„ ํ™œ์„ฑ ํ™•๋ฅ ์„ ๊ฐ€์ง„ ์‚ฌ์šฉ์ž๋ฅผ ์ฐพ๊ณ (maximum a posteriori probability-based active user detection, MAP-AUD), ์—ญ์‹œ ์‚ฌํ›„ ํ™•๋ฅ  ๊ด€์ ์—์„œ ๊ฐ€์žฅ ํ™•๋ฅ ์ด ๋†’์€ ๋ฐ์ดํ„ฐ๋ฅผ ์ถ”์ •ํ•œ๋‹ค(maximum a posteriori probability-based data detection, MAP-DD). ์ด ๋•Œ, MAP-AUD์™€ MAP-DD ๋ธ”๋ก์€ ์„œ๋กœ ์™ธ์žฌ์  ์ •๋ณด(extrinsic information)๋งŒ์„ ์ฃผ๊ณ  ๋ฐ›๋Š”๋ฐ, ์ด ์™ธ์žฌ์  ์ •๋ณด๋Š” ์ƒ๋Œ€๋ฐฉ์˜ ์‚ฌ์ „ ์ •๋ณด๊ฐ€ ๋˜๊ณ , ์ด ์‚ฌ์ „ ์ •๋ณด๋ฅผ ์ด์šฉํ•˜์—ฌ ๋‹ค์‹œ ์‚ฌํ›„ ํ™•๋ฅ  ๊ด€์ ์—์„œ ์ตœ์ ์˜ ํ•ด๋ฅผ ๊ตฌํ•œ๋‹ค. ์ด๋Ÿฌํ•œ ๋ฐ˜๋ณต ์ˆ˜ํ–‰์„ ํ†ตํ•ด ๊ฐ ๋ธ”๋ก์€ ๊ฒ€์ถœ์˜ ์ •ํ™•๋„์™€ ์„ฑ๋Šฅ์„ ๋†’์—ฌ ๋‚˜๊ฐ„๋‹ค. ์ด ๋ฐฉ๋ฒ•์€ ํŒจํ‚ท ๋‹จ์œ„๋กœ ํ™•์žฅ๋  ์ˆ˜ ์žˆ๋‹ค. ๊ฐ๊ฐ์˜ ์‚ฌ๋ฌผ ๊ธฐ๊ธฐ๋“ค์ด ์ „์†กํ•˜๋ ค๋Š” ๋ฐ์ดํ„ฐ๋Š” ์—ฌ๋Ÿฌ๊ฐœ์˜ ์‹ฌ๋ณผ๋กœ ๊ตฌ์„ฑ๋œ ํŒจํ‚ท์ด๋ฉฐ, ํ•œ ํŒจํ‚ท ๋‚ด์˜ ๊ฐ๊ฐ์˜ ์‹ฌ๋ณผ์€ ๊ณตํ†ต๋œ ํ™œ์„ฑ๋„๋ฅผ ๊ฐ€์ง€๊ฒŒ ๋œ๋‹ค. ์—ฌ๊ธฐ์„œ, ์ด ๊ณตํ†ต๋œ ํ™œ์„ฑ๋„๋ฅผ ์ด์šฉํ•˜๋ฉด, ํ™œ์„ฑ ์‚ฌ๋ฌผ ๊ธฐ๊ธฐ์™€ ์ด๋“ค์˜ ์ „์†ก ๋ฐ์ดํ„ฐ ์ถ”์ •์˜ ์ •ํ™•๋„๋ฅผ ๋†’์ผ ์ˆ˜ ์žˆ๋‹ค. ํ•˜์ง€๋งŒ, ์ด๋Š” ๊ณต๋™ ์ตœ์ ํ™”(joint optimization) ๋ฌธ์ œ๋กœ ๋งค์šฐ ๋ณต์žกํ•œ ์—ฐ์‚ฐ์„ ํ•„์š”๋กœ ํ•œ๋‹ค. ๋ณธ ๋…ผ๋ฌธ์—์„œ๋Š”, ํŒจํ‚ท ๋‚ด์˜ ์ž„์˜์˜ ํ•˜๋‚˜์˜ ์‹ฌ๋ณผ์—์„œ ์ถ”์ •๋œ ์‚ฌ๋ฌผ ๊ธฐ๊ธฐ์˜ ํ™œ์„ฑ๋„๋Š” ๋‹ค๋ฅธ ์‹ฌ๋ณผ์˜ ํ™œ์„ฑ๋„๋ฅผ ์ถ”์ •ํ•˜๋Š”๋ฐ ์‚ฌ์ „ ์ •๋ณด(a priori information)๋กœ ์ด์šฉ๋  ์ˆ˜ ์žˆ๋‹ค๋Š” ์ ์— ์ฐฉ์•ˆํ•˜์—ฌ, ๋ณต์žกํ•œ ๊ณต๋™ ์ตœ์ ํ™” ๋ฌธ์ œ๋ฅผ ๋น„๊ต์  ์—ฐ์‚ฐ๋Ÿ‰์ด ์ ์€ ๋ถ€๋ถ„ ์ตœ์ ํ™”(subproblem optimization) ๋ฌธ์ œ๋กœ ๋‹จ์ˆœํ™” ์‹œํ‚ค๊ณ , ์ด๋“ค ๊ฐ„์— ๋ฉ”์‹œ์ง€ ์ „๋‹ฌ (massage-passing) ๊ธฐ๋ฒ•์„ ํ†ตํ•ด ๊ณต๋™ ์ตœ์ ํ™”์˜ ํ•ด์— ๊ทผ์ ‘ํ•œ ํ•ด๋ฅผ ๊ตฌํ•˜๋Š” ๋ฐฉ๋ฒ•์„ ์ œ์•ˆํ•œ๋‹ค. ์ด ๋•Œ, ๋ถ€๋ถ„ ์ตœ์ ํ™” ๋ฌธ์ œ์˜ ํ•ด๋ฒ•์ด ๋ฐ”๋กœ ์•ž์— ์„ค๋ช…ํ•œ MAP-AUD/MAP-DD ๋ฐฉ๋ฒ•์ด๋‹ค. ๋งˆ์ง€๋ง‰์œผ๋กœ, ๋ชจ์˜ ์‹คํ—˜์„ ํ†ตํ•ด ์ œ์•ˆํ•˜๋Š” ๋ฐฉ๋ฒ•์ด ๊ธฐ์กด ๋ฐฉ๋ฒ•๊ณผ ๋น„๊ตํ–ˆ์„ ๋•Œ ๋งค์šฐ ํฌ๊ฒŒ ์„ฑ๋Šฅ์ด ํ–ฅ์ƒ๋จ์„ ๋ณด์˜€๋‹ค. ํŠนํžˆ, ์ œ์•ˆํ•˜๋Š” ๋ฐฉ๋ฒ•์€ ์ „์ฒด ์‚ฌ์šฉ์ž ์ˆ˜ ๋Œ€๋น„ ์ด์šฉ ๊ฐ€๋Šฅํ•œ ์ž์›์ด ์ ์„ ๋•Œ์ผ์ˆ˜๋ก ๋” ํฐ ์„ฑ๋Šฅ ํ–ฅ์ƒ์ด ์žˆ๋Š”๋ฐ, ์ด๋Š” ์ฐจ์„ธ๋Œ€ ๋ฌด์„  ํ†ต์‹ ์—์„œ ์‚ฌ๋ฌผ ํ†ต์‹ ์ด ๊ณ ๋ คํ•˜๋Š” ๋‹จ์œ„ ๋ฉด์ ๋‹น ์‚ฌ๋ฌผ ๊ธฐ๊ธฐ์˜ ์ˆ˜(10^6๊ฐœ/km^2)๋ฅผ ๊ณ ๋ คํ–ˆ์„ ๋•Œ, ์ œ์•ˆํ•˜๋Š” ๋ฐฉ๋ฒ•์ด ๋Œ€๊ทœ๋ชจ ์‚ฌ๋ฌผ ํ†ต์‹ ์— ์•„์ฃผ ํšจ์šฉ์„ฑ์ด ํผ์„ ๋ณด์—ฌ์ค€๋‹ค.Contents Abstract i Contents ii List of Tables iv List of Figures v 1 Introduction 1 2 MAP-based Active User and Data Detection 7 2.1 System Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2.2 MAP-based Active User and Data Detection . . . . . . . . . . . . . . 9 2.2.1 Activity Log-Likelihood Ratios . . . . . . . . . . . . . . . . 11 2.2.2 MAP-based Active User Detection . . . . . . . . . . . . . . . 12 2.2.3 MAP-based Data Detection . . . . . . . . . . . . . . . . . . 16 2.2.4 Inversion of Covariance Matrices . . . . . . . . . . . . . . . 20 2.2.5 Comments on Complexity . . . . . . . . . . . . . . . . . . . 23 3 Group Sparsity-Aware Active User and Data Detection 28 3.1 Extraction of Extrinsic User Activity Information . . . . . . . . . . . 28 3.2 Modified Active User and Data Detection . . . . . . . . . . . . . . . 32 4 Numerical Results 35 4.1 Simulation Setup . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 4.2 Simulation Results . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 5 Conclusion 55 Abstract (In Korean) 61 Acknowlegement 63Docto

    Massive MIMO for Internet of Things (IoT) Connectivity

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    Massive MIMO is considered to be one of the key technologies in the emerging 5G systems, but also a concept applicable to other wireless systems. Exploiting the large number of degrees of freedom (DoFs) of massive MIMO essential for achieving high spectral efficiency, high data rates and extreme spatial multiplexing of densely distributed users. On the one hand, the benefits of applying massive MIMO for broadband communication are well known and there has been a large body of research on designing communication schemes to support high rates. On the other hand, using massive MIMO for Internet-of-Things (IoT) is still a developing topic, as IoT connectivity has requirements and constraints that are significantly different from the broadband connections. In this paper we investigate the applicability of massive MIMO to IoT connectivity. Specifically, we treat the two generic types of IoT connections envisioned in 5G: massive machine-type communication (mMTC) and ultra-reliable low-latency communication (URLLC). This paper fills this important gap by identifying the opportunities and challenges in exploiting massive MIMO for IoT connectivity. We provide insights into the trade-offs that emerge when massive MIMO is applied to mMTC or URLLC and present a number of suitable communication schemes. The discussion continues to the questions of network slicing of the wireless resources and the use of massive MIMO to simultaneously support IoT connections with very heterogeneous requirements. The main conclusion is that massive MIMO can bring benefits to the scenarios with IoT connectivity, but it requires tight integration of the physical-layer techniques with the protocol design.Comment: Submitted for publicatio

    Grant-Free Massive MTC-Enabled Massive MIMO: A Compressive Sensing Approach

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    A key challenge of massive MTC (mMTC), is the joint detection of device activity and decoding of data. The sparse characteristics of mMTC makes compressed sensing (CS) approaches a promising solution to the device detection problem. However, utilizing CS-based approaches for device detection along with channel estimation, and using the acquired estimates for coherent data transmission is suboptimal, especially when the goal is to convey only a few bits of data. First, we focus on the coherent transmission and demonstrate that it is possible to obtain more accurate channel state information by combining conventional estimators with CS-based techniques. Moreover, we illustrate that even simple power control techniques can enhance the device detection performance in mMTC setups. Second, we devise a new non-coherent transmission scheme for mMTC and specifically for grant-free random access. We design an algorithm that jointly detects device activity along with embedded information bits. The approach leverages elements from the approximate message passing (AMP) algorithm, and exploits the structured sparsity introduced by the non-coherent transmission scheme. Our analysis reveals that the proposed approach has superior performance compared to application of the original AMP approach.Comment: Submitted to IEEE Transactions on Communication

    Low-complexity iterative receiver design for high spectral efficiency communication systems

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    University of Technology Sydney. Faculty of Engineering and Information Technology.With the rapid development of the modern society, people have an increasing demand of higher data rate. Due to the limited available bandwidth, how to improve the spectral efficiency becomes a key issue in the next generation wireless systems. Recent researches show that, compared to the conventional orthogonal communication systems, the non-orthogonal system can transmit more information with the same resources by introducing non-orthogonality. The non-orthogonal communication systems can be achieved by using faster-than-Nyquist (FTN) signaling to transmit more data symbols in the same time period. On the other hand, by designing appropriate codebook, the sparse code multiple access (SCMA) system can support more users while preserving the same resource elements. Utilisation of these new technologies leads to challenge in receiver design, which becomes severer in complex channel environments. This thesis studies the receiver design for high spectral efficiency communication systems. The main contributions are as follows: 1. A hybrid message passing algorithm is proposed for faster-than-Nyquist, which solves the problem of joint data detection and channel estimation when the channel coefficients are unknown. To fully exploit the known ISI imposed by FTN signaling, the interference induced by FTN signaling and channel fading are intentionally separated. 2. Gaussian message passing and variational inference based estimation algorithms are proposed for faster-than-Nyquist signaling detection in doubly selective channels. Iterative receivers using mean field and Bethe approximations based on variational inference framework are proposed. Moreover, a novel Gaussian message passing based FTN signaling detection algorithm is proposed. 3. An energy minimisation based SCMA decoding algorithm is proposed and convergence analysis of the proposed algorithm is derived. Following optimisation theory and variational free energy framework, the posterior distribution of data symbol is derived in closed form. Then, the convergence property of the proposed algorithm is analysed. 4. A stretched factor graph is designed for MIMO-SCMA system in order to reduce the receiver complexity. Then, a convergence guaranteed message passing algorithm is proposed by convexifying the Bethe free energy. Finally, cooperative communication methods based on belief consensus and alternative direction method of multipliers are proposed. 5. A low complexity detection algorithm is proposed for faster-than-Nyquist SCMA system, which enables joint channel estimation, decoding and user activity detection in grant-free systems. The combination of FTN signaling with SCMA to further enhance the spectral efficiency is first considered. Then, a merging belief propagation and expectation propagation algorithm is proposed to estimate channel state and perform SCMA decoding
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