Filter Bank Multicarrier Modulation for Spectrally Agile Waveform Design

In recent years the demand for spectrum has been steadily growing. With the limited amount of spectrum available, Spectrum Pooling has gained immense popularity. As a result of various studies, it has been established that most of the licensed spectrum remains underutilized. Spectrum Pooling or spectrum sharing concentrates on making the most of these whitespaces in the licensed spectrum. These unused parts of the spectrum are usually available in chunks. A secondary user looking to utilize these chunks needs a device capable of transmitting over distributed frequencies, while not interfering with the primary user. Such a process is known as Dynamic Spectrum Access (DSA) and a device capable of it is known as Cognitive Radio. In such a scenario, multicarrier communication that transmits data across the channel in several frequency subcarriers at a lower data rate has gained prominence. Its appeal lies in the fact that it combats frequency selective fading. Two methods for implementing multicarrier modulation are non-contiguous orthogonal frequency division multiplexing (NCOFDM)and filter bank multicarrier modulation (FBMC). This thesis aims to implement a novel FBMC transmitter using software defined radio (SDR) with modulated filters based on a lowpass prototype. FBMCs employ two sets of bandpass filters called analysis and synthesis filters, one at the transmitter and the other at the receiver, in order to filter the collection of subcarriers being transmitted simultaneously in parallel frequencies. The novel aspect of this research is that a wireless transmitter based on non-contiguous FBMC is being used to design spectrally agile waveforms for dynamic spectrum access as opposed to the more popular NC-OFDM. Better spectral containment and bandwidth efficiency, combined with lack of cyclic prefix processing, makes it a viable alternative for NC-OFDM. The main aim of this thesis is to prove that FBMC can be practically implemented for wireless communications. The practicality of the method is tested by transmitting the FBMC signals real time by using the Simulink environment and USRP2 hardware modules

Discrete multitone modulation with principal component filter banks

Discrete multitone (DMT) modulation is an attractive method for communication over a nonflat channel with possibly colored noise. The uniform discrete Fourier transform (DFT) filter bank and cosine modulated filter bank have in the past been used in this system because of low complexity. We show in this paper that principal component filter banks (PCFB) which are known to be optimal for data compression and denoising applications, are also optimal for a number of criteria in DMT modulation communication. For example, the PCFB of the effective channel noise power spectrum (noise psd weighted by the inverse of the channel gain) is optimal for DMT modulation in the sense of maximizing bit rate for fixed power and error probabilities. We also establish an optimality property of the PCFB when scalar prefilters and postfilters are used around the channel. The difference between the PCFB and a traditional filter bank such as the brickwall filter bank or DFT filter bank is significant for effective power spectra which depart considerably from monotonicity. The twisted pair channel with its bridged taps, next and fext noises, and AM interference, therefore appears to be a good candidate for the application of a PCFB. This is demonstrated with the help of numerical results for the case of the ADSL channel

Waveform Design for 5G and beyond Systems

5G traffic has very diverse requirements with respect to data rate, delay, and reliability. The concept of using multiple OFDM numerologies adopted in the 5G NR standard will likely meet these multiple requirements to some extent. However, the traffic is radically accruing different characteristics and requirements when compared with the initial stage of 5G, which focused mainly on high-speed multimedia data applications. For instance, applications such as vehicular communications and robotics control require a highly reliable and ultra-low delay. In addition, various emerging M2M applications have sparse traffic with a small amount of data to be delivered. The state-of-the-art OFDM technique has some limitations when addressing the aforementioned requirements at the same time. Meanwhile, numerous waveform alternatives, such as FBMC, GFDM, and UFMC, have been explored. They also have their own pros and cons due to their intrinsic waveform properties. Hence, it is the opportune moment to come up with modification/variations/combinations to the aforementioned techniques or a new waveform design for 5G systems and beyond. The aim of this Special Issue is to provide the latest research and advances in the field of waveform design for 5G systems and beyond

Channelization for Multi-Standard Software-Defined Radio Base Stations

As the number of radio standards increase and spectrum resources come under more pressure, it becomes ever less efficient to reserve bands of spectrum for exclusive use by a single radio standard. Therefore, this work focuses on channelization structures compatible with spectrum sharing among multiple wireless standards and dynamic spectrum allocation in particular. A channelizer extracts independent communication channels from a wideband signal, and is one of the most computationally expensive components in a communications receiver. This work specifically focuses on non-uniform channelizers suitable for multi-standard Software-Defined Radio (SDR) base stations in general and public mobile radio base stations in particular. A comprehensive evaluation of non-uniform channelizers (existing and developed during the course of this work) shows that parallel and recombined variants of the Generalised Discrete Fourier Transform Modulated Filter Bank (GDFT-FB) represent the best trade-off between computational load and flexibility for dynamic spectrum allocation. Nevertheless, for base station applications (with many channels) very high filter orders may be required, making the channelizers difficult to physically implement. To mitigate this problem, multi-stage filtering techniques are applied to the GDFT-FB. It is shown that these multi-stage designs can significantly reduce the filter orders and number of operations required by the GDFT-FB. An alternative approach, applying frequency response masking techniques to the GDFT-FB prototype filter design, leads to even bigger reductions in the number of coefficients, but computational load is only reduced for oversampled configurations and then not as much as for the multi-stage designs. Both techniques render the implementation of GDFT-FB based non-uniform channelizers more practical. Finally, channelization solutions for some real-world spectrum sharing use cases are developed before some final physical implementation issues are considered

Memory truncation and crosstalk cancellation for efficient Viterbi detection in FDMA systems, Journal of Telecommunications and Information Technology, 2001, nr 3

In this paper, the design of optimal receive filter banks for frequency division multiple access (FDMA) over frequency selective channels is investigated. A new design strategy based on the principle of memory truncation, rather than equalization, is presented. Through the receive filters, each subchannel is truncated to a pre-defined length, and the final data recovery is carried out via low complexity Viterbi detectors. Both closed form designs and adaptive techniques are discussed. Design examples are presented for high speed transmission over copper wires. The examples show that memory truncation allows significant performance improvements over the often used minimum mean squared error (MMSE) equalization

Wavelet-based multi-carrier code division multiple access systems

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Optimal channel equalization for filterbank transceivers in presence of white noise

Filterbank transceivers are widely employed in data communication networks to cope with inter-symbol-interference (ISI) through the use of redundancies. This dissertation studies the design of the optimal channel equalizer for both time-invariant and time-varying channels, and wide-sense stationary (WSS) and possible non-stationary white noise processes. Channel equalization is investigated via the filterbank transceivers approach. All perfect reconstruction (PR) or zero-forcing (ZF) receiver filterbanks are parameterized in an affine form, which eliminate completely the ISI. The optimal channel equalizer is designed through minimization of the mean-squared-error (MSE) between the detected signals and the transmitted signals. Our main results show that the optimal channel equalizer has the form of state estimators, and is a modified Kalman filter. The results in this dissertation are applicable to discrete wavelet multitone (DWMT) systems, multirate transmultiplexers, orthogonal frequency division multiplexing (OFDM), and direct-sequence/spread-spectrum (DS/SS) based code division multiple access (CDMA) networks. Design algorithms for the optimal channel equalizers are developed for different channel models, and white noise processes, and simulation examples are worked out to illustrate the proposed design algorithms