Codebook Based Hybrid Precoding for Millimeter Wave Multiuser Systems

In millimeter wave (mmWave) systems, antenna architecture limitations make it difficult to apply conventional fully digital precoding techniques but call for low cost analog radio-frequency (RF) and digital baseband hybrid precoding methods. This paper investigates joint RF-baseband hybrid precoding for the downlink of multiuser multi-antenna mmWave systems with a limited number of RF chains. Two performance measures, maximizing the spectral efficiency and the energy efficiency of the system, are considered. We propose a codebook based RF precoding design and obtain the channel state information via a beam sweep procedure. Via the codebook based design, the original system is transformed into a virtual multiuser downlink system with the RF chain constraint. Consequently, we are able to simplify the complicated hybrid precoding optimization problems to joint codeword selection and precoder design (JWSPD) problems. Then, we propose efficient methods to address the JWSPD problems and jointly optimize the RF and baseband precoders under the two performance measures. Finally, extensive numerical results are provided to validate the effectiveness of the proposed hybrid precoders.Comment: 35 pages, 9 figures, to appear in Trans. on Signal Process, 201

Joint Hybrid Precoder and Combiner Design for mmWave Spatial Multiplexing Transmission

Millimeter-wave (mmWave) communications have been considered as a key technology for future 5G wireless networks because of the orders-of-magnitude wider bandwidth than current cellular bands. In this paper, we consider the problem of codebook-based joint analog-digital hybrid precoder and combiner design for spatial multiplexing transmission in a mmWave multiple-input multiple-output (MIMO) system. We propose to jointly select analog precoder and combiner pair for each data stream successively aiming at maximizing the channel gain while suppressing the interference between different data streams. After all analog precoder/combiner pairs have been determined, we can obtain the effective baseband channel. Then, the digital precoder and combiner are computed based on the obtained effective baseband channel to further mitigate the interference and maximize the sum-rate. Simulation results demonstrate that our proposed algorithm exhibits prominent advantages in combating interference between different data streams and offer satisfactory performance improvement compared to the existing codebook-based hybrid beamforming schemes

Spectrum Sharing in mmWave Cellular Networks via Cell Association, Coordination, and Beamforming

This paper investigates the extent to which spectrum sharing in mmWave networks with multiple cellular operators is a viable alternative to traditional dedicated spectrum allocation. Specifically, we develop a general mathematical framework by which to characterize the performance gain that can be obtained when spectrum sharing is used, as a function of the underlying beamforming, operator coordination, bandwidth, and infrastructure sharing scenarios. The framework is based on joint beamforming and cell association optimization, with the objective of maximizing the long-term throughput of the users. Our asymptotic and non-asymptotic performance analyses reveal five key points: (1) spectrum sharing with light on-demand intra- and inter-operator coordination is feasible, especially at higher mmWave frequencies (for example, 73 GHz), (2) directional communications at the user equipment substantially alleviate the potential disadvantages of spectrum sharing (such as higher multiuser interference), (3) large numbers of antenna elements can reduce the need for coordination and simplify the implementation of spectrum sharing, (4) while inter-operator coordination can be neglected in the large-antenna regime, intra-operator coordination can still bring gains by balancing the network load, and (5) critical control signals among base stations, operators, and user equipment should be protected from the adverse effects of spectrum sharing, for example by means of exclusive resource allocation. The results of this paper, and their extensions obtained by relaxing some ideal assumptions, can provide important insights for future standardization and spectrum policy.Comment: 15 pages. To appear in IEEE JSAC Special Issue on Spectrum Sharing and Aggregation for Future Wireless Network