Exploiting Full/Half-Duplex User Relaying in NOMA Systems

In this paper, a novel cooperative non-orthogonal multiple access (NOMA) system is proposed, where one near user is employed as decode-and-forward (DF) relaying switching between full-duplex (FD) and half-duplex (HD) mode to help a far user. Two representative cooperative relaying scenarios are investigated insightfully. The \emph{first scenario} is that no direct link exists between the base station (BS) and far user. The \emph{second scenario} is that the direct link exists between the BS and far user. To characterize the performance of potential gains brought by FD NOMA in two considered scenarios, three performance metrics outage probability, ergodic rate and energy efficiency are discussed. More particularly, we derive new closed-form expressions for both exact and asymptotic outage probabilities as well as delay-limited throughput for two NOMA users. Based on the derived results, the diversity orders achieved by users are obtained. We confirm that the use of direct link overcomes zero diversity order of far NOMA user inherent to FD relaying. Additionally, we derive new closed-form expressions for asymptotic ergodic rates. Based on these, the high signal-to-noise radio (SNR) slopes of two users for FD NOMA are obtained. Simulation results demonstrate that: 1) FD NOMA is superior to HD NOMA in terms of outage probability and ergodic sum rate in the low SNR region; and 2) In delay-limited transmission mode, FD NOMA has higher energy efficiency than HD NOMA in the low SNR region; However, in delay-tolerant transmission mode, the system energy efficiency of HD NOMA exceeds FD NOMA in the high SNR region.Comment: 15 pages,10 figure

Esquemas de retransmissão baseados no protocolo decodifica-e-encaminha em redes cognitivas do tipo underlay

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: O conceito de compartilhamento de espectro do tipo underlay tem sido proposto como uma técnica promissora para contornar o problema da escassez e da subutilização do espectro, permitindo que usuários não licenciados, chamados de usuários secundários, possam acessar simultaneamente uma banda licenciada, alocada aos usuários primários, desde que o nível de interferência sobre os mesmos seja mantido abaixo de um dado limiar aceitável. Entretanto, isso implica que a potência de transmissão na rede secundária deve ser restringida, comprometendo assim a confiabilidade e a cobertura da comunicação. A fim de contornar esse problema, técnicas de retransmissão cooperativa, as quais proveem um novo tipo de diversidade espacial, podem ser exploradas como um meio eficaz para melhorar o desempenho da rede secundária. De fato, a utilização conjunta de ambas as técnicas ¿ compartilhamento de espectro do tipo underlay e retransmissão cooperativa ¿ em redes cooperativas e cognitivas tem recebido especial atenção, já que a eficiência espectral do sistema e o desempenho da rede secundária podem ser melhorados significativamente. Esta tese apresenta quatro contribuições principais na referida área. Em particular, estuda-se o efeito conjunto de duas restrições de potência importantes sobre o desempenho de outage de redes cooperativas e cognitivas, especificamente, o nível máximo de potência interferente tolerada pelo receptor primário e o valor máximo de potência transmitida nos usuários secundários. Foca-se em esquemas de retransmissão baseados no protocolo decodifica-e-encaminha, abordando cenários em que o enlace direto entre fonte e destino está disponível para transmitir informação útil. Como uma primeira contribuição, analisa-se o desempenho de dois esquemas baseados no protocolo de retransmissão half-duplex incremental, os quais exploram a diversidade espacial dos enlaces diretos em redes cooperativas e cognitivas multiusuário. A segunda contribuição investiga o impacto de estimativas desatualizadas do canal sobre o mecanismo de seleção de destino para um desses esquemas anteriores, focando-se apenas no aspecto cooperativo da rede, ou seja, desconsiderando-se o uso de compartilhamento espectral. A terceira contribuição estuda o desempenho de redes cooperativas e cognitivas baseadas no modo full-duplex. Para esse cenário, avalia-se o impacto tanto da autointerferência residual, que é inerente ao modo full-duplex, bem como das restrições de potência que caracterizam o compartilhamento de espectro do tipo underlay. Como contribuição final, motivada pelo compromisso entre a perda de eficiência espectral e o problema da autointerferência residual, próprios dos modos half-duplex e full-duplex, respectivamente, propõe-se e analisa-se um esquema de transmissão adaptativo para redes cooperativas e cognitivas, através do qual, antes de cada processo de comunicação, um dos seguintes modos de transmissão é selecionado: retransmissão half-duplex, retransmissão full-duplex ou transmissão direta. Para todos os cenários considerados, expressões analíticas exatas para a probabilidade de outage são obtidas. Adicionalmente, uma análise assintótica é realizada a fim de caracterizar a ordem de diversidade e o comportamento de outage da rede secundária no regime assintótico de alta relação sinal-ruído. Simulações de Monte Carlo validam os resultados analíticos apresentadosAbstract: Underlay spectrum sharing has been proposed as a promising technique to alleviate the problem of spectrum scarcity and underutilization, by enabling secondary (unlicensed) users to concurrently access a licensed band, provided that the resulting interference on the primary (licensed) users remains below a given acceptable level. However, such a technique implies that the transmit power at the secondary network must be constrained, thereby compromising the communication reliability and coverage. To counteract this, cooperative relaying techniques, which provide a new form of spatial diversity, can be exploited as an effective means to boost the performance of the secondary network. Indeed, the joint use of both techniques¿underlay spectrum sharing and cooperative relaying¿in cognitive relaying networks has drawn special attention, since the overall spectral efficiency and the secondary-network performance can be significantly improved. This dissertation comprises four main contributions in this field. In particular, we examine the combined effect of two crucial power constraints on the outage performance of cognitive relaying networks, namely, the maximum tolerable interference power at the primary receiver and the maximum transmit power at the secondary users. We focus on relaying schemes operating under the decode-and-forward protocol, for scenarios in which the direct link between source and destination is available to convey useful information. As a first contribution, we analyze the performance of two incremental half-duplex relaying schemes, which exploit the spatial diversity of the direct links in a multiuser scenario. Our second contribution investigates the impact of outdated channel estimates on the destination-scheduling mechanism of one of those incremental schemes, from the perspective of a cooperative network only, that is, in the absence of spectrum sharing. The third contribution addresses cognitive full-duplex relaying networks. More specifically, we assess the system performance as a function of both the residual self-interference, which is inherent to the full-duplex relaying mode, and the underlay spectrum-sharing power constraints. As a final contribution, driven by the tradeoff between the spectral-efficiency loss and the residual self-interference problem, intrinsic to the half- and full-duplex relaying modes, respectively, we propose and analyze an adaptive transmission scheme whereby, before each communication process, one out of the following transmission modes is selected: half-duplex relaying, full-duplex relaying, or direct transmission. For all the considered scenarios, exact analytical expressions for the outage probability are derived. In addition, an asymptotic analysis is performed to obtain further insights on the diversity order and outage behavior of the secondary network at the high signal-to-noise ratio regime. Monte Carlo simulations corroborate the accuracy of the presented mathematical analysisDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia ElétricaCAPE

Spectral-energy efficiency trade-off of relay-aided cellular networks

Wireless communication networks are traditionally designed to operate at high spectral e ciency with less emphasis on power consumption as it is assumed that endless power supply is available through the power grid where the cells are connected to. As new generations of mobile networks exhibit decreasing gains in spectral e ciency, the mobile industry is forced to consider energy reform policies in order to sustain the economic growth of itself and other industries relying on it. Consequently, the energy e ciency of conventional direct transmission cellular networks is being examined while alternative green network architectures are also explored. The relay-aided cellular network is being considered as one of the potential network architecture for energy e cient transmission. However, relaying transmission incurs multiplexing loss due to its multi-hop protocol. This, in turn, reduces network spectral e ciency. Furthermore, interference is also expected to increase with the deployment of Relay Stations (RSs) in the network. This thesis examines the power consumption of the conventional direct transmission cellular network and contributes to the development of the relay-aided cellular network. Firstly, the power consumption of the direct transmission cellular network is investigated. While most work considered transmitter side strategies, the impact of the receiver on the Base Station (BS) total power consumption is investigated here. Both the zero-forcing and minimum mean square error weight optimisation approaches are considered for both the conventional linear and successive interference cancellation receivers. The power consumption model which includes both the radio frequency transmit power and circuit power is described. The in uence of the receiver interference cancellation techniques, the number of transceiver antennas, circuit power consumption and inter-cell interference on the BS total power consumption is investigated. Secondly, the spectral-energy e ciency trade-o in the relay-aided cellular network is investigated. The signal forwarding and interference forwarding relaying paradigms are considered with the direct transmission cellular network taken as the baseline. This investigation serves to understand the dynamics in the performance trade-o . To select a suitable balance point in the trade-o , the economic e ciency metric is proposed whereby the spectral-energy e ciency pair which maximises the economic pro tability is found. Thus, the economic e ciency metric can be utilised as an alternative means to optimise the relay-aided cellular network while taking into account the inherent spectral-energy e ciency trade-o . Finally, the method of mitigating interference in the relay-aided cellular network is demonstrated by means of the proposed relay cooperation scheme. In the proposed scheme, both joint RS decoding and independent RS decoding approaches are considered during the broadcast phase while joint relay transmission is employed in the relay phase. Two user selection schemes requiring global Channel State Information (CSI) are considered. The partial semi-orthogonal user selection method with reduced CSI requirement is then proposed. As the cooperative cost limits the practicality of cooperative schemes, the cost incurred at the cooperative links between the RSs is investigated for varying degrees of RS cooperation. The performance of the relay cooperation scheme with di erent relay frequency reuse patterns is considered as well. In a nutshell, the research presented in this thesis reveals the impact of the receiver on the BS total power consumption in direct transmission cellular networks. The relayaided cellular network is then presented as an alternative architecture for energy e cient transmission. The economic e ciency metric is proposed to maximise the economic pro tability of the relay network while taking into account the existing spectral-energy e ciency trade-o . To mitigate the interference from the RSs, the relay cooperation scheme for advanced relay-aided cellular networks is proposed

Maximizing Expected Achievable Rates for Block-Fading Buffer-Aided Relay Channels

© 2002-2012 IEEE. In this paper, the long-term average achievable rate over block-fading buffer-aided relay channels is maximized using a hybrid scheme that combines three essential transmission strategies, which are decode-and-forward, compress-and-forward, and direct transmission. The proposed hybrid scheme is dynamically adapted based on the channel state information. The integration and optimization of these three strategies provide a more generic and fundamental solution and give better achievable rates than the known schemes in the literature. Despite the large number of optimization variables, the proposed hybrid scheme can be optimized using simple closed-form formulas that are easy to apply in practical relay systems. This includes adjusting the transmission rate and compression when compress-and-forward is the selected strategy based on the channel conditions. Furthermore, in this paper, the hybrid scheme is applied to three different models of the Gaussian block-fading buffer-aided relay channels, depending on whether the relay is half or full duplex and whether the source and the relay have orthogonal or non-orthogonal channel access. Several numerical examples are provided to demonstrate the achievable rate results and compare them to the upper bounds of the ergodic capacity for each one of the three channel models under consideration

A Secure Hybrid Duplex Relay System with Joint Optimization of Finite Blocklength and Power

As mission-critical Internet of Things (MC-IoT) is expected to carry important and private information, its high quality of service (QoS) and high physical layer (PHY) security are indispensable. Nevertheless, most existing PHY security related work is built on the assumption of infinite blocklength, which is not applicable to finite blocklength (FBL) transmission, a typical scenario in MC-IoT such as factory automation. In this paper, we address the PHY security issue of a hybrid duplex relay aided MC-IoT system with FBL. Closed-form expressions for statistical secrecy throughput of full-duplex (FD) and half-duplex (HD) relay systems are derived, respectively, which are verified by numerical results. Based on the closed-form secrecy throughput, joint optimization of blocklength and transmission powers at source and relay is conducted for FD and HD relay systems, respectively. A hybrid duplex relaying scheme is also proposed by selecting the duplex mode with a higher achievable secrecy throughput. Numerical results show that, together with the hybrid relaying scheme, the proposed relay system with joint power allocation and blocklength adaptation, relay mode selection achieves much higher secrecy throughput over the conventional sole FD or HD mode relaying systems. Also, it is revealed that increasing blocklength or transmitting power may not always lead to a higher secrecy throughput and energy efficiency (EE)

Link Quality Control Mechanism for Selective and Opportunistic AF Relaying in Cooperative ARQs: A MLSD Perspective

Incorporating relaying techniques into Automatic Repeat reQuest (ARQ) mechanisms gives a general impression of diversity and throughput enhancements. Allowing overhearing among multiple relays is also a known approach to increase the number of participating relays in ARQs. However, when opportunistic amplify-and-forward (AF) relaying is applied to cooperative ARQs, the system design becomes nontrivial and even involved. Based on outage analysis, the spatial and temporal diversities are first found sensitive to the received signal qualities of relays, and a link quality control mechanism is then developed to prescreen candidate relays in order to explore the diversity of cooperative ARQs with a selective and opportunistic AF (SOAF) relaying method. According to the analysis, the temporal and spatial diversities can be fully exploited if proper thresholds are set for each hop along the relaying routes. The SOAF relaying method is further examined from a packet delivery viewpoint. By the principle of the maximum likelihood sequence detection (MLSD), sufficient conditions on the link quality are established for the proposed SOAF-relaying-based ARQ scheme to attain its potential diversity order in the packet error rates (PERs) of MLSD. The conditions depend on the minimum codeword distance and the average signal-to-noise ratio (SNR). Furthermore, from a heuristic viewpoint, we also develop a threshold searching algorithm for the proposed SOAF relaying and link quality method to exploit both the diversity and the SNR gains in PER. The effectiveness of the proposed thresholding mechanism is verified via simulations with trellis codes.Comment: This paper has been withdrawn by the authors due to an improper proof for Theorem 2. To avoid a misleading understanding, we thus decide to withdraw this pape

Wireless-powered cooperative communications: protocol design, performance analysis and resource allocation

Radio frequency (RF) energy transfer technique has attracted much attention and has recently been regarded as a key enabling technique for wireless-powered communications. However, the high attenuation of RF energy transfer over distance has greatly limited the performance and applications of WPCNs in practical scenarios. To overcome this essential hurdle, in this thesis we propose to combat the propagation attenuation by incorporating cooperative communication techniques in WPCNs. This opens a new paradigm named wireless-powered cooperative communication and raises many new research opportunities with promising applications. In this thesis, we focus on the novel protocol design, performance analysis and resource allocation of wireless-powered cooperative communication networks (WPCCNs). We first propose a harvest-then-cooperate (HTC) protocol for WPCCNs, where the wireless-powered source and relay(s) harvest energy from the AP in the downlink (DL) and work cooperatively in the uplink (UL) for transmitting source information. The average throughput performance of the HTC protocol with two single relay selection schemes is analyzed. We then design two novel protocols and study the optimal resource allocation for another setup of WPCCNs with a hybrid relay that has a constant power supply. Besides cooperating with the source for UL information transmission, the hybrid relay also transmits RF energy concurrently with the AP during the DL energy transfer phase. Subsequently, we adopt the Stackelberg game to model the strategic interactions in power beacon (PB)-assisted WPCCNs, where PBs are deployed to provide wireless charging services to wireless-powered users via RF energy transfer and are installed by different operators with the AP. Finally, we develop a distributed power splitting framework using non-cooperative game theory for a large-scale WPCCN, where multiple source-destination pairs communicate through their dedicated wireless-powered relays

Antennas and Propagation Aspects for Emerging Wireless Communication Technologies

The increasing demand for high data rate applications and the delivery of zero-latency multimedia content drives technological evolutions towards the design and implementation of next-generation broadband wireless networks. In this context, various novel technologies have been introduced, such as millimeter wave (mmWave) transmission, massive multiple input multiple output (MIMO) systems, and non-orthogonal multiple access (NOMA) schemes in order to support the vision of fifth generation (5G) wireless cellular networks. The introduction of these technologies, however, is inextricably connected with a holistic redesign of the current transceiver structures, as well as the network architecture reconfiguration. To this end, ultra-dense network deployment along with distributed massive MIMO technologies and intermediate relay nodes have been proposed, among others, in order to ensure an improved quality of services to all mobile users. In the same framework, the design and evaluation of novel antenna configurations able to support wideband applications is of utmost importance for 5G context support. Furthermore, in order to design reliable 5G systems, the channel characterization in these frequencies and in the complex propagation environments cannot be ignored because it plays a significant role. In this Special Issue, fourteen papers are published, covering various aspects of novel antenna designs for broadband applications, propagation models at mmWave bands, the deployment of NOMA techniques, radio network planning for 5G networks, and multi-beam antenna technologies for 5G wireless communications