Smart Meter Privacy with an Energy Harvesting Device and Instantaneous Power Constraints

A smart meter (SM) periodically measures end-user electricity consumption and reports it to a utility provider (UP). Despite the advantages of SMs, their use leads to serious concerns about consumer privacy. In this paper, SM privacy is studied by considering the presence of an energy harvesting device (EHD) as a means of masking the user's input load. The user can satisfy part or all of his/her energy needs from the EHD, and hence, less information can be leaked to the UP via the SM. The EHD is typically equipped with a rechargeable energy storage device, i.e., a battery, whose instantaneous energy content limits the user's capability in covering his/her energy usage. Privacy is measured by the information leaked about the user's real energy consumption when the UP observes the energy requested from the grid, which the SM reads and reports to the UP. The minimum information leakage rate is characterized as a computable information theoretic single-letter expression when the EHD battery capacity is either infinite or zero. Numerical results are presented for a discrete binary input load to illustrate the potential privacy gains from the existence of a storage device.Comment: To be published in IEEE ICC201

Smart Meter Privacy with Renewable Energy and a Finite Capacity Battery

We address the smart meter (SM) privacy problem by considering the availability of a renewable energy source (RES) and a battery which can be exploited by a consumer to partially hide the consumption pattern from the utility provider (UP). Privacy is measured by the mutual information rate between the consumer's energy consumption and the renewable energy generation process, and the energy received from the grid, where the latter is known by the UP through the SM readings, and the former two are to be kept private. By expressing the information leakage as an additive quantity, we cast the problem as a stochastic control problem, and formulate the corresponding Bellman equations.Comment: To appear in IEEE SPAWC 201

Privacy-preserving energy management techniques and delay-sensitive transmission strategies for smart grids

The smart grid (SG) is the enhancement of the traditional electricity grid that allows bidirectional flow of electricity and information through the integration of advanced monitoring, communication and control technologies. In this thesis, we focus on important design problems affecting particularly two critical enabling components of the SG infrastructure : smart meters (SMs) and wireless sensor networks (WSNs). SMs measure the energy consumption of the users and transmit their readings to the utility provider in almost real-time. SM readings enable real-time optimization of load management. However, possible misuse of SM readings raises serious privacy concerns for the users. The challenge is thus to design techniques that can increase the privacy of the users while maintaining the monitoring capabilities SMs provide. Demand-side energy management (EM), achieved thanks to the utilization of storage units and alternative energy sources, has emerged as a potential technique to tackle this challenge. WSNs consist of a large number of low power sensors, which monitor physical parameters and transmit their measurements to control centers (CCs) over wireless links. CCs utilize these measurements to reconstruct the system state. For the reliable management of the SG, near real-time and accurate reconstruction of the system state at the CC is crucial. Thus, low complexity delay-constrained transmission strategies, which enable sensors to accurately transmit their measurements to CCs, should be investigated rigorously. To address these challenges, this dissertation investigates and designs privacy-preserving EM techniques for SMs and delay-constrained transmission strategies for WSNs. The proposed EM techniques provide privacy to SM users while maintaining the operational benefits SMs provide. On the other hand, the proposed transmission strategies enable WSNs to meet low latency transmission requirements, which in turn, facilitate real-time and accurate state reconstruction; and hence, the efficient and robust management of the SG. First, we consider an SM system with energy harvesting and storage units. Representing the system with a discrete-time finite state model, we study stochastic EM policies from a privacy-energy efficiency trade-off perspective, where privacy is measured by information leakage rate and energy efficiency is measured by wasted energy rate. We propose EM policies that take stochastic output load decisions based on the harvested energy, the input load and the state of the battery. For the proposed policies, we characterize the fundamental trade-off between user's privacy and energy efficiency. Second, we consider an SM system with a storage unit. Considering a discrete-time power consumption and pricing model, we study EM policies from a privacy-cost trade-off perspective, where privacy is measured by the load variance as well as mutual information. Assuming non-causal knowledge of the power demand profile and prices, we characterize the optimal EM policy based on the solution of an optimization problem. Then, assuming that the power demand profile is known only causally, we obtain the optimal EM policy based on dynamic programming, and also propose a low complexity heuristic policy. For the proposed policies, we characterize the trade-off between user's privacy and energy cost. Finally, we study the delay-constrained linear transmission (LT) of composite Gaussian measurements from a sensor to a CC over a point-to-point fading channel. Assuming that the channel state information (CSI) is known by both the encoder and decoder, we propose the optimal LT strategy in terms of the average mean-square error (MSE) distortion under a strict delay constraint, and two LT strategies under general delay constraints. Assuming that the CSI is known only by the decoder, we propose the optimal LT strategy in terms of the average MSE distortion under a strict delay constraint.La red de energía inteligente (SG) es la mejora de la red eléctrica tradicional. En esta tesis, nos enfocamos en las problemáticas asociadas al diseño de dos de los componentes más críticos de la infraestructura de la SG : los medidores inteligentes (SMs) y las redes de sensores inalámbricos (WSNs). Los SMs miden el consumo de energía de los usuarios y transmiten sus medidas al proveedor de servicio casi en tiempo real. Las medidas de SM permiten la optimización en tiempo real de la gestión de carga en la red. Sin embargo, el posible mal uso de estas medidas plantea preocupaciones graves en cuanto a la privacidad de los usuarios. El desafío es, por lo tanto, diseñar técnicas que puedan aumentar la privacidad de los usuarios manteniendo las capacidades de supervisión que proveen los SMs. Una solución tecnológica es el diseño de sistemas de gestión de energía (EM) inteligentes compuestos por dispositivos de almacenamiento y generación alternativa de energía. Las WSNs se componen de un gran número de sensores, que miden parámetros físicos y transmiten sus mediciones a los centros de control (CCs) mediante enlaces inalámbricos. Los CCs utilizan estas mediciones para estimar el estado del sistema. Para una gestión fiable de la SG, una buena reconstrucción del estado del sistema en tiempo real es crucial. Por ello, es preciso investigar estrategias de transmisión con estrictos requisitos de complejidad y limitaciones de latencia. Para afrontar estos desafíos, esta tesis investiga y diseña técnicas de EM para preservar la privacidad de los usuarios de SM y estrategias de transmisión para WSNs con limitaciones de latencia. Las técnicas de EM propuestas proporcionan privacidad a los consumidores de energía manteniendo los beneficios operacionales para la SG. Las estrategias de transmisión propuestas permiten a las WSNs satisfacer los requisitos de baja latencia necesarios para la reconstrucción precisa del estado en tiempo real; y por lo tanto, la gestión eficiente y robusta de la SG. En primer lugar, consideramos el diseño de un sistema de SM con una unidad de almacenamiento y generación de energía renovable. Representando el sistema con un modelo de estados finitos y de tiempo discreto, proponemos políticas estocásticas de EM. Para las políticas propuestas, caracterizamos la relación fundamental existente entre la privacidad y la eficiencia de energía del usuario, donde la privacidad se mide mediante la tasa de fuga de información y la eficiencia de energía se mide mediante la tasa de energía perdida. En segundo lugar, consideramos el diseño de un sistema de SM con una unidad de almacenamiento. Considerando un modelo de tiempo discreto, estudiamos la relación existente entre la privacidad y el coste de la energía, donde la privacidad se mide por la variación de la carga, así como la información mutua. Suponiendo que el perfil de la demanda de energía y los precios son conocidos de antemano, caracterizamos la política de EM óptima. Suponiendo que la demanda de energía es conocida sólo para el tiempo actual, obtenemos la política de EM óptima mediante programación dinámica, y proponemos una política heurística de baja complejidad. Para las políticas propuestas, caracterizamos la relación existente entre la privacidad y el coste de energía del usuario. Finalmente, consideramos el diseño de estrategias de transmisión lineal (LT) de mediciones Gaussianas compuestas desde un sensor a un CC sobre un canal punto a punto con desvanecimientos. Suponiendo que la información del estado del canal (CSI) es conocida tanto por el trasmisor como por el receptor, proponemos la estrategia de LT óptima en términos de la distorsión de error cuadrático medio (MSE) bajo una restricción de latencia estricta y dos estrategias de LT para restricciones de latencia arbitrarias. Suponiendo que la CSI es conocida sólo en el receptor, proponemos la estrategia de LT óptima en términos de la distorsión de MSE bajo una restricción de latencia estricta.La xarxa d'energia intel·ligent (SG) és la millora de la xarxa elèctrica tradicional. En aquesta tesi, ens enfoquem en les problemàtiques associades al disseny de dos dels components més crítics de la infraestructura de la SG : els mesuradors de consum intel·ligents(SMs) i les xarxes de sensors sense fils (WSNs).Els SMs mesuren el consum d'energia dels usuaris i transmeten les seves mesures al proveïdor de servei gairebé en temps real. Les mesures de SM permeten l'optimització en temps real de la gestió de càrrega a la xarxa. No obstant això, el possible mal ús d'aquestes mesures planteja preocupacions greus en quant a la privacitat dels usuaris. El desafiament és, per tant, dissenyar tècniques que puguin augmentar la privadesa dels usuaris mantenint les capacitats de supervisió que proveeixen els SMs. Una solució tecnològica és el disseny de sistemes de gestió d'energia (EM) intel·ligents compostos per dispositius d'emmagatzematge i generació alternativa d'energia.Les WSNs es componen d'un gran nombre de sensors, que mesuren paràmetres físics i transmeten les seves mesures als centres de control (CCs) mitjançant enllaços sense fils. Els CCs utilitzen aquestes mesures per estimar l'estat del sistema. Per a una gestió fiable de la SG, una bona reconstrucció de l'estat del sistema en temps real és crucial. Per això, cal investigar estratègies de transmissió amb estrictes requisits de complexitat i limitacions de latència. Per d'afrontar aquests desafiaments, aquesta tesi investiga i dissenya tècniques d'EM per preservar la privacitat dels usuaris de SM i estratègies de transmissió per WSNs amb limitacions de latència. Les tècniques d'EM propostes proporcionen privacitats als consumidors d'energia mantenint els beneficis operacionals per la SG. Les estratègies de transmissió proposades permeten a les WSNs satisfer els requisits de baixa latència necessaris per a la reconstrucció precisa de l'estat en temps real; i per tant, la gestió eficient i robusta de la SG.En primer lloc, considerem el disseny d'un sistema de SM amb una unitat d'emmagatzematge i generació d'energia renovable. Representant el sistema amb un model d'estats finits i de temps discret, proposem polítiques estocàstiques d'EM. Per a les polítiques propostes, caracteritzem la relació fonamental existent entre la privadesa i l'eficiència d'energia de l'usuari, on la privacitat es mesura mitjançant la taxa de fugida d'informació i l'eficiència d'energia es mesura mitjançant la taxa d'energia perduda.En segon lloc, considerem el disseny d'un sistema de SM amb una unitat d'emmagatzematge. Considerant un model de temps discret, estudiem la relació existent entre la privacitat el cost de l'energia, on la privacitat es mesura per la variació de la càrrega, així com mitjançant la informació mútua. Suposant que la corba de la demanda d'energia i els preus són coneguts per endavant, caracteritzem la política d'EM òptima. Suposant que la demanda d'energia és coneguda només per al temps actual, obtenim la política d'EM òptima mitjançant programació dinàmica, i proposem una política heurística de baixa complexitat. Per a les polítiques propostes, caracteritzem la relació existent entre la privacitat i el cost d'energia de l'usuari.Finalment, considerem el disseny d'estratègies de transmissió lineal (LT) de mesures Gaussianes compostes des d'un sensor a un CC sobre un canal punt a punt amb esvaïments. Suposant que la informació de l'estat del canal (CSI) és coneguda tant pel transmissor com pel receptor, proposem l'estratègia de LT òptima en termes de la distorsió d'error quadràtic mitjà (MSE) sota una restricció de latència estricta. A més, proposem dues estratègies de LT per a restriccions de latència arbitràries. Finalment, suposant que la CSI és coneguda només en el receptor, proposem l'estratègia de LT òptima en termes de la distorsió de MSE sota una restricció de latència estricta

Increasing user controllability on device specific privacy in the Internet of Things

With recent advancements in information technology more and more devices are integrated in the Internet of Things. These devices gather significant amount of private information pertinent to a user and while, in some cases it helps in improving the life style of an individual, in others it raises major privacy concerns. This trade-off between utility and privacy is highly dependent upon the devices in consideration and as the utility of the generated data increases, the privacy of an individual decreases. In this paper, we formulate a utility-privacy trade-off that enables a user to make appliance specific decisions as to how much data can be shared. This is achieved by parametrizing the degree of privacy allowed for each device and enabling the user to configure the parameter of each device. We use the smart metering application as the test case scenario for the proposed approach. We evaluate its performance using simulations conducted on the ECO data set. Our results indicate that, the proposed approach is successful in identifying appliances with an accuracy of 81.8% and a precision of 70.1%. In addition, it is demonstrated that device specific changes of the configuration parameters allow the degree of privacy achieved for the particular device and the utility to be well controlled, thus demonstrating the effectiveness of the proposed approach. Moreover, it is shown that, as expected, devices with higher power consumption contribute more to the overall privacy and utility achieved. A comparative study is also conducted and the proposed approach is shown to outperform the existing ElecPrivacy approach by producing a trace that is harder to identify, as reported after testing the Weiss’ and Baranski’s algorithm, both of which are well known Non-Intrusive Load Monitoring algorithms. Finally, it is demonstrated that the addition of noise, which is an integral part of the propose approach, can greatly improve performance

Privacy-Protecting Energy Management Unit through Model-Distribution Predictive Control

The roll-out of smart meters in electricity networks introduces risks for consumer privacy due to increased measurement frequency and granularity. Through various Non-Intrusive Load Monitoring techniques, consumer behavior may be inferred from their metering data. In this paper, we propose an energy management method that reduces energy cost and protects privacy through the minimization of information leakage. The method is based on a Model Predictive Controller that utilizes energy storage and local generation, and that predicts the effects of its actions on the statistics of the actual energy consumption of a consumer and that seen by the grid. Computationally, the method requires solving a Mixed-Integer Quadratic Program of manageable size whenever new meter readings are available. We simulate the controller on generated residential load profiles with different privacy costs in a two-tier time-of-use energy pricing environment. Results show that information leakage is effectively reduced at the expense of increased energy cost. The results also show that with the proposed controller the consumer load profile seen by the grid resembles a mixture between that obtained with Non-Intrusive Load Leveling and Lazy Stepping.Comment: Accepted for publication in IEEE Transactions on Smart Grid 2017, special issue on Distributed Control and Efficient Optimization Methods for Smart Gri

Differentially Private State Estimation in Distribution Networks with Smart Meters

State estimation is routinely being performed in high-voltage power transmission grids in order to assist in operation and to detect faulty equipment. In low- and medium-voltage power distribution grids, on the other hand, few real-time measurements are traditionally available, and operation is often conducted based on predicted and historical data. Today, in many parts of the world, smart meters have been deployed at many customers, and their measurements could in principle be shared with the operators in real time to enable improved state estimation. However, customers may feel reluctance in doing so due to privacy concerns. We therefore propose state estimation schemes for a distribution grid model, which ensure differential privacy to the customers. In particular, the state estimation schemes optimize different performance criteria, and a trade-off between a lower bound on the estimation performance versus the customers' differential privacy is derived. The proposed framework is general enough to be applicable also to other distribution networks, such as water and gas networks