A Group-Based Ring Oscillator Physical Unclonable Function

Silicon Physical Unclonable Function (PUF) is a physical structure of the chip which has functional characteristics that are hard to predict before fabrication but are expected to be unique after fabrication. This is caused by the random fabrication variations. The secret characteristics can only be extracted through physical measurement and will vanish immediately when the chip is powered down. PUF promises a securer means for cryptographic key generation and storage among many other security applications. However, there are still many practical challenges to cost effectively build secure and reliable PUF secrecy. This dissertation proposes new architectures for ring oscillator (RO) PUFs to answer these challenges. First, our temperature-aware cooperative (TAC) RO PUF can utilize certain ROs that were otherwise discarded due to their instability. Second, our novel group-based algorithm can generate secrecy higher than the theoretical upper bound of the conventional pairwise comparisons approach. Third, we build the first regression-based entropy distiller that can turn the PUF secrecy statistically random and robust, meeting the NIST standards. Fourth, we develop a unique Kendall syndrome coding (KSC) that makes the PUF secrecy error resilient against potential environmental fluctuations. Each of these methods can improve the hardware efficiency of the RO PUF implementation by 1.5X to 8X while improving the security and reliability of the PUF secrecy

Obtaining Statistically Random Information from Silicon Physical Unclonable Functions

Silicon physical unclonable functions (PUF) uti- lize the variation during silicon fabrication process to extract information that will be unique for each chip. There have been many recent approaches to how PUF can be used to improve security related applications. However, it is well-known that the fabrication variation has very strong spatial correlation1 and this has been pointed out as a security threat to silicon PUF. In fact, when we apply NIST’s statistical test suite for randomness [1] against the random sequences generated from a population of 125 ring oscillator (RO) PUFs [2] using classic 1-out-of-8 Coding [3], [4] and Neighbor Coding [5], none of them can pass all the tests. In this paper, we propose to decouple the unwanted systematic variation from the desired random variation through a regression-based distiller, where the basic idea is to build a model for the systematic variation so we can generate the random sequences only from the true random variation. Applying Neighbor Coding to the same benchmark data [2], our experiment shows that 2nd and 3rd order polynomials distill random sequences that pass all the NIST randomness tests. So does 4th order polynomial in the case of 1-out-of-8 Coding. Finally, we introduce two generic random sequence generation methods. The sequences they generate fail all the randomness tests, but with the help of our proposed polynomial distiller, all but one tests are passed. These results demonstrate that our method can provide statistically random PUF information and thus bolster the security characteristics of existing PUF schemes.National Science Foundation of China under grant 61228204; Air Force Office of Scientific Research under grant FA95501010140; University Partnership with the Laboratory of Telecommunications Sciences, contract number H9823013D00560002; Taiwan Merit Scholarships from the National Science Council of Taiwan (NSC-095-SAF-I-564-056-TMS

Printed Electronics-Based Physically Unclonable Functions for Lightweight Security in the Internet of Things

Die moderne Gesellschaft strebt mehr denn je nach digitaler Konnektivität - überall und zu jeder Zeit - was zu Megatrends wie dem Internet der Dinge (Internet of Things, IoT) führt. Bereits heute kommunizieren und interagieren „Dinge“ autonom miteinander und werden in Netzwerken verwaltet. In Zukunft werden Menschen, Daten und Dinge miteinander verbunden sein, was auch als Internet von Allem (Internet of Everything, IoE) bezeichnet wird. Milliarden von Geräten werden in unserer täglichen Umgebung allgegenwärtig sein und über das Internet in Verbindung stehen. Als aufstrebende Technologie ist die gedruckte Elektronik (Printed Electronics, PE) ein Schlüsselelement für das IoE, indem sie neuartige Gerätetypen mit freien Formfaktoren, neuen Materialien auf einer Vielzahl von Substraten mit sich bringt, die flexibel, transparent und biologisch abbaubar sein können. Darüber hinaus ermöglicht PE neue Freiheitsgrade bei der Anpassbarkeit von Schaltkreisen sowie die kostengünstige und großflächige Herstellung am Einsatzort. Diese einzigartigen Eigenschaften von PE ergänzen herkömmliche Technologien auf Siliziumbasis. Additive Fertigungsprozesse ermöglichen die Realisierung von vielen zukunftsträchtigen Anwendungen wie intelligente Objekte, flexible Displays, Wearables im Gesundheitswesen, umweltfreundliche Elektronik, um einige zu nennen. Aus der Sicht des IoE ist die Integration und Verbindung von Milliarden heterogener Geräte und Systeme eine der größten zu lösenden Herausforderungen. Komplexe Hochleistungsgeräte interagieren mit hochspezialisierten, leichtgewichtigen elektronischen Geräten, wie z.B. Smartphones mit intelligenten Sensoren. Daten werden in der Regel kontinuierlich gemessen, gespeichert und mit benachbarten Geräten oder in der Cloud ausgetauscht. Dabei wirft die Fülle an gesammelten und verarbeiteten Daten Bedenken hinsichtlich des Datenschutzes und der Sicherheit auf. Herkömmliche kryptografische Operationen basieren typischerweise auf deterministischen Algorithmen, die eine hohe Schaltungs- und Systemkomplexität erfordern, was sie wiederum für viele leichtgewichtige Geräte ungeeignet macht. Es existieren viele Anwendungsbereiche, in denen keine komplexen kryptografischen Operationen erforderlich sind, wie z.B. bei der Geräteidentifikation und -authentifizierung. Dabei hängt das Sicherheitslevel hauptsächlich von der Qualität der Entropiequelle und der Vertrauenswürdigkeit der abgeleiteten Schlüssel ab. Statistische Eigenschaften wie die Einzigartigkeit (Uniqueness) der Schlüssel sind von großer Bedeutung, um einzelne Entitäten genau unterscheiden zu können. In den letzten Jahrzehnten hat die Hardware-intrinsische Sicherheit, insbesondere Physically Unclonable Functions (PUFs), eine große Strahlkraft hinsichtlich der Bereitstellung von Sicherheitsfunktionen für IoT-Geräte erlangt. PUFs verwenden ihre inhärenten Variationen, um gerätespezifische eindeutige Kennungen abzuleiten, die mit Fingerabdrücken in der Biometrie vergleichbar sind. Zu den größten Potenzialen dieser Technologie gehören die Verwendung einer echten Zufallsquelle, die Ableitung von Sicherheitsschlüsseln nach Bedarf sowie die inhärente Schlüsselspeicherung. In Kombination mit den einzigartigen Merkmalen der PE-Technologie werden neue Möglichkeiten eröffnet, um leichtgewichtige elektronische Geräte und Systeme abzusichern. Obwohl PE noch weit davon entfernt ist, so ausgereift und zuverlässig wie die Siliziumtechnologie zu sein, wird in dieser Arbeit gezeigt, dass PE-basierte PUFs vielversprechende Sicherheitsprimitiven für die Schlüsselgenerierung zur eindeutigen Geräteidentifikation im IoE sind. Dabei befasst sich diese Arbeit in erster Linie mit der Entwicklung, Untersuchung und Bewertung von PE-basierten PUFs, um Sicherheitsfunktionen für ressourcenbeschränkte gedruckte Geräte und Systeme bereitzustellen. Im ersten Beitrag dieser Arbeit stellen wir das skalierbare, auf gedruckter Elektronik basierende Differential Circuit PUF (DiffC-PUF) Design vor, um sichere Schlüssel für Sicherheitsanwendungen für ressourcenbeschränkte Geräte bereitzustellen. Die DiffC-PUF ist als hybride Systemarchitektur konzipiert, die siliziumbasierte und gedruckte Komponenten enthält. Es wird eine eingebettete PUF-Plattform entwickelt, um die Charakterisierung von siliziumbasierten und gedruckten PUF-Cores in großem Maßstab zu ermöglichen. Im zweiten Beitrag dieser Arbeit werden siliziumbasierte PUF-Cores auf Basis diskreter Komponenten hergestellt und statistische Tests unter realistischen Betriebsbedingungen durchgeführt. Eine umfassende experimentelle Analyse der PUF-Sicherheitsmetriken wird vorgestellt. Die Ergebnisse zeigen, dass die DiffC-PUF auf Siliziumbasis nahezu ideale Werte für die Uniqueness- und Reliability-Metriken aufweist. Darüber hinaus werden die Identifikationsfähigkeiten der DiffC-PUF untersucht, und es stellte sich heraus, dass zusätzliches Post-Processing die Identifizierbarkeit des Identifikationssystems weiter verbessern kann. Im dritten Beitrag dieser Arbeit wird zunächst ein Evaluierungsworkflow zur Simulation von DiffC-PUFs basierend auf gedruckter Elektronik vorgestellt, welche auch als Hybrid-PUFs bezeichnet werden. Hierbei wird eine Python-basierte Simulationsumgebung vorgestellt, welche es ermöglicht, die Eigenschaften und Variationen gedruckter PUF-Cores basierend auf Monte Carlo (MC) Simulationen zu untersuchen. Die Simulationsergebnisse zeigen, dass die Sicherheitsmetriken im besten Betriebspunkt nahezu ideal sind. Des Weiteren werden angefertigte PE-basierte PUF-Cores für statistische Tests unter verschiedenen Betriebsbedingungen, einschließlich Schwankungen der Umgebungstemperatur, der relativen Luftfeuchtigkeit und der Versorgungsspannung betrieben. Die experimentell bestimmten Resultate der Uniqueness-, Bit-Aliasing- und Uniformity-Metriken stimmen gut mit den Simulationsergebnissen überein. Der experimentell ermittelte durchschnittliche Reliability-Wert ist relativ niedrig, was durch die fehlende Passivierung und Einkapselung der gedruckten Transistoren erklärt werden kann. Die Untersuchung der Identifikationsfähigkeiten basierend auf den PUF-Responses zeigt, dass die Hybrid-PUF ohne zusätzliches Post-Processing nicht für kryptografische Anwendungen geeignet ist. Die Ergebnisse zeigen aber auch, dass sich die Hybrid-PUF zur Geräteidentifikation eignet. Der letzte Beitrag besteht darin, in die Perspektive eines Angreifers zu wechseln. Um die Sicherheitsfähigkeiten der Hybrid-PUF beurteilen zu können, wird eine umfassende Sicherheitsanalyse nach Art einer Kryptoanalyse durchgeführt. Die Analyse der Entropie der Hybrid-PUF zeigt, dass seine Anfälligkeit für Angriffe auf Modellbasis hauptsächlich von der eingesetzten Methode zur Generierung der PUF-Challenges abhängt. Darüber hinaus wird ein Angriffsmodell eingeführt, um die Leistung verschiedener mathematischer Klonangriffe auf der Grundlage von abgehörten Challenge-Response Pairs (CRPs) zu bewerten. Um die Hybrid-PUF zu klonen, wird ein Sortieralgorithmus eingeführt und mit häufig verwendeten Classifiers für überwachtes maschinelles Lernen (ML) verglichen, einschließlich logistischer Regression (LR), Random Forest (RF) sowie Multi-Layer Perceptron (MLP). Die Ergebnisse zeigen, dass die Hybrid-PUF anfällig für modellbasierte Angriffe ist. Der Sortieralgorithmus profitiert von kürzeren Trainingszeiten im Vergleich zu den ML-Algorithmen. Im Falle von fehlerhaft abgehörten CRPs übertreffen die ML-Algorithmen den Sortieralgorithmus

Design, Fabrication, and Run-time Strategies for Hardware-Assisted Security

Today, electronic computing devices are critically involved in our daily lives, basic infrastructure, and national defense systems. With the growing number of threats against them, hardware-based security features offer the best chance for building secure and trustworthy cyber systems. In this dissertation, we investigate ways of making hardware-based security into a reality with primary focus on two areas: Hardware Trojan Detection and Physically Unclonable Functions (PUFs). Hardware Trojans are malicious modifications made to original IC designs or layouts that can jeopardize the integrity of hardware and software platforms. Since most modern systems critically depend on ICs, detection of hardware Trojans has garnered significant interest in academia, industry, as well as governmental agencies. The majority of existing detection schemes focus on test-time because of the limited hardware resources available at run-time. In this dissertation, we explore innovative run-time solutions that utilize on-chip thermal sensor measurements and fundamental estimation/detection theory to expose changes in IC power/thermal profile caused by Trojan activation. The proposed solutions are low overhead and also generalizable to many other sensing modalities and problem instances. Simulation results using state-of-the-art tools on publicly available Trojan benchmarks verify that our approaches can detect Trojans quickly and with few false positives. Physically Unclonable Functions (PUFs) are circuits that rely on IC fabrication variations to generate unique signatures for various security applications such as IC authentication, anti-counterfeiting, cryptographic key generation, and tamper resistance. While the existence of variations has been well exploited in PUF design, knowledge of exactly how variations come into existence has largely been ignored. Yet, for several decades the Design-for-Manufacturability (DFM) community has actually investigated the fundamental sources of these variations. Furthermore, since manufacturing variations are often harmful to IC yield, the existing DFM tools have been geared towards suppressing them (counter-intuitive for PUFs). In this dissertation, we make several improvements over current state-of-the-art work in PUFs. First, our approaches exploit existing DFM models to improve PUFs at physical layout and mask generation levels. Second, our proposed algorithms reverse the role of standard DFM tools and extend them towards improving PUF quality without harming non-PUF portions of the IC. Finally, since our approaches occur after design and before fabrication, they are applicable to all types of PUFs and have little overhead in terms of area, power, etc. The innovative and unconventional techniques presented in this dissertation should act as important building blocks for future work in cyber security

Synergistic Configurable Ring Oscillator PUF: Design, Characterization, and Implementation

Silicon Physical Unclonable Function (PUF) is a novel hardware primitive that uses the intrinsic variation of integrated circuit manufacturing process for various security applications. Ring oscillator PUF (RO PUF) is one of the most popular silicon PUFs due to its ease of implementation on both ASIC and FPGA. However, RO PUF can have severe reliability issues when the operating environment deviates from the normal environment and security issues when it lacks an efficient anti-cloning mechanism. In this work, we propose a novel approach to build reliable RO PUF efficiently and enhance its resistance against physical cloning attack. The key idea of our approach is to construct ring oscillators with carefully selected inverters during the testing phase after the chip is fabricated. Our experimental results show that our configurable approach outperforms the traditional RO PUF and 1-out-of-8 PUF by generating more reliable bits that pass the NIST randomness tests. Our approach is also more hardware efficient than these RO PUFs. We also demonstrate that the configuration vectors can prevent physical cloning and have the potential usage in chip-dependent applications such as device authentication

Within-Die Delay Variation Measurement And Analysis For Emerging Technologies Using An Embedded Test Structure

Both random and systematic within-die process variations (PV) are growing more severe with shrinking geometries and increasing die size. Escalation in the variations in delay and power with reductions in feature size places higher demands on the accuracy of variation models. Their availability can be used to improve yield, and the corresponding profitability and product quality of the fabricated integrated circuits (ICs). Sources of within-die variations include optical source limitations, and layout-based systematic effects (pitch, line-width variability, and microscopic etch loading). Unfortunately, accurate models of within-die PVs are becoming more difficult to derive because of their increasingly sensitivity to design-context. Embedded test structures (ETS) continue to play an important role in the development of models of PVs and as a mechanism to improve correlations between hardware and models. Variations in path delays are increasing with scaling, and are increasingly affected by neighborhood\u27 interactions. In order to fully characterize within-die variations, delays must be measured in the context of actual core-logic macros. Doing so requires the use of an embedded test structure, as opposed to traditional scribe line test structures such as ring oscillators (RO). Accurate measurements of within-die variations can be used, e.g., to better tune models to actual hardware (model-to-hardware correlations). In this research project, I propose an embedded test structure called REBEL (Regional dELay BEhavior) that is designed to measure path delays in a minimally invasive fashion; and its architecture measures the path delays more accurately. Design for manufacture-ability (DFM) analysis is done on the on 90 nm ASIC chips and 28nm Zynq 7000 series FPGA boards. I present ASIC results on within-die path delay variations in a floating-point unit (FPU) fabricated in IBM\u27s 90 nm technology, with 5 pipeline stages, used as a test vehicle in chip experiments carried out at nine different temperature/voltage (TV) corners. Also experimental data has been analyzed for path delay variations in short vs long paths. FPGA results on within-die variation and die-to-die variations on Advanced Encryption System (AES) using single pipelined stage are also presented. Other analysis that have been performed on the calibrated path delays are Flip Flop propagation delays for both rising and falling edge (tpHL and tpLH), uncertainty analysis, path distribution analysis, short versus long path variations and mid-length path within-die variation. I also analyze the impact on delay when the chips are subjected to industrial-level temperature and voltage variations. From the experimental results, it has been established that the proposed REBEL provides capabilities similar to an off-chip logic analyzer, i.e., it is able to capture the temporal behavior of the signal over time, including any static and dynamic hazards that may occur on the tested path. The ASIC results further show that path delays are correlated to the launch-capture (LC) interval used to time them. Therefore, calibration as proposed in this work must be carried out in order to obtain an accurate analysis of within-die variations. Results on ASIC chips show that short paths can vary up to 35% on average, while long paths vary up to 20% at nominal temperature and voltage. A similar trend occurs for within-die variations of mid-length paths where magnitudes reduced to 20% and 5%, respectively. The magnitude of delay variations in both these analyses increase as temperature and voltage are changed to increase performance. The high level of within-die delay variations are undesirable from a design perspective, but they represent a rich source of entropy for applications that make use of \u27secrets\u27 such as authentication, hardware metering and encryption. Physical unclonable functions (PUFs) are a class of primitives that leverage within-die-variations as a means of generating random bit strings for these types of applications, including hardware security and trust. Zynq FPGAs Die-to-Die and within-die variation study shows that on average there is 5% of within-Die variation and the range of die-to-Die variation can go upto 3ns. The die-to-Die variations can be explored in much further detail to study the variations spatial dependance. Additionally, I also carried out research in the area data mining to cater for big data by focusing the work on decision tree classification (DTC) to speed-up the classification step in hardware implementation. For this purpose, I devised a pipelined architecture for the implementation of axis parallel binary decision tree classification for meeting up with the requirements of execution time and minimal resource usage in terms of area. The motivation for this work is that analyzing larger data-sets have created abundant opportunities for algorithmic and architectural developments, and data-mining innovations, thus creating a great demand for faster execution of these algorithms, leading towards improving execution time and resource utilization. Decision trees (DT) have since been implemented in software programs. Though, the software implementation of DTC is highly accurate, the execution times and the resource utilization still require improvement to meet the computational demands in the ever growing industry. On the other hand, hardware implementation of DT has not been thoroughly investigated or reported in detail. Therefore, I propose a hardware acceleration of pipelined architecture that incorporates the parallel approach in acquiring the data by having parallel engines working on different partitions of data independently. Also, each engine is processing the data in a pipelined fashion to utilize the resources more efficiently and reduce the time for processing all the data records/tuples. Experimental results show that our proposed hardware acceleration of classification algorithms has increased throughput, by reducing the number of clock cycles required to process the data and generate the results, and it requires minimal resources hence it is area efficient. This architecture also enables algorithms to scale with increasingly large and complex data sets. We developed the DTC algorithm in detail and explored techniques for adapting it to a hardware implementation successfully. This system is 3.5 times faster than the existing hardware implementation of classification.\u2

A Physical Unclonable Function Based on Inter-Metal Layer Resistance Variations and an Evaluation of its Temperature and Voltage Stability

Keying material for encryption is stored as digital bistrings in non-volatile memory (NVM) on FPGAs and ASICs in current technologies. However, secrets stored this way are not secure against a determined adversary, who can use probing attacks to steal the secret. Physical Unclonable functions (PUFs) have emerged as an alternative. PUFs leverage random manufacturing variations as the source of entropy for generating random bitstrings, and incorporate an on-chip infrastructure for measuring and digitizing the corresponding variations in key electrical parameters, such as delay or voltage. PUFs are designed to reproduce a bitstring on demand and therefore eliminate the need for on-chip storage. In this dissertation, I propose a kind of PUF that measures resistance variations in inter-metal layers that define the power grid of the chip and evaluate its temperature and voltage stability. First, I introduce two implementations of a power grid-based PUF (PG-PUF). Then, I analyze the quality of bit strings generated without considering environmental variations from the PG-PUFs that leverage resistance variations in: 1) the power grid metal wires in 60 copies of a 90 nm chip and 2) in the power grid metal wires of 58 copies of a 65 nm chip. Next, I carry out a series of experiments in a set of 63 chips in IBM\u27s 90 nm technology at 9 TV corners, i.e., over all combination of 3 temperatures: -40oC, 25oC and 85oC and 3 voltages: nominal and +/-10% of the nominal supply voltage. The randomness, uniqueness and stability characteristics of bitstrings generated from PG-PUFs are evaluated. The stability of the PG-PUF and an on-chip voltage-to-digital (VDC) are also evaluated at 9 temperature-voltage corners. I introduce several techniques that have not been previously described, including a mechanism to eliminate voltage trends or \u27bias\u27 in the power grid voltage measurements, as well as a voltage threshold, Triple-Module-Redundancy (TMR) and majority voting scheme to identify and exclude unstable bits