Clustering algorithm for D2D communication in next generation cellular networks : thesis presented in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Engineering, Massey University, Auckland, New Zealand

Next generation cellular networks will support many complex services for smartphones, vehicles, and other devices. To accommodate such services, cellular networks need to go beyond the capabilities of their previous generations. Device-to-Device communication (D2D) is a key technology that can help fulfil some of the requirements of future networks. The telecommunication industry expects a significant increase in the density of mobile devices which puts more pressure on centralized schemes and poses risk in terms of outages, poor spectral efficiencies, and low data rates. Recent studies have shown that a large part of the cellular traffic pertains to sharing popular contents. This highlights the need for decentralized and distributive approaches to managing multimedia traffic. Content-sharing via D2D clustered networks has emerged as a popular approach for alleviating the burden on the cellular network. Different studies have established that D2D communication in clusters can improve spectral and energy efficiency, achieve low latency while increasing the capacity of the network. To achieve effective content-sharing among users, appropriate clustering strategies are required. Therefore, the aim is to design and compare clustering approaches for D2D communication targeting content-sharing applications. Currently, most of researched and implemented clustering schemes are centralized or predominantly dependent on Evolved Node B (eNB). This thesis proposes a distributed architecture that supports clustering approaches to incorporate multimedia traffic. A content-sharing network is presented where some D2D User Equipment (DUE) function as content distributors for nearby devices. Two promising techniques are utilized, namely, Content-Centric Networking and Network Virtualization, to propose a distributed architecture, that supports efficient content delivery. We propose to use clustering at the user level for content-distribution. A weighted multi-factor clustering algorithm is proposed for grouping the DUEs sharing a common interest. Various performance parameters such as energy consumption, area spectral efficiency, and throughput have been considered for evaluating the proposed algorithm. The effect of number of clusters on the performance parameters is also discussed. The proposed algorithm has been further modified to allow for a trade-off between fairness and other performance parameters. A comprehensive simulation study is presented that demonstrates that the proposed clustering algorithm is more flexible and outperforms several well-known and state-of-the-art algorithms. The clustering process is subsequently evaluated from an individual user’s perspective for further performance improvement. We believe that some users, sharing common interests, are better off with the eNB rather than being in the clusters. We utilize machine learning algorithms namely, Deep Neural Network, Random Forest, and Support Vector Machine, to identify the users that are better served by the eNB and form clusters for the rest of the users. This proposed user segregation scheme can be used in conjunction with most clustering algorithms including the proposed multi-factor scheme. A comprehensive simulation study demonstrates that with such novel user segregation, the performance of individual users, as well as the whole network, can be significantly improved for throughput, energy consumption, and fairness

A Tutorial on Nonorthogonal Multiple Access for 5G and Beyond

Today's wireless networks allocate radio resources to users based on the orthogonal multiple access (OMA) principle. However, as the number of users increases, OMA based approaches may not meet the stringent emerging requirements including very high spectral efficiency, very low latency, and massive device connectivity. Nonorthogonal multiple access (NOMA) principle emerges as a solution to improve the spectral efficiency while allowing some degree of multiple access interference at receivers. In this tutorial style paper, we target providing a unified model for NOMA, including uplink and downlink transmissions, along with the extensions tomultiple inputmultiple output and cooperative communication scenarios. Through numerical examples, we compare the performances of OMA and NOMA networks. Implementation aspects and open issues are also detailed.Comment: 25 pages, 10 figure

Recent Advances in Cellular D2D Communications

Device-to-device (D2D) communications have attracted a great deal of attention from researchers in recent years. It is a promising technique for offloading local traffic from cellular base stations by allowing local devices, in physical proximity, to communicate directly with each other. Furthermore, through relaying, D2D is also a promising approach to enhancing service coverage at cell edges or in black spots. However, there are many challenges to realizing the full benefits of D2D. For one, minimizing the interference between legacy cellular and D2D users operating in underlay mode is still an active research issue. With the 5th generation (5G) communication systems expected to be the main data carrier for the Internet-of-Things (IoT) paradigm, the potential role of D2D and its scalability to support massive IoT devices and their machine-centric (as opposed to human-centric) communications need to be investigated. New challenges have also arisen from new enabling technologies for D2D communications, such as non-orthogonal multiple access (NOMA) and blockchain technologies, which call for new solutions to be proposed. This edited book presents a collection of ten chapters, including one review and nine original research works on addressing many of the aforementioned challenges and beyond

Mobile Ad Hoc Networks

Guiding readers through the basics of these rapidly emerging networks to more advanced concepts and future expectations, Mobile Ad hoc Networks: Current Status and Future Trends identifies and examines the most pressing research issues in Mobile Ad hoc Networks (MANETs). Containing the contributions of leading researchers, industry professionals, and academics, this forward-looking reference provides an authoritative perspective of the state of the art in MANETs. The book includes surveys of recent publications that investigate key areas of interest such as limited resources and the mobility of mobile nodes. It considers routing, multicast, energy, security, channel assignment, and ensuring quality of service. Also suitable as a text for graduate students, the book is organized into three sections: Fundamentals of MANET Modeling and Simulation—Describes how MANETs operate and perform through simulations and models Communication Protocols of MANETs—Presents cutting-edge research on key issues, including MAC layer issues and routing in high mobility Future Networks Inspired By MANETs—Tackles open research issues and emerging trends Illustrating the role MANETs are likely to play in future networks, this book supplies the foundation and insight you will need to make your own contributions to the field. It includes coverage of routing protocols, modeling and simulations tools, intelligent optimization techniques to multicriteria routing, security issues in FHAMIPv6, connecting moving smart objects to the Internet, underwater sensor networks, wireless mesh network architecture and protocols, adaptive routing provision using Bayesian inference, and adaptive flow control in transport layer using genetic algorithms

Mobile Ad Hoc Networks

Guiding readers through the basics of these rapidly emerging networks to more advanced concepts and future expectations, Mobile Ad hoc Networks: Current Status and Future Trends identifies and examines the most pressing research issues in Mobile Ad hoc Networks (MANETs). Containing the contributions of leading researchers, industry professionals, and academics, this forward-looking reference provides an authoritative perspective of the state of the art in MANETs. The book includes surveys of recent publications that investigate key areas of interest such as limited resources and the mobility of mobile nodes. It considers routing, multicast, energy, security, channel assignment, and ensuring quality of service. Also suitable as a text for graduate students, the book is organized into three sections: Fundamentals of MANET Modeling and Simulation—Describes how MANETs operate and perform through simulations and models Communication Protocols of MANETs—Presents cutting-edge research on key issues, including MAC layer issues and routing in high mobility Future Networks Inspired By MANETs—Tackles open research issues and emerging trends Illustrating the role MANETs are likely to play in future networks, this book supplies the foundation and insight you will need to make your own contributions to the field. It includes coverage of routing protocols, modeling and simulations tools, intelligent optimization techniques to multicriteria routing, security issues in FHAMIPv6, connecting moving smart objects to the Internet, underwater sensor networks, wireless mesh network architecture and protocols, adaptive routing provision using Bayesian inference, and adaptive flow control in transport layer using genetic algorithms

Radio resource allocation algorithms for multicast OFDM systems

Mención Internacional en el título de doctorVideo services have become highly demanded in mobile networks leading to an unprecedented traffic growth. It is expected that traffic from wireless and mobile devices will account for nearly 70 percent of total IP traffic by the year 2020, and the video services will account for nearly 75 percent of mobile data traffic by 2022. Multicast transmission is one of the key enablers towards a more spectral and energy efficient distribution of multimedia content in current and envisaged mobile networks. It is worth noting that multicast is a mechanism that efficiently delivers the same content to many users, not only focusing on video broadcasting, but also distributing many other media, such as software updates, weather forecast or breaking news. Although multicast services are available in Long Term Evolution (LTE) and LTE-Advanced (LTE-A) networks, new improvements are needed in some areas to handle the demands expected in the near future. Resource allocation techniques for multicast services are one of the main challenging issues, since it is required the development of novel schemes to meet the demands of their evolution towards the next generation. Most multicast techniques adopt rather conservative strategies that select a very robust modulation and coding scheme (MCS), whose characteristics are determined by the propagation conditions experienced by the worst user in the group in order to ensure that all users in a multicast group are able to correctly decode the received data. Obviously, this robustness comes at the prize of a low spectral efficiency. This thesis presents an exhaustive study of broadcast/multicast technology for current mobile networks, especially focusing on the scheduling and resource allocation (SRA) strategies to maximize the potential benefits that multicast transmissions imply on the spectral efficiency. Based on that issue, some contributions have been made to the state of the art in the radio resource management (RRM) for current and beyond mobile multicast services. • In the frame of LTE/LTE-A, the evolved multimedia broadcast and multicast service (eMBMS) shares the physical layer resources with the unicast transmission mode (at least up to Release 12). Consequently, the time allocation to multicast transmission is limited to a maximum of a 60 percent, and the remaining subframes (at least 40 percent) are reserved for unicast transmissions. With the aim of achieving the maximum aggregated data rate (ADR) among the multicast users, we have implemented several innovative SRA schemes that combine the allocation of multicast and unicast resources in the LTE/LTE-A frame, guaranteeing the prescribed quality of service (QoS) requirements for every user. • In the specific context of wideband communication systems, the selection of the multicast MCS has often relied on the use of wideband channel quality indicators (CQIs), providing rather imprecise information regarding the potential capacity of the multicast channel. Only recently has the per-subband CQI been used to improve the spectral efficiency of the system without compromising the link robustness. We have proposed novel subband CQI-based multicast SRA strategies that, relying on the selection of more spectrally efficient transmission modes, lead to increased data rates while still being able to fulfill prescribed QoS metrics. • Mobile broadcast/multicast video services require effective and low complexity SRA strategies. We have proposed an SRA strategy based on multicast subgrouping and the scalable video coding (SVC) technique for multicast video delivery. This scheme focuses on reducing the search space of solutions and optimizes the ADR. The results in terms of ADR, spectral efficiency, and fairness among multicast users, along with the low complexity of the algorithm, show that this new scheme is adequate for real systems. These contributions are intended to serve as a reference that motivate ongoing and future investigation in the challenging field of RRM for broadcast/ multicast services in next generation mobile networks.La demanda de servicios de vídeo en las redes móviles ha sufrido un incremento exponencial en los últimos años, lo que a su vez ha desembocado en un aumento sin precedentes del tráfico de datos. Se espera que antes del año 2020, el trafico debido a dispositivos móviles alcance cerca del 70 por ciento del tráfico IP total, mientras que se prevé que los servicios de vídeo sean prácticamente el 75 por ciento del tráfico de datos en las redes móviles hacia el 2022. Las transmisiones multicast son una de las tecnologías clave para conseguir una distribución más eficiente, tanto espectral como energéticamente, del contenido multimedia en las redes móviles actuales y futuras. Merece la pena reseñar que el multicast es un mecanismo de entrega del mismo contenido a muchos usuarios, que no se enfoca exclusivamente en la distribución de vídeo, sino que también permite la distribución de otros muchos contenidos, como actualizaciones software, información meteorológica o noticias de última hora. A pesar de que los servicios multicast ya se encuentran disponibles en las redes Long Term Evolution (LTE) y LTE-Advanced (LTE-A), la mejora en algunos ámbitos resulta necesaria para manejar las demandas que se prevén a corto plazo. Las técnicas de asignación de recursos para los servicios multicast suponen uno de los mayores desafíos, ya que es necesario el desarrollo de nuevos esquemas que nos permitan acometer las exigencias que supone su evolución hacia la próxima generación. La mayor parte de las técnicas multicast adoptan estrategias conservadoras, seleccionando esquemas de modulación y codificación (MCS) impuestos por las condiciones de propagación que experimenta el usuario del grupo con peor canal, para así asegurar que todos los usuarios pertenecientes al grupo multicast sean capaces de decodificar correctamente los datos recibidos. Como resulta obvio, la utilización de esquemas tan robustos conlleva el precio de sufrir una baja eficiencia espectral. Esta tesis presenta un exhaustivo estudio de la tecnología broadcast/ multicast para las redes móviles actuales, que se centra especialmente en las estrategias de asignación de recursos (SRA), cuyo objetivo es maximizar los beneficios que la utilización de transmisiones multicast potencialmente implica en términos de eficiencia espectral. A partir de dicho estudio, hemos realizado varias contribuciones al estado del arte en el ámbito de la gestión de recursos radio (RRM) para los servicios multicast, aplicables en las redes móviles actuales y futuras. • En el marco de LTE/LTE-A, el eMBMS comparte los recursos de la capa física con las transmisiones unicast (al menos hasta la revisión 12). Por lo tanto, la disponibilidad temporal de las transmisiones multicast está limitada a un máximo del 60 por ciento, reservándose las subtramas restantes (al menos el 40 por ciento) para las transmisiones unicast. Con el objetivo de alcanzar la máxima tasa total de datos (ADR) entre los usuarios multicast, hemos implementado varios esquemas innovadores de SRA que combinan la asignación de los recursos multicast y unicast de la trama LTE/LTE-A, garantizando los requisitos de QoS a cada usuario. • En los sistemas de comunicaciones de banda ancha, la selección del MCS para transmisiones multicast se basa habitualmente en la utilización de CQIs de banda ancha, lo que proporciona información bastante imprecisa acerca de la capacidad potencial del canal multicast. Recientemente se ha empezado a utilizar el CQI por subbanda para mejorar la eficiencia espectral del sistema sin comprometer la robustez de los enlaces. Hemos propuesto nuevas estrategias para SRA multicast basadas en el CQI por subbanda que, basándose en la selección de los modos de transmisión con mayor eficiencia espectral, conducen a mejores tasas de datos, a la vez que permiten cumplir los requisitos de QoS. • Los servicios móviles de vídeo broadcast/multicast precisan estrategias eficientes de SRA con baja complejidad. Hemos propuesto una estrategia de SRA basada en subgrupos multicast y la técnica de codificación de vídeo escalable (SVC) para la difusión de vídeo multicast, la cual se centra en reducir el espacio de búsqueda de soluciones y optimizar el ADR. Los resultados obtenidos en términos de ADR, eficiencia espectral y equidad entre los usuarios multicast, junto con la baja complejidad del algoritmo, ponen de manifiesto que el esquema propuesto es adecuado para su implantación en sistemas reales. Estas contribuciones pretenden servir de referencia que motive la investigación actual y futura en el interesante ámbito de RRM para los servicios broadcast/multicast en las redes móviles de próxima generación.Programa Oficial de Doctorado en Multimedia y ComunicacionesPresidente: Atilio Manuel Da Silva Gameiro.- Secretario: Víctor Pedro Gil Jiménez.- Vocal: María de Diego Antó

Optimal Multicasting in Dual mmWave/ μ Wave 5G NR Deployments With Multi-Beam Directional Antennas

The design of multicast services in the fifth-generation (5G) New Radio (NR) deployments is hampered by the directional nature of antenna radiation patterns. This complexity is further compounded by the emergence of new deployment options, such as dual millimeter wave (mmWave) and microwave (μ Wave) base station (BS) deployments, as well as new antenna design solutions. In this paper, the resource allocation task for multicast services in dual mmWave/ μ Wave deployments with multi-beam directional antennas is addressed as a multi-period variable cost and size bin packing problem. We solve this problem and characterize the globally optimal solution. To decrease complexity, we then propose and test the simulated annealing approximation and relaxation techniques, i.e., local branching and relaxation-induced neighborhood search heuristic. Our results show that for the considered system parameters, the properties of the optimal solution depend on the density of dual-mode BS deployment and BS deployment type. We observe a transition point at which the system shifts from primarily utilizing mmWave resources to exclusively using μ Wave BS. Furthermore, the optimal number of beams is upper limited by 3 for mmWave and by 2 for μ Wave BSs. The efficiency of resource utilization is also affected by the utilized numerology and technology selection priority. Finally, we show that the simulated annealing technique allows for decreasing the solution complexity at the expense of slightly overestimating the amount of resources.Peer reviewe