Unified Framework for Multicarrier and Multiple Access based on Generalized Frequency Division Multiplexing

The advancements in wireless communications are the key-enablers of new applications with stringent requirements in low-latency, ultra-reliability, high data rate, high mobility, and massive connectivity. Diverse types of devices, ranging from tiny sensors to vehicles, with different capabilities need to be connected under various channel conditions. Thus, modern connectivity and network techniques at all layers are essential to overcome these challenges. In particular, the physical layer (PHY) transmission is required to achieve certain link reliability, data rate, and latency. In modern digital communications systems, the transmission is performed by means of a digital signal processing module that derives analog hardware. The performance of the analog part is influenced by the quality of the hardware and the baseband signal denoted as waveform. In most of the modern systems such as fifth generation (5G) and WiFi, orthogonal frequency division multiplexing (OFDM) is adopted as a favorite waveform due to its low-complexity advantages in terms of signal processing. However, OFDM requires strict requirements on hardware quality. Many devices are equipped with simplified analog hardware to reduce the cost. In this case, OFDM does not work properly as a result of its high peak-to-average power ratio (PAPR) and sensitivity to synchronization errors. To tackle these problems, many waveforms design have been recently proposed in the literature. Some of these designs are modified versions of OFDM or based on conventional single subcarrier. Moreover, multicarrier frameworks, such as generalized frequency division multiplexing (GFDM), have been proposed to realize varieties of conventional waveforms. Furthermore, recent studies show the potential of using non-conventional waveforms for increasing the link reliability with affordable complexity. Based on that, flexible waveforms and transmission techniques are necessary to adapt the system for different hardware and channel constraints in order to fulfill the applications requirements while optimizing the resources. The objective of this thesis is to provide a holistic view of waveforms and the related multiple access (MA) techniques to enable efficient study and evaluation of different approaches. First, the wireless communications system is reviewed with specific focus on the impact of hardware impairments and the wireless channel on the waveform design. Then, generalized model of waveforms and MA are presented highlighting various special cases. Finally, this work introduces low-complexity architectures for hardware implementation of flexible waveforms. Integrating such designs with software-defined radio (SDR) contributes to the development of practical real-time flexible PHY.:1 Introduction 1.1 Baseband transmission model 1.2 History of multicarrier systems 1.3 The state-of-the-art waveforms 1.4 Prior works related to GFDM 1.5 Objective and contributions 2 Fundamentals of Wireless Communications 2.1 Wireless communications system 2.2 RF transceiver 2.2.1 Digital-analogue conversion 2.2.2 QAM modulation 2.2.3 Effective channel 2.2.4 Hardware impairments 2.3 Waveform aspects 2.3.1 Single-carrier waveform 2.3.2 Multicarrier waveform 2.3.3 MIMO-Waveforms 2.3.4 Waveform performance metrics 2.4 Wireless Channel 2.4.1 Line-of-sight propagation 2.4.2 Multi path and fading process 2.4.3 General baseband statistical channel model 2.4.4 MIMO channel 2.5 Summary 3 Generic Block-based Waveforms 3.1 Block-based waveform formulation 3.1.1 Variable-rate multicarrier 3.1.2 General block-based multicarrier model 3.2 Waveform processing techniques 3.2.1 Linear and circular filtering 3.2.2 Windowing 3.3 Structured representation 3.3.1 Modulator 3.3.2 Demodulator 3.3.3 MIMO Waveform processing 3.4 Detection 3.4.1 Maximum-likelihood detection 3.4.2 Linear detection 3.4.3 Iterative Detection 3.4.4 Numerical example and insights 3.5 Summary 4 Generic Multiple Access Schemes 57 4.1 Basic multiple access and multiplexing schemes 4.1.1 Infrastructure network system model 4.1.2 Duplex schemes 4.1.3 Common multiplexing and multiple access schemes 4.2 General multicarrier-based multiple access 4.2.1 Design with fixed set of pulses 4.2.2 Computational model 4.2.3 Asynchronous multiple access 4.3 Summary 5 Time-Frequency Analyses of Multicarrier 5.1 General time-frequency representation 5.1.1 Block representation 5.1.2 Relation to Zak transform 5.2 Time-frequency spreading 5.3 Time-frequency block in LTV channel 5.3.1 Subcarrier and subsymbol numerology 5.3.2 Processing based on the time-domain signal 5.3.3 Processing based on the frequency-domain signal 5.3.4 Unified signal model 5.4 summary 6 Generalized waveforms based on time-frequency shifts 6.1 General time-frequency shift 6.1.1 Time-frequency shift design 6.1.2 Relation between the shifted pulses 6.2 Time-frequency shift in Gabor frame 6.2.1 Conventional GFDM 6.3 GFDM modulation 6.3.1 Filter bank representation 6.3.2 Block representation 6.3.3 GFDM matrix structure 6.3.4 GFDM demodulator 6.3.5 Alternative interpretation of GFDM 6.3.6 Orthogonal modulation and GFDM spreading 6.4 Summary 7 Modulation Framework: Architectures and Applications 7.1 Modem architectures 7.1.1 General modulation matrix structure 7.1.2 Run-time flexibility 7.1.3 Generic GFDM-based architecture 7.1.4 Flexible parallel multiplications architecture 7.1.5 MIMO waveform architecture 7.2 Extended GFDM framework 7.2.1 Architectures complexity and flexibility analysis 7.2.2 Number of multiplications 7.2.3 Hardware analysis 7.3 Applications of the extended GFDM framework 7.3.1 Generalized FDMA 7.3.2 Enchantment of OFDM system 7.4 Summary 7 Conclusions and Future work

Hybrid optical fiber-wireless communication to support tactile internet

5G technologies are systems that will set to change the way people, devices and machines connect. This generation of mobile services provide connection in just one click. The advanced 5G infrastructure, defined as “ubiquitous ultra-broadband network supporting future Internet”, represents a revolution in the telecommunications field. It will enable new secure and reliable services to everyone and everything with ultra-low latency. “Full Immersive Experience”, enriched by “Context Information” and “Anything as a Service” are the main drivers for a substantial adoption of the fifth generation networks [1]. The technical challenges that must be taken into account in the design of the 5G system are many and unprecedented. Therefore,5G is expected to be about 10 times faster than LTE-4G, in addition, it is projected that this network will have100-1000 times higher system capacity, user data rates in the order of Gbps everywhere, 10-100 higher number of connected devices per area, latency in the order of 1 millisecond, and 10 times longer battery life for devices. Due to all these technological changes, for years, researchers, suppliers and manufacturers around the world have studied this new network. In order to transform the user's wireless experience and be able to offer fast generalized connectivity anytime, anywhere, to any device.[2]. All this requires an enabler in the new approach of radio access networks, which could be hybrid optical Fiber-Wireless communications. “Photonics technology has been recognized by the European Union as a Key Enabling Technology (KET), which is a technology that enables a market, many times larger than the market of technology itself”. Photonic techniques have become key enablers to unlock future broadband wireless communications with terabit data rates in order to support the current trends of mobile data traffic[3]. The aim of this thesis is to conceive experimentally and validate 1 millisecond latency hybrid optical Fiber-Wireless access links support for tactile Internet taking into account the system requirements. For this purpose, first a review about the implementation of high-speed data links at 75-110 GHz band with low latency was made. Likewise, this work summarizes the components of hybrid optical Fiber-Wireless communication in W- Band. Second, measurements of the delay contribution from individual elements in the W -Band hybrid system were made. In addition, the main contribution was to develop a procedure for measuring latency physically using software defined radio (SDR) and estimating the overall system latency. In this procedure, potential sources of delay can be identified in current high-data-rate hybrid optical-RF communication systems. After knowing how to measure latency in a hybrid optical Fiber-Wireless system, the following objectives were developed: to test an appropriate multiplexing scheme such as Orthogonal Frequency Division Multiplexing (OFDM), and Generalized Frequency Division Multiplexing (GFDM), to achieve the lowest latency with improved performance; and to implement WDM (Wavelength Division Multiplexing) to achieve the required low latency.Resumen: Las tecnologías 5G son sistemas de generación de servicios móviles configurados para cambiar la forma en que las personas, los dispositivos y las máquinas se conectan. La infraestructura 5G está definida como una red ubicua de banda ultra-ancha que soportará Internet en el futuro, dicha red representa una revolución en el campo de las telecomunicaciones. Permitirá eficientemente nuevos servicios ultra-confiables, rápidos y seguros, preservando la privacidad y acelerando los servicios críticos para todos y para cada cosa. Estas redes son la evolución del Internet de las cosas, en donde cada una de ellas es tratada como un objeto cognitivo formando sistemas cibernéticos (CPS). La "experiencia de inmersión total", enriquecida con "información de contexto" y "todo como un servicio" son los principales impulsores para una adopción masiva de los nuevos componentes de ésta tecnología y su aceptación del mercado [1]. Se espera que 5G sea aproximadamente 10 veces más rápido que 4G LTE. Por lo tanto, los desafíos técnicos que deben abordarse en el diseño del sistema 5G son muchos y sin precedentes. Actualmente hay varias actividades en todo el mundo para capturar las aplicaciones y los requisitos para 5G, algunas empresas proveedoras de servicio y fabricantes incluso ya han realizado pruebas para la implementación de dichas redes. Algunos de los principales requisitos que demandan estas redes se pueden resumir en: 100-1000 veces más capacidad del sistema, tasas de datos de usuario en el orden de Gbps en todas partes, latencia en el orden de 1 milisegundo, 10-100 veces mayor número de dispositivos conectados por área, 10 veces más duración de la batería para dispositivos. Estos requisitos transformarán dramáticamente la experiencia inalámbrica de un usuario en un sistema 5G al ofrecer conectividad generalizada rápida en cualquier momento, en cualquier lugar, a cualquier dispositivo [2]. Todo esto requiere un habilitador en el nuevo enfoque de las redes de acceso por radio, que podrían ser comunicaciones híbridas de fibra óptica y transmisiones inalámbricas vía radio. La fotónica por su parte ha sido reconocida por la Unión Europea como una Tecnología Clave Habilitadora (KET), una tecnología que permite un mercado que es muchas veces más grande que el mercado de la tecnología en sí. Las técnicas fotónicas combinadas con la generación de microondas en lo que se conoce en su término en inglés como microwave-photonics se han convertido en habilitadores clave para desbloquear futuras comunicaciones inalámbricas de banda ancha con tasas de datos de terabit a fin de soportar las tendencias actuales del tráfico de datos móviles [3]. El objetivo de esta tesis es concebir experimentalmente y validar enlaces de acceso híbridos de fibra óptica-radio, cuya latencia sea de 1 milisegundo con el fin de soportar Internet táctil, el cual es una aplicación de 5G, teniendo en cuenta los requisitos del sistema. Para ello, primero se realizó una investigación sobre la implementación de enlaces de datos con redes híbridas fibra óptica-radio en la banda de 75-110 GHz con baja latencia. Con esto, se analizaron los componentes de la comunicación híbrida fibra ópticaradio en la banda W. En segundo lugar, se realizaron mediciones de los retardos que se generan en cada uno de los elementos en el sistema híbrido de banda W, haciendo la estimación de la latencia general del sistema e identificando fuentes potenciales de demora en los sistemas híbridos de comunicación óptica-RF de alta velocidad de datos. La principal contribución de este trabajo fue el desarrollo de un procedimiento para medir la latencia utilizando radio definida por software (SDR), además de introducir estos sistemas en los enlaces híbridos fibra óptica-radio. Una vez conocido como medir la latencia en un sistema híbrido de fibra óptica-radio, los siguientes objetivos que se desarrollaron fueron: probar un esquema de multiplexación apropiado, como la multiplexación por división de frecuencia ortogonal (OFDM) y la multiplexación por división de frecuencia generalizada (GFDM), para lograr una latencia más baja. A su vez, implementar Multiplexación por división de longitud de onda (WDM) para conocer la latencia y la confiabilidad en cuanto a tasa de error de bits variando la multiplexacion eléctrica y óptica.Doctorad