Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Analysis and mitigation of carrier frequency offset for uplink of OFDMA

Orthogonal Frequency Division Multiplexing (OFDM) is being used in many wireless standards because of its immunity to multipath fading, high spectral efficiency and simple implementation, making it suitable for high data rate multimedia wireless applications. One of the significant drawbacks of the OFDM is its sensitivity to Carrier Frequency Offset (CFO). CFO causes Inter Carrier Interference (ICI) between subcarriers and Multiple User Interference (MUI) at Uplink between different users. ICI and MUI at uplink cause significant degradation in the performance of the receiver, therefore, to improve the receiver performance up to acceptable level, compensation of the CFO becomes necessary. In this research, Suppression of MUI by Minimum Mean Squared Error (MMSE) Feedback Equalizer in frequency domain which was originally proposed for Single Carrier- Frequency Domain Multiple Access (SC-FDMA) has been studied for Uplink of Orthogonal Frequency Division Multiple Access (OFDMA). However, calculation of MUI power required in this algorithm for all users impose very high computational burden on the receiver. In the proposed Low Complexity MUI Suppression by MMSE Equalization for Uplink of OFDMA approximation to the calculation of MUI power is applied to reduce its complexity. Simulation result & calculated complexity show that proposed method obtains good performance with much lower complexity

Theoretical Analysis and Performance Comparison of multi-carrier Waveforms for 5G Wireless Applications

5G wireless technology is a new wireless communication system that must meet different complementary needs: high data rate for mobile services, low energy consumption and long-range for connected objects, low latency to ensure real-time communication for critical applications and high spectral efficiency to improve the overall system capacity. The waveforms and associated signals processing, present a real challenge in the implementation for each generation of wireless communication networks. This paper presents the diverse waveforms candidate for 5G systems, including: CE-OFDM (Constant Envelope OFDM), Filter-Bank Multi Carrier (FBMC), Universal Filtered Multi-Carrier (UFMC) and Filtered OFDM (F-OFDM). In this work, simulations are carried out in order to compare the performance of the OFDM, CE-OFDM, F-OFDM, UFMC and FBMC in terms of Power spectral density (PSD) and of Bit Error Rate (BER). It has been demonstrated that (CE-OFDM), constitutes a more efficient solution in terms of energy consumption than OFDM signal. Moreover, the (F-OFDM), (UFMC) and (FBMC) could constitute a more efficient solution in terms of power spectral density, spectral efficiency and bit error rates. In fact, CE-OFDM reduces the Peak to Average Power Ratio (PAPR) associated with OFDM system, FBMC is a method of improving out-of-band (OOB) characteristic by filtering each subcarrier and resisting the inter-carrier interference (ICI). While, UFMC offers a high spectral efficiency compared to OFDM

Modeling and Digital Mitigation of Transmitter Imperfections in Radio Communication Systems

To satisfy the continuously growing demands for higher data rates, modern radio communication systems employ larger bandwidths and more complex waveforms. Furthermore, radio devices are expected to support a rich mixture of standards such as cellular networks, wireless local-area networks, wireless personal area networks, positioning and navigation systems, etc. In general, a "smart'' device should be flexible to support all these requirements while being portable, cheap, and energy efficient. These seemingly conflicting expectations impose stringent radio frequency (RF) design challenges which, in turn, call for their proper understanding as well as developing cost-effective solutions to address them. The direct-conversion transceiver architecture is an appealing analog front-end for flexible and multi-standard radio systems. However, it is sensitive to various circuit impairments, and modern communication systems based on multi-carrier waveforms such as Orthogonal Frequency Division Multiplexing (OFDM) and Orthogonal Frequency Division Multiple Access (OFDMA) are particularly vulnerable to RF front-end non-idealities.This thesis addresses the modeling and digital mitigation of selected transmitter (TX) RF impairments in radio communication devices. The contributions can be divided into two areas. First, new modeling and digital mitigation techniques are proposed for two essential front-end impairments in direct-conversion architecture-based OFDM and OFDMA systems, namely inphase and quadrature phase (I/Q) imbalance and carrier frequency offset (CFO). Both joint and de-coupled estimation and compensation schemes for frequency-selective TX I/Q imbalance and channel distortions are proposed for OFDM systems, to be adopted on the receiver side. Then, in the context of uplink OFDMA and Single Carrier FDMA (SC-FDMA), which are the air interface technologies of the 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE) and LTE-Advanced systems, joint estimation and equalization techniques of RF impairments and channel distortions are proposed. Here, the challenging multi-user uplink scenario with unequal received power levels is investigated where I/Q imbalance causes inter-user interference. A joint mirror subcarrier processing-based minimum mean-square error (MMSE) equalizer with an arbitrary number of receiver antennas is formulated to effectively handle the mirror sub-band users of different power levels. Furthermore, the joint channel and impairments filter responses are efficiently approximated with polynomial-based basis function models, and the parameters of basis functions are estimated with the reference signals conforming to the LTE uplink sub-frame structure. The resulting receiver concept adopting the proposed techniques enables improved link performance without modifying the design of RF transceivers.Second, digital baseband mitigation solutions are developed for the TX leakage signal-induced self-interference in frequency division duplex (FDD) transceivers. In FDD transceivers, a duplexer is used to connect the TX and receiver (RX) chains to a common antenna while also providing isolation to the receiver chain against the powerful transmit signal. In general, the continuous miniaturization of hardware and adoption of larger bandwidths through carrier aggregation type noncontiguous allocations complicates achieving sufficient TX-RX isolation. Here, two different effects of the transmitter leakage signal are investigated. The first is TX out-of-band (OOB) emissions and TX spurious emissions at own receiver band, due to the transmitter nonlinearity, and the second is nonlinearity of down-converter in the RX that generates second-order intermodulation distortion (IMD2) due to the TX in-band leakage signal. This work shows that the transmitter leakage signal-induced interference depends on an equivalent leakage channel that models the TX path non-idealities, duplexer filter responses, and the RX path non-idealities. The work proposes algorithms that operate in the digital baseband of the transceiver to estimate the TX-RX non-idealities and the duplexer filter responses, and subsequently regenerating and canceling the self-interference, thereby potentially relaxing the TX-RX isolation requirements as well as increasing the transceiver flexibility.Overall, this thesis provides useful signal models to understand the implications of different RF non-idealities and proposes compensation solutions to cope with certain RF impairments. This is complemented with extensive computer simulations and practical RF measurements to validate their application in real-world radio transceivers

Waveform Design for 5G and beyond Systems

5G traffic has very diverse requirements with respect to data rate, delay, and reliability. The concept of using multiple OFDM numerologies adopted in the 5G NR standard will likely meet these multiple requirements to some extent. However, the traffic is radically accruing different characteristics and requirements when compared with the initial stage of 5G, which focused mainly on high-speed multimedia data applications. For instance, applications such as vehicular communications and robotics control require a highly reliable and ultra-low delay. In addition, various emerging M2M applications have sparse traffic with a small amount of data to be delivered. The state-of-the-art OFDM technique has some limitations when addressing the aforementioned requirements at the same time. Meanwhile, numerous waveform alternatives, such as FBMC, GFDM, and UFMC, have been explored. They also have their own pros and cons due to their intrinsic waveform properties. Hence, it is the opportune moment to come up with modification/variations/combinations to the aforementioned techniques or a new waveform design for 5G systems and beyond. The aim of this Special Issue is to provide the latest research and advances in the field of waveform design for 5G systems and beyond