Jacobian hits circuits: Hitting-sets, lower bounds for depth-D occur-k formulas & depth-3 transcendence degree-k circuits

We present a single, common tool to strictly subsume all known cases of polynomial time blackbox polynomial identity testing (PIT) that have been hitherto solved using diverse tools and techniques. In particular, we show that polynomial time hitting-set generators for identity testing of the two seemingly different and well studied models - depth-3 circuits with bounded top fanin, and constant-depth constant-read multilinear formulas - can be constructed using one common algebraic-geometry theme: Jacobian captures algebraic independence. By exploiting the Jacobian, we design the first efficient hitting-set generators for broad generalizations of the above-mentioned models, namely: (1) depth-3 (Sigma-Pi-Sigma) circuits with constant transcendence degree of the polynomials computed by the product gates (no bounded top fanin restriction), and (2) constant-depth constant-occur formulas (no multilinear restriction). Constant-occur of a variable, as we define it, is a much more general concept than constant-read. Also, earlier work on the latter model assumed that the formula is multilinear. Thus, our work goes further beyond the results obtained by Saxena & Seshadhri (STOC 2011), Saraf & Volkovich (STOC 2011), Anderson et al. (CCC 2011), Beecken et al. (ICALP 2011) and Grenet et al. (FSTTCS 2011), and brings them under one unifying technique. In addition, using the same Jacobian based approach, we prove exponential lower bounds for the immanant (which includes permanent and determinant) on the same depth-3 and depth-4 models for which we give efficient PIT algorithms. Our results reinforce the intimate connection between identity testing and lower bounds by exhibiting a concrete mathematical tool - the Jacobian - that is equally effective in solving both the problems on certain interesting and previously well-investigated (but not well understood) models of computation

Progress on Polynomial Identity Testing - II

We survey the area of algebraic complexity theory; with the focus being on the problem of polynomial identity testing (PIT). We discuss the key ideas that have gone into the results of the last few years.Comment: 17 pages, 1 figure, surve

Blackbox identity testing for bounded top fanin depth-3 circuits: the field doesn't matter

Let C be a depth-3 circuit with n variables, degree d and top fanin k (called sps(k,d,n) circuits) over base field F. It is a major open problem to design a deterministic polynomial time blackbox algorithm that tests if C is identically zero. Klivans & Spielman (STOC 2001) observed that the problem is open even when k is a constant. This case has been subjected to a serious study over the past few years, starting from the work of Dvir & Shpilka (STOC 2005). We give the first polynomial time blackbox algorithm for this problem. Our algorithm runs in time poly(nd^k), regardless of the base field. The only field for which polynomial time algorithms were previously known is F=Q (Kayal & Saraf, FOCS 2009, and Saxena & Seshadhri, FOCS 2010). This is the first blackbox algorithm for depth-3 circuits that does not use the rank based approaches of Karnin & Shpilka (CCC 2008). We prove an important tool for the study of depth-3 identities. We design a blackbox polynomial time transformation that reduces the number of variables in a sps(k,d,n) circuit to k variables, but preserves the identity structure.Comment: 14 pages, 1 figure, preliminary versio

Constructing Faithful Homomorphisms over Fields of Finite Characteristic

We study the question of algebraic rank or transcendence degree preserving homomorphisms over finite fields. This concept was first introduced by Beecken, Mittmann and Saxena (Information and Computing, 2013), and exploited by them, and Agrawal, Saha, Saptharishi and Saxena (Journal of Computing, 2016) to design algebraic independence based identity tests using the Jacobian criterion over characteristic zero fields. An analogue of such constructions over finite characteristic fields was unknown due to the failure of the Jacobian criterion over finite characteristic fields. Building on a recent criterion of Pandey, Sinhababu and Saxena (MFCS, 2016), we construct explicit faithful maps for some natural classes of polynomials in the positive characteristic field setting, when a certain parameter called the inseparable degree of the underlying polynomials is bounded (this parameter is always 1 in fields of characteristic zero). This presents the first generalisation of some of the results of Beecken et al. and Agrawal et al. in the positive characteristic setting

Constructing Faithful Homomorphisms over Fields of Finite Characteristic

We study the question of algebraic rank or transcendence degree preserving homomorphisms over finite fields. This concept was first introduced by Beecken et al. [Malte Beecken et al., 2013] and exploited by them and Agrawal et al. [Manindra Agrawal et al., 2016] to design algebraic independence based identity tests using the Jacobian criterion over characteristic zero fields. An analogue of such constructions over finite characteristic fields were unknown due to the failure of the Jacobian criterion over finite characteristic fields. Building on a recent criterion of Pandey, Saxena and Sinhababu [Anurag Pandey et al., 2018], we construct explicit faithful maps for some natural classes of polynomials in fields of positive characteristic, when a certain parameter called the inseparable degree of the underlying polynomials is bounded (this parameter is always 1 in fields of characteristic zero). This presents the first generalisation of some of the results of Beecken, Mittmann and Saxena [Malte Beecken et al., 2013] and Agrawal, Saha, Saptharishi, Saxena [Manindra Agrawal et al., 2016] in the positive characteristic setting

Shallow Circuits with High-Powered Inputs

A polynomial identity testing algorithm must determine whether an input polynomial (given for instance by an arithmetic circuit) is identically equal to 0. In this paper, we show that a deterministic black-box identity testing algorithm for (high-degree) univariate polynomials would imply a lower bound on the arithmetic complexity of the permanent. The lower bounds that are known to follow from derandomization of (low-degree) multivariate identity testing are weaker. To obtain our lower bound it would be sufficient to derandomize identity testing for polynomials of a very specific norm: sums of products of sparse polynomials with sparse coefficients. This observation leads to new versions of the Shub-Smale tau-conjecture on integer roots of univariate polynomials. In particular, we show that a lower bound for the permanent would follow if one could give a good enough bound on the number of real roots of sums of products of sparse polynomials (Descartes' rule of signs gives such a bound for sparse polynomials and products thereof). In this third version of our paper we show that the same lower bound would follow even if one could only prove a slightly superpolynomial upper bound on the number of real roots. This is a consequence of a new result on reduction to depth 4 for arithmetic circuits which we establish in a companion paper. We also show that an even weaker bound on the number of real roots would suffice to obtain a lower bound on the size of depth 4 circuits computing the permanent.Comment: A few typos correcte

Algebraic Independence and Blackbox Identity Testing

Algebraic independence is an advanced notion in commutative algebra that generalizes independence of linear polynomials to higher degree. Polynomials {f_1, ..., f_m} \subset \F[x_1, ..., x_n] are called algebraically independent if there is no non-zero polynomial F such that F(f_1, ..., f_m) = 0. The transcendence degree, trdeg{f_1, ..., f_m}, is the maximal number r of algebraically independent polynomials in the set. In this paper we design blackbox and efficient linear maps \phi that reduce the number of variables from n to r but maintain trdeg{\phi(f_i)}_i = r, assuming f_i's sparse and small r. We apply these fundamental maps to solve several cases of blackbox identity testing: (1) Given a polynomial-degree circuit C and sparse polynomials f_1, ..., f_m with trdeg r, we can test blackbox D := C(f_1, ..., f_m) for zeroness in poly(size(D))^r time. (2) Define a spsp_\delta(k,s,n) circuit C to be of the form \sum_{i=1}^k \prod_{j=1}^s f_{i,j}, where f_{i,j} are sparse n-variate polynomials of degree at most \delta. For k = 2 we give a poly(sn\delta)^{\delta^2} time blackbox identity test. (3) For a general depth-4 circuit we define a notion of rank. Assuming there is a rank bound R for minimal simple spsp_\delta(k,s,n) identities, we give a poly(snR\delta)^{Rk\delta^2} time blackbox identity test for spsp_\delta(k,s,n) circuits. This partially generalizes the state of the art of depth-3 to depth-4 circuits. The notion of trdeg works best with large or zero characteristic, but we also give versions of our results for arbitrary fields.Comment: 32 pages, preliminary versio