Assessment of multi-temporal, multi-sensor radar and ancillary spatial data for grasslands monitoring in Ireland using machine learning approaches

Accurate inventories of grasslands are important for studies of carbon dynamics, biodiversity conservation and agricultural management. For regions with persistent cloud cover the use of multi-temporal synthetic aperture radar (SAR) data provides an attractive solution for generating up-to-date inventories of grasslands. This is even more appealing considering the data that will be available from upcoming missions such as Sentinel-1 and ALOS-2. In this study, the performance of three machine learning algorithms; Random Forests (RF), Support Vector Machines (SVM) and the relatively underused Extremely Randomised Trees (ERT) is evaluated for discriminating between grassland types over two large heterogeneous areas of Ireland using multi-temporal, multi-sensor radar and ancillary spatial datasets. A detailed accuracy assessment shows the efficacy of the three algorithms to classify different types of grasslands. Overall accuracies ≥ 88.7% (with kappa coefficient of 0.87) were achieved for the single frequency classifications and maximum accuracies of 97.9% (kappa coefficient of 0.98) for the combined frequency classifications. For most datasets, the ERT classifier outperforms SVM and RF

Optimum graph cuts for pruning binary partition trees of polarimetric SAR images

This paper investigates several optimum graph-cut techniques for pruning binary partition trees (BPTs) and their usefulness for the low-level processing of polarimetric synthetic aperture radar (PolSAR) images. BPTs group pixels to form homogeneous regions, which are hierarchically structured by inclusion in a binary tree. They provide multiple resolutions of description and easy access to subsets of regions. Once constructed, BPTs can be used for a large number of applications. Many of these applications consist in populating the tree with a specific feature and in applying a graph cut called pruning to extract a partition of the space. In this paper, different pruning examples involving the optimization of a global criterion are discussed and analyzed in the context of PolSAR images for segmentation. Through the objective evaluation of the resulting partitions by means of precision-and-recall-for-boundaries curves, the best pruning technique is identified, and the influence of the tree construction on the performances is assessed.Peer ReviewedPostprint (author's final draft

Development of a ground-based polarimetric broadband SAR system for noninvasive ground-truth validation in vegetation monitoring

Copyright © 2004 IEEEWe have developed a ground-based polarimetric broadband synthetic aperture radar (SAR) system for noninvasive ground-truth validation in polarimetric SAR remote sensing of terrestrial vegetation cover. This system consists of a vector network analyzer, one dual-polarized antenna, and an antenna positioner. It can be operated in a frequency range from 50 MHz to 20 GHz, with a scanning aperture of 20 m in the horizontal and 1.5 m in the vertical direction. Tests carried out with standard reflectors showed that the polarimetric measurement capabilities of this system are satisfactory. Using the polarimetric ground-based SAR (GB-SAR) system, we carried out measurements on a specific vegetation cover pertinent to the remote sensing of forested regions within Sendai City, consisting of three different kinds of trees common within the Kawauchi Campus of Tohoku University. Measurements were collected in spring, summer, and autumn. Three-dimensional (3-D) polarization-sensitive images were reconstructed from the acquired data. Analysis of the 3-D polarimetric images of each measurement found differences (at times strong differences) among the polarization signatures. There were stronger reflections in all of the HH, VH, VV images in the second (summer) measurement, especially in the VH image, due to the substantial growth of branches and leaves in summer. This ground-truth validation system provided valuable information about the scattering mechanisms of the three trees selected for analysis in different seasons, which can be detected by broadband polarimetric ground-based SAR measurements. The experimental results demonstrate the excellent polarimetric performance of the newly developed SAR imaging system, which should find many useful and immediate applications in noninvasive ground-truth validation of diverse terrestrial vegetation covers.Zheng-Shu Zhou, W.-M. Boerner and M. Sat

Indoor experiments on polarimetric SAR interferometry

A coherence optimization method, which makes use of polarimetry to enhance the quality of SAR interferograms, has been experimentally tested under laboratory conditions in an anechoic chamber. By carefully selecting the polarization in both images, the resulting interferogram exhibits an improved coherence above the standard HH or VV channel. This higher coherence produces a lower phase variance, thus estimating the underlying topography more accurately. The potential improvement that this technique provides in the generation of digital elevation models (DEM) of non-vegetated natural surfaces has been observed for the first time on some artificial surfaces created with gravel. An experiment on a true outdoor DEM has not been accomplished yet, but the first laboratory results show that the height error for an almost planar surface can be drastically reduced within a wide range of baselines by using the optimization algorithm. This algorithm leads to three possible interferograms associated with statistically independent scattering mechanisms. The phase difference between those interferograms has been employed for extracting the height of vegetation samples. This retrieval technique has been tested on three different samples: maize, rice, and young fir trees. The inverted heights are compared with ground truth for different frequency bands. The estimates are quite variable with frequency, but their complete physical justification is still in progress. Finally, an alternative simplified scheme for the optimization is proposed. The new approach (called polarization subspace method) yields suboptimum results but is more intuitive and has been used for illustrating the working principle of the original optimization algorithm.Peer Reviewe

On the use of the l(2)-norm for texture analysis of polarimetric SAR data

In this paper, the use of the l2-norm, or Span, of the scattering vectors is suggested for texture analysis of polarimetric synthetic aperture radar (SAR) data, with the benefits that we need neither an analysis of the polarimetric channels separately nor a filtering of the data to analyze the statistics. Based on the product model, the distribution of the l2-norm is studied. Closed expressions of the probability density functions under the assumptions of several texture distributions are provided. To utilize the statistical properties of the l2-norm, quantities including normalized moments and log-cumulants are derived, along with corresponding estimators and estimation variances. Results on both simulated and real SAR data show that the use of statistics based on the l2-norm brings advantages in several aspects with respect to the normalized intensity moments and matrix variate log-cumulants.Peer ReviewedPostprint (published version

Temporal Characteristics of Boreal Forest Radar Measurements

Radar observations of forests are sensitive to seasonal changes, meteorological variables and variations in soil and tree water content. These phenomena cause temporal variations in radar measurements, limiting the accuracy of tree height and biomass estimates using radar data. The temporal characteristics of radar measurements of forests, especially boreal forests, are not well understood. To fill this knowledge gap, a tower-based radar experiment was established for studying temporal variations in radar measurements of a boreal forest site in southern Sweden. The work in this thesis involves the design and implementation of the experiment and the analysis of data acquired. The instrument allowed radar signatures from the forest to be monitored over timescales ranging from less than a second to years. A purpose-built, 50 m high tower was equipped with 30 antennas for tomographic imaging at microwave frequencies of P-band (420-450 MHz), L-band (1240-1375 MHz) and C-band (5250-5570 MHz) for multiple polarisation combinations. Parallel measurements using a 20-port vector network analyser resulted in significantly shorter measurement times and better tomographic image quality than previous tower-based radars. A new method was developed for suppressing mutual antenna coupling without affecting the range resolution. Algorithms were developed for compensating for phase errors using an array radar and for correcting for pixel-variant impulse responses in tomographic images. Time series results showed large freeze/thaw backscatter variations due to freezing moisture in trees. P-band canopy backscatter variations of up to 10 dB occurred near instantaneously as the air temperature crossed 0⁰C, with ground backscatter responding over longer timescales. During nonfrozen conditions, the canopy backscatter was very stable with time. Evidence of backscatter variations due to tree water content were observed during hot summer periods only. A high vapour pressure deficit and strong winds increased the rate of transpiration fast enough to reduce the tree water content, which was visible as 0.5-2 dB backscatter drops during the day. Ground backscatter for cross-polarised observations increased during strong winds due to bending tree stems. Significant temporal decorrelation was only seen at P-band during freezing, thawing and strong winds. Suitable conditions for repeat-pass L-band interferometry were only seen during the summer. C-band temporal coherence was high over timescales of seconds and occasionally for several hours for night-time observations during the summer. Decorrelation coinciding with high transpiration rates was observed at L- and C-band, suggesting sensitivity to tree water dynamics.The observations from this experiment are important for understanding, modelling and mitigating temporal variations in radar observables in forest parameter estimation algorithms. The results also are also useful in the design of spaceborne synthetic aperture radar missions with interferometric and tomographic capabilities. The results motivate the implementation of single-pass interferometric synthetic aperture radars for forest applications at P-, L- and C-band

Spaceborne L-Band Synthetic Aperture Radar Data for Geoscientific Analyses in Coastal Land Applications: A Review

The coastal zone offers among the world’s most productive and valuable ecosystems and is experiencing increasing pressure from anthropogenic impacts: human settlements, agriculture, aquaculture, trade, industrial activities, oil and gas exploitation and tourism. Earth observation has great capability to deliver valuable data at the local, regional and global scales and can support the assessment and monitoring of land‐ and water‐related applications in coastal zones. Compared to optical satellites, cloud‐cover does not limit the timeliness of data acquisition with spaceborne Synthetic Aperture Radar (SAR) sensors, which have all‐weather, day and night capabilities. Hence, active radar systems demonstrate great potential for continuous mapping and monitoring of coastal regions, particularly in cloud‐prone tropical and sub‐tropical climates. The canopy penetration capability with long radar wavelength enables L‐band SAR data to be used for coastal terrestrial environments and has been widely applied and investigated for the following geoscientific topics: mapping and monitoring of flooded vegetation and inundated areas; the retrieval of aboveground biomass; and the estimation of soil moisture. Human activities, global population growth, urban sprawl and climate change‐induced impacts are leading to increased pressure on coastal ecosystems causing land degradation, deforestation and land use change. This review presents a comprehensive overview of existing research articles that apply spaceborne L‐band SAR data for geoscientific analyses that are relevant for coastal land applications

Retrieval of Melt Ponds on Arctic Multiyear Sea Ice in Summer from TerraSAR-X Dual-Polarization Data Using Machine Learning Approaches: A Case Study in the Chukchi Sea with Mid-Incidence Angle Data

Melt ponds, a common feature on Arctic sea ice, absorb most of the incoming solar radiation and have a large effect on the melting rate of sea ice, which significantly influences climate change. Therefore, it is very important to monitor melt ponds in order to better understand the sea ice-climate interaction. In this study, melt pond retrieval models were developed using the TerraSAR-X dual-polarization synthetic aperture radar (SAR) data with mid-incidence angle obtained in a summer multiyear sea ice area in the Chukchi Sea, the Western Arctic, based on two rule-based machine learning approachesdecision trees (DT) and random forest (RF)in order to derive melt pond statistics at high spatial resolution and to identify key polarimetric parameters for melt pond detection. Melt ponds, sea ice and open water were delineated from the airborne SAR images (0.3-m resolution), which were used as a reference dataset. A total of eight polarimetric parameters (HH and VV backscattering coefficients, co-polarization ratio, co-polarization phase difference, co-polarization correlation coefficient, alpha angle, entropy and anisotropy) were derived from the TerraSAR-X dual-polarization data and then used as input variables for the machine learning models. The DT and RF models could not effectively discriminate melt ponds from open water when using only the polarimetric parameters. This is because melt ponds showed similar polarimetric signatures to open water. The average and standard deviation of the polarimetric parameters based on a 15 x 15 pixel window were supplemented to the input variables in order to consider the difference between the spatial texture of melt ponds and open water. Both the DT and RF models using the polarimetric parameters and their texture features produced improved performance for the retrieval of melt ponds, and RF was superior to DT. The HH backscattering coefficient was identified as the variable contributing the most, and its spatial standard deviation was the next most contributing one to the classification of open water, sea ice and melt ponds in the RF model. The average of the co-polarization phase difference and the alpha angle in a mid-incidence angle were also identified as the important variables in the RF model. The melt pond fraction and sea ice concentration retrieved from the RF-derived melt pond map showed root mean square deviations of 2.4% and 4.9%, respectively, compared to those from the reference melt pond maps. This indicates that there is potential to accurately monitor melt ponds on multiyear sea ice in the summer season at a local scale using high-resolution dual-polarization SAR data.open

Temporal Characteristics of P-band Tomographic Radar Backscatter of a Boreal Forest

Temporal variations in synthetic aperture radar (SAR) backscatter over forests are of concern for any SAR mission with the goal of estimating forest parameters from SAR data. In this article, a densely sampled, two-year long time series of P-band (420 to 450 MHz) boreal forest backscatter, acquired by a tower-based radar, is analyzed. The experimental setup provides time series data at multiple polarizations. Tomographic capabilities allow the separation of backscatter at different heights within the forest. Temporal variations of these multi-polarimetric, tomographic radar observations are characterized and quantified. The mechanisms studied are seasonal variations, effects of freezing conditions, diurnal variations, effects of wind and the effects of rainfall on backscatter. An emphasis is placed on upper-canopy backscatter, which has been shown to be a robust proxy for forest biomass. The canopy backscatter was most sensitive to freezing conditions but was more stable than ground-level backscatter and full-forest backscatter during non-frozen conditions. The analysis connects tree water transport mechanisms and P-band radar backscatter for the first time. The presented results are useful for designing boreal forest parameter estimation algorithms, using data from P-band SARs, that are robust to temporal variations in backscatter. The results also present new forest remote sensing opportunities using P-band radars