Financial information extraction using pre-defined and user-definable templates in the Lolita system

Financial operators have today access to an extremely large amount of data, both quantitative and qualitative, real-time or historical and can use this information to support their decision-making process. Quantitative data are largely processed by automatic computer programs, often based on artificial intelligence techniques, that produce quantitative analysis, such as historical price analysis or technical analysis of price behaviour. Differently, little progress has been made in the processing of qualitative data, which mainly consists of financial news articles from financial newspapers or on-line news providers. As a result the financial market players are overloaded with qualitative information which is potentially extremely useful but, due to the lack of time, is often ignored. The goal of this work is to reduce the qualitative data-overload of the financial operators. The research involves the identification of the information in the source financial articles which is relevant for the financial operators' investment decision making process and to implement the associated templates in the LOLITA system. The system should process a large number of source articles and extract specific templates according to the relevant information located in the source articles. The project also involves the design and implementation in LOLITA of a user- definable template interface for allowing the users to easily design new templates using sentences in natural language. This allows user-defined information extraction from source texts. This differs from most of existing information extraction systems which require the developers to code the templates directly in the system. The results of the research have shown that the system performed well in the extraction of financial templates from source articles which would allow the financial operator to reduce his qualitative data-overload. The results have also shown that the user-definable template interface is a viable approach to user-defined information extraction. A trade-off has been identified between the ease of use of the user-definable template interface and the loss of performance compared to hand- coded templates

Argumentative zoning information extraction from scientific text

Let me tell you, writing a thesis is not always a barrel of laughs—and strange things can happen, too. For example, at the height of my thesis paranoia, I had a re-current dream in which my cat Amy gave me detailed advice on how to restructure the thesis chapters, which was awfully nice of her. But I also had a lot of human help throughout this time, whether things were going fine or beserk. Most of all, I want to thank Marc Moens: I could not have had a better or more knowledgable supervisor. He always took time for me, however busy he might have been, reading chapters thoroughly in two days. He both had the calmness of mind to give me lots of freedom in research, and the right judgement to guide me away, tactfully but determinedly, from the occasional catastrophe or other waiting along the way. He was great fun to work with and also became a good friend. My work has profitted from the interdisciplinary, interactive and enlightened atmosphere at the Human Communication Centre and the Centre for Cognitive Science (which is now called something else). The Language Technology Group was a great place to work in, as my research was grounded in practical applications develope

Utilizing external resources for enriching information retrieval

Information retrieval (IR) seeks to support users in finding information relevant to their information needs. One obstacle for many IR algorithms to achieve better results in many IR tasks is that there is insufficient information available to enable relevant content to be identified. For example, users typically enter very short queries, in text-based image retrieval where textual annotations often describe the content of the images inadequately, or there is insufficient user log data for personalization of the search process. This thesis explores the problem of inadequate data in IR tasks. We propose methods for Enriching Information Retrieval (ENIR) which address various challenges relating to insufficient data in IR. Applying standard methods to address these problems can face unexpected challenges. For example, standard query expansion methods assume that the target collection contains sufficient data to be able to identify relevant terms to add to the original query to improve retrieval effectiveness. In the case of short documents, this assumption is not valid. One strategy to address this problem is document side expansion which has been largely overlooked in the past research. Similarly, topic modeling in personalized search often lacks the knowledge required to form adequate models leading to mismatch problems when trying to apply these models improve search. This thesis focuses on methods of ENIR for tasks affected by problems of insufficient data. To achieve ENIR, our overall solution is to include external resources for ENIR. This research focuses on developing methods for two typical ENIR tasks: text-based image retrieval and personalized web data search. In this research, the main relevant areas within existing IR research are relevance feedback and personalized modeling. ENIR is shown to be effective to augment existing knowledge in these classical areas. The areas of relevance feedback and personalized modeling are strongly correlated since user modeling and document modeling in personalized retrieval enrich the data from both sides of the query and document, which is similar to query and document expansion in relevance feedback. Enriching IR is the key challenge in these areas for IR. By addressing these two research areas, this thesis provides a prototype for an external resource based search solution. The experimental results show external resources can play a key role in enriching IR

What is the influence of genre during the perception of structured text for retrieval and search?

This thesis presents an investigation into the high value of structured text (or form) in the context of genre within Information Retrieval. In particular, how are these structured texts perceived and why are they not more heavily used within Information Retrieval & Search communities? The main motivation is to show the features in which people can exploit genre within Information Search & Retrieval, in particular, categorisation and search tasks. To do this, it was vital to record and analyse how and why this was done during typical tasks. The literature review highlighted two previous studies (Toms & Campbell 1999a; Watt 2009) which have reported pilot studies consisting of genre categorisation and information searching. Both studies and other findings within the literature review inspired the work contained within this thesis. Genre is notoriously hard to define, but a very useful framework of Purpose and Form, developed by Yates & Orlikowski (1992), was utilised to design two user studies for the research reported within the thesis. The two studies consisted of, first, a categorisation task (e-mails), and second, a set of six simulated situations in Wikipedia, both of which collected quantitative data from eye tracking experiments as well as qualitative user data. The results of both studies showed the extent to which the participants utilised the form features of the stimuli presented, in particular, how these were used, which ocular behaviours (skimming or scanning) and actual features were used, and which were the most important. The main contributions to research made by this thesis were, first of all, that the task-based user evaluations employing simulated search scenarios revealed how and why users make decisions while interacting with the textual features of structure and layout within a discourse community, and, secondly, an extensive evaluation of the quantitative data revealed the features that were used by the participants in the user studies and the effects of the interpretation of genre in the search and categorisation process as well as the perceptual processes used in the various communities. This will be of benefit for the re-development of information systems. As far as is known, this is the first detailed and systematic investigation into the types of features, value of form, perception of features, and layout of genre using eye tracking in online communities, such as Wikipedia

An examination of telework and the physical impacts on community and regional development

In this research, the practice of teleworking and the related physical impacts on communities and regions is examined. Telework is a relatively new form of work that substitutes information technology for travel to a regular place of work. As a result, there are potentially significant physical impacts on spatial development patterns, land use relationships, transportation systems, and environmental quality. This study first addresses the larger context of the telework phenomenon by characterizing the macroeconomic shift to an Information Economy. The body of the research focuses on home-based telecommuting and telecenter-based telecommuting, which are the two most prevalent forms of telework. In the United States, the current number of teleworkers is estimated at 20 million people, and long-term projections forecast a steady rate of adoption. The major forces facilitating the adoption of telework are identified and discussed. The findings regarding the physical impacts indicate a reduction in the number of commute trips and miles traveled, which result in lower auto emissions and potential reductions in traffic congestion. The indirect effects of telecommuting are latent demand for travel and an increased potential for dispersed development patterns. Future impacts of telework will largely be dictated by the frequency of telework activity among the growing population teleworkers projected, and the interplay of existing development factors which have generally led to the decentralization of metropolitan areas

Steps towards adaptive situation and context-aware access: a contribution to the extension of access control mechanisms within pervasive information systems

L'évolution des systèmes pervasives a ouvert de nouveaux horizons aux systèmes d'information classiques qui ont intégré des nouvelles technologies et des services qui assurent la transparence d'accès aux resources d'information à n'importe quand, n'importe où et n'importe comment. En même temps, cette évolution a relevé des nouveaux défis à la sécurité de données et à la modélisation du contrôle d'accès. Afin de confronter ces challenges, differents travaux de recherche se sont dirigés vers l'extension des modèles de contrôles d'accès (en particulier le modèle RBAC) afin de prendre en compte la sensibilité au contexte dans le processus de prise de décision. Mais la liaison d'une décision d'accès aux contraintes contextuelles dynamiques d'un utilisateur mobile va non seulement ajouter plus de complexité au processus de prise de décision mais pourra aussi augmenter les possibilités de refus d'accès. Sachant que l'accessibilité est un élément clé dans les systèmes pervasifs et prenant en compte l'importance d'assurer l'accéssibilité en situations du temps réel, nombreux travaux de recherche ont proposé d'appliquer des mécanismes flexibles de contrôle d'accès avec des solutions parfois extrêmes qui depassent les frontières de sécurité telle que l'option de "Bris-de-Glace". Dans cette thèse, nous introduisons une solution modérée qui se positionne entre la rigidité des modèles de contrôle d'accès et la flexibilité qui expose des risques appliquées pendant des situations du temps réel. Notre contribution comprend deux volets : au niveau de conception, nous proposons PS-RBAC - un modèle RBAC sensible au contexte et à la situation. Le modèle réalise des attributions des permissions adaptatives et de solution de rechange à base de prise de décision basée sur la similarité face à une situation importanteÀ la phase d'exécution, nous introduisons PSQRS - un système de réécriture des requêtes sensible au contexte et à la situation et qui confronte les refus d'accès en reformulant la requête XACML de l'utilisateur et en lui proposant une liste des resources alternatives similaires qu'il peut accéder. L'objectif est de fournir un niveau de sécurité adaptative qui répond aux besoins de l'utilisateur tout en prenant en compte son rôle, ses contraintes contextuelles (localisation, réseau, dispositif, etc.) et sa situation. Notre proposition a été validé dans trois domaines d'application qui sont riches des contextes pervasifs et des scénarii du temps réel: (i) les Équipes Mobiles Gériatriques, (ii) les systèmes avioniques et (iii) les systèmes de vidéo surveillance.The evolution of pervasive computing has opened new horizons to classical information systems by integrating new technologies and services that enable seamless access to information sources at anytime, anyhow and anywhere. Meanwhile this evolution has opened new threats to information security and new challenges to access control modeling. In order to meet these challenges, many research works went towards extending traditional access control models (especially the RBAC model) in order to add context awareness within the decision-making process. Meanwhile, tying access decisions to the dynamic contextual constraints of mobile users would not only add more complexity to decision-making but could also increase the possibilities of access denial. Knowing that accessibility is a key feature for pervasive systems and taking into account the importance of providing access within real-time situations, many research works have proposed applying flexible access control mechanisms with sometimes extreme solutions that depass security boundaries such as the Break-Glass option. In this thesis, we introduce a moderate solution that stands between the rigidity of access control models and the riskful flexibility applied during real-time situations. Our contribution is twofold: on the design phase, we propose PS-RBAC - a Pervasive Situation-aware RBAC model that realizes adaptive permission assignments and alternative-based decision-making based on similarity when facing an important situation. On the implementation phase, we introduce PSQRS - a Pervasive Situation-aware Query Rewriting System architecture that confronts access denials by reformulating the user's XACML access request and proposing to him a list of alternative similar solutions that he can access. The objective is to provide a level of adaptive security that would meet the user needs while taking into consideration his role, contextual constraints (location, network, device, etc.) and his situation. Our proposal has been validated in three application domains that are rich in pervasive contexts and real-time scenarios: (i) Mobile Geriatric Teams, (ii) Avionic Systems and (iii) Video Surveillance Systems

Enterprise modelling framework for dynamic and complex business environment: socio-technical systems perspective

The modern business environment is characterised by dynamism and ambiguity. The causes include global economic change, rapid change requirements, shortened development life cycles and the increasing complexity of information technology and information systems (IT/IS). However, enterprises have been seen as socio-technical systems. The dynamic complex business environment cannot be understood without intensive modelling and simulation. Nevertheless, there is no single description of reality, which has been seen as relative to its context and point of view. Human perception is considered an important determinant for the subjectivist view of reality. Many scholars working in the socio-technical systems and enterprise modelling domains have conceived the holistic sociotechnical systems analysis and design possible using a limited number of procedural and modelling approaches. For instance, the ETHICS and Human-centred design approaches of socio-technical analysis and design, goal-oriented and process-oriented modelling of enterprise modelling perspectives, and the Zachman and DoDAF enterprise architecture frameworks all have limitations that can be improved upon, which have been significantly explained in this thesis. [Continues.

Laying the Groundwork for Court Reform - A Report of the Mississippi Bar\u27s Commission on Courts in the 21st Century - Discussion Draft

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