A Comparison of CP-OFDM, PCC-OFDM and UFMC for 5G Uplink Communications

Polynomial-cancellation-coded orthogonal frequency division multiplexing (PCC-OFDM) is a form of OFDM that has waveforms which are very well localized in both the time and frequency domains and so it is ideally suited for use in the 5G network. This paper analyzes the performance of PCC-OFDM in the uplink of a multiuser system using orthogonal frequency division multiple access (OFDMA) and compares it with conventional cyclic prefix OFDM (CP-OFDM), and universal filtered multicarrier (UFMC). PCC-OFDM is shown to be much less sensitive than either CP-OFDM or UFMC to time and frequency offsets. For a given constellation size, PCC-OFDM in additive white Gaussian noise (AWGN) requires 3dB lower signal-to-noise ratio (SNR) for a given bit-error-rate, and the SNR advantage of PCC-OFDM increases rapidly when there are timing and/or frequency offsets. For PCC-OFDM no frequency guard band is required between different OFDMA users. PCC-OFDM is completely compatible with CP-OFDM and adds negligible complexity and latency, as it uses a simple mapping of data onto pairs of subcarriers at the transmitter, and a simple weighting-and-adding of pairs of subcarriers at the receiver. The weighting and adding step, which has been omitted in some of the literature, is shown to contribute substantially to the SNR advantage of PCC-OFDM. A disadvantage of PCC-OFDM (without overlapping) is the potential reduction in spectral efficiency because subcarriers are modulated in pairs, but this reduction is more than regained because no guard band or cyclic prefix is required and because, for a given channel, larger constellations can be used

Block-windowed burst OFDM: A high-efficiency multicarrier technique

A block-windowed burst orthogonal frequency division multiplexing (OFDM) technique which is a multicarrier technique with power spectral density similar to the filtered OFDM approach, since it also employs smoother, non-rectangular windows, is presented. However, it does not need a cyclic prefix, which means the overall power and spectral efficiencies are higher. An appropriate receiver for typical time-dispersive channels, allowing 2 dB of gain relatively conventional OFDM schemes is also presented

Efficient Fast-Convolution-Based Waveform Processing for 5G Physical Layer

This paper investigates the application of fast-convolution (FC) filtering schemes for flexible and effective waveform generation and processing in the fifth generation (5G) systems. FC-based filtering is presented as a generic multimode waveform processing engine while, following the progress of 5G new radio standardization in the Third-Generation Partnership Project, the main focus is on efficient generation and processing of subband-filtered cyclic prefix orthogonal frequency-division multiplexing (CP-OFDM) signals. First, a matrix model for analyzing FC filter processing responses is presented and used for designing optimized multiplexing of filtered groups of CP-OFDM physical resource blocks (PRBs) in a spectrally well-localized manner, i.e., with narrow guardbands. Subband filtering is able to suppress interference leakage between adjacent subbands, thus supporting independent waveform parametrization and different numerologies for different groups of PRBs, as well as asynchronous multiuser operation in uplink. These are central ingredients in the 5G waveform developments, particularly at sub-6-GHz bands. The FC filter optimization criterion is passband error vector magnitude minimization subject to a given subband band-limitation constraint. Optimized designs with different guardband widths, PRB group sizes, and essential design parameters are compared in terms of interference levels and implementation complexity. Finally, extensive coded 5G radio link simulation results are presented to compare the proposed approach with other subband-filtered CP-OFDM schemes and time-domain windowing methods, considering cases with different numerologies or asynchronous transmissions in adjacent subbands. Also the feasibility of using independent transmitter and receiver processing for CP-OFDM spectrum control is demonstrated

Cyclic prefix-based universal filtered multicarrier system and performance analysis

Recently proposed universal filtered multicarrier (UFMC) system is not an orthogonal system in multipath channel environments and might cause significant performance loss. In this paper, the authors propose a cyclic prefix (CP) based UFMC system and first analyze the conditions for interference-free one-tap equalization in the absence of transceiver imperfections. Then the corresponding signal model and output signal-to-noise ratio expression are derived. In the presence of carrier frequency offset, timing offset, and insufficient CP length, the authors establish an analytical system model as a summation of desired signal, intersymbol interference, intercarrier interference, and noise. New channel equalization algorithms are proposed based on the derived analytical signal model. Numerical results show that the derived model matches the simulation results precisely, and the proposed equalization algorithms improve the UFMC system performance in terms of bit error rate

OFDM-based schemes for next generation wireless systems

The purpose of this study is to investigate two candidate waveforms for next generation wireless systems, filtered Orthogonal Frequency Division Multiplexing (f-OFDM) and Unified Filtered Multi-Carrier (UFMC). The evaluation is done based on the power spectral density analysis of the signal and performance measurements in synchronous and asynchronous transmission. In f-OFDM we implement a soft truncated filter with length 1/3 of OFDM symbol. In UFMC we use the Dolph-Chebyshev filter, limited to the length of zero padding (ZP). The simulation results demonstrates that both waveforms have a better spectral behaviour compared with conventional OFDM. However, the induced inter-symbol interference (ISI) caused by the filter in f-OFDM, and the inter-carrier interference (ICI) induced in UFMC due to cyclic prefix (CP) reduction , should be kept under control. In addition, in a synchronous transmission case with ideal parameters, f-OFDM and UFMC appear to have similar performance with OFDM. When carrier frequency offset (CFO) is imposed in the transmission, UFMC outperforms OFDM and f-OFDM

Intersymbol and Intercarrier Interference in OFDM Transmissions through Highly Dispersive Channels

This work quantifies, for the first time, intersymbol and intercarrier interferences induced by very dispersive channels in OFDM systems. The resulting achievable data rate for \wam{suboptimal} OFDM transmissions is derived based on the computation of signal-to-interference-plus-noise ratio for arbitrary length finite duration channel impulse responses. Simulation results point to significant differences between data rates obtained via conventional formulations, for which interferences are supposed to be limited to two or three blocks, versus the data rates considering the actual channel dispersion

An Efficient Spectral Leakage Filtering for IEEE 802.11af in TV White Space

Orthogonal frequency division multiplexing (OFDM) has been widely adopted for modern wireless standards and become a key enabling technology for cognitive radios. However, one of its main drawbacks is significant spectral leakage due to the accumulation of multiple sinc-shaped subcarriers. In this paper, we present a novel pulse shaping scheme for efficient spectral leakage suppression in OFDM based physical layer of IEEE 802.11af standard. With conventional pulse shaping filters such as a raised-cosine filter, vestigial symmetry can be used to reduce spectral leakage very effectively. However, these pulse shaping filters require long guard interval, i.e., cyclic prefix in an OFDM system, to avoid inter-symbol interference (ISI), resulting in a loss of spectral efficiency. The proposed pulse shaping method based on asymmetric pulse shaping achieves better spectral leakage suppression and decreases ISI caused by filtering as compared to conventional pulse shaping filters

MIMO precoding for filter bank modulation systems based on PSVD

In this paper we consider the design of a linearly precoded MIMO transceiver based on filter bank (FB) modulation for transmission over broadband frequency selective fading channels. The modulation FB is capable of lowering the channel dispersion at sub-channel level. Nevertheless, the sub-channels experience some level of inter-symbol interference. Therefore, the pre-coder and the equalizer are designed exploiting the polynomial singular value decomposition (PSVD). In particular, we consider two types of FB system. The first system deploys maximal frequency confined pulses and it is referred to as filtered multitone (FMT) modulation, while the second uses maximal time confined pulses with rectangular impulse response, i.e., it corresponds to the conventional orthogonal frequency division multiplexing (OFDM) system. We compare the performance of the considered systems in terms of capacity over typical WLAN channels, showing that PSVD precoding with FMT can outperform the performance of precoded OFDM in the two-bytwo antenna case especially for moderate to low SNRs