Biometric presentation attack detection: beyond the visible spectrum

The increased need for unattended authentication in multiple scenarios has motivated a wide deployment of biometric systems in the last few years. This has in turn led to the disclosure of security concerns specifically related to biometric systems. Among them, presentation attacks (PAs, i.e., attempts to log into the system with a fake biometric characteristic or presentation attack instrument) pose a severe threat to the security of the system: any person could eventually fabricate or order a gummy finger or face mask to impersonate someone else. In this context, we present a novel fingerprint presentation attack detection (PAD) scheme based on i) a new capture device able to acquire images within the short wave infrared (SWIR) spectrum, and i i) an in-depth analysis of several state-of-theart techniques based on both handcrafted and deep learning features. The approach is evaluated on a database comprising over 4700 samples, stemming from 562 different subjects and 35 different presentation attack instrument (PAI) species. The results show the soundness of the proposed approach with a detection equal error rate (D-EER) as low as 1.35% even in a realistic scenario where five different PAI species are considered only for testing purposes (i.e., unknown attacks

Does complimentary information from multispectral imaging improve face presentation attack detection?

Presentation Attack Detection (PAD) has been extensively studied, particularly in the visible spectrum. With the advancement of sensing technology beyond the visible range, multispectral imaging has gained significant attention in this direction. We present PAD based on multispectral images constructed for eight different presentation artifacts resulted from three different artifact species. In this work, we introduce Face Presentation Attack Multispectral (FPAMS) database to demonstrate the significance of employing multispectral imaging. The goal of this work is to study complementary information that can be combined in two different ways (image fusion and score fusion) from multispectral imaging to improve the face PAD. The experimental evaluation results present an extensive qualitative analysis of 61650 sample multispectral images collected for bonafide and artifacts. The PAD based on the score fusion and image fusion method presents superior performance, demonstrating the significance of employing multispectral imaging to detect presentation artifacts.Comment: Accepted in International IEEE Applied Sensing Conference (IEEE APSCON) 202

An Extensive Review on Spectral Imaging in Biometric Systems: Challenges and Advancements

Spectral imaging has recently gained traction for face recognition in biometric systems. We investigate the merits of spectral imaging for face recognition and the current challenges that hamper the widespread deployment of spectral sensors for face recognition. The reliability of conventional face recognition systems operating in the visible range is compromised by illumination changes, pose variations and spoof attacks. Recent works have reaped the benefits of spectral imaging to counter these limitations in surveillance activities (defence, airport security checks, etc.). However, the implementation of this technology for biometrics, is still in its infancy due to multiple reasons. We present an overview of the existing work in the domain of spectral imaging for face recognition, different types of modalities and their assessment, availability of public databases for sake of reproducible research as well as evaluation of algorithms, and recent advancements in the field, such as, the use of deep learning-based methods for recognizing faces from spectral images

Análise de propriedades intrínsecas e extrínsecas de amostras biométricas para detecção de ataques de apresentação

Orientadores: Anderson de Rezende Rocha, Hélio PedriniTese (doutorado) - Universidade Estadual de Campinas, Instituto de ComputaçãoResumo: Os recentes avanços nas áreas de pesquisa em biometria, forense e segurança da informação trouxeram importantes melhorias na eficácia dos sistemas de reconhecimento biométricos. No entanto, um desafio ainda em aberto é a vulnerabilidade de tais sistemas contra ataques de apresentação, nos quais os usuários impostores criam amostras sintéticas, a partir das informações biométricas originais de um usuário legítimo, e as apresentam ao sensor de aquisição procurando se autenticar como um usuário válido. Dependendo da modalidade biométrica, os tipos de ataque variam de acordo com o tipo de material usado para construir as amostras sintéticas. Por exemplo, em biometria facial, uma tentativa de ataque é caracterizada quando um usuário impostor apresenta ao sensor de aquisição uma fotografia, um vídeo digital ou uma máscara 3D com as informações faciais de um usuário-alvo. Em sistemas de biometria baseados em íris, os ataques de apresentação podem ser realizados com fotografias impressas ou com lentes de contato contendo os padrões de íris de um usuário-alvo ou mesmo padrões de textura sintéticas. Nos sistemas biométricos de impressão digital, os usuários impostores podem enganar o sensor biométrico usando réplicas dos padrões de impressão digital construídas com materiais sintéticos, como látex, massa de modelar, silicone, entre outros. Esta pesquisa teve como objetivo o desenvolvimento de soluções para detecção de ataques de apresentação considerando os sistemas biométricos faciais, de íris e de impressão digital. As linhas de investigação apresentadas nesta tese incluem o desenvolvimento de representações baseadas nas informações espaciais, temporais e espectrais da assinatura de ruído; em propriedades intrínsecas das amostras biométricas (e.g., mapas de albedo, de reflectância e de profundidade) e em técnicas de aprendizagem supervisionada de características. Os principais resultados e contribuições apresentadas nesta tese incluem: a criação de um grande conjunto de dados publicamente disponível contendo aproximadamente 17K videos de simulações de ataques de apresentações e de acessos genuínos em um sistema biométrico facial, os quais foram coletados com a autorização do Comitê de Ética em Pesquisa da Unicamp; o desenvolvimento de novas abordagens para modelagem e análise de propriedades extrínsecas das amostras biométricas relacionadas aos artefatos que são adicionados durante a fabricação das amostras sintéticas e sua captura pelo sensor de aquisição, cujos resultados de desempenho foram superiores a diversos métodos propostos na literature que se utilizam de métodos tradicionais de análise de images (e.g., análise de textura); a investigação de uma abordagem baseada na análise de propriedades intrínsecas das faces, estimadas a partir da informação de sombras presentes em sua superfície; e, por fim, a investigação de diferentes abordagens baseadas em redes neurais convolucionais para o aprendizado automático de características relacionadas ao nosso problema, cujos resultados foram superiores ou competitivos aos métodos considerados estado da arte para as diferentes modalidades biométricas consideradas nesta tese. A pesquisa também considerou o projeto de eficientes redes neurais com arquiteturas rasas capazes de aprender características relacionadas ao nosso problema a partir de pequenos conjuntos de dados disponíveis para o desenvolvimento e a avaliação de soluções para a detecção de ataques de apresentaçãoAbstract: Recent advances in biometrics, information forensics, and security have improved the recognition effectiveness of biometric systems. However, an ever-growing challenge is the vulnerability of such systems against presentation attacks, in which impostor users create synthetic samples from the original biometric information of a legitimate user and show them to the acquisition sensor seeking to authenticate themselves as legitimate users. Depending on the trait used by the biometric authentication, the attack types vary with the type of material used to build the synthetic samples. For instance, in facial biometric systems, an attempted attack is characterized by the type of material the impostor uses such as a photograph, a digital video, or a 3D mask with the facial information of a target user. In iris-based biometrics, presentation attacks can be accomplished with printout photographs or with contact lenses containing the iris patterns of a target user or even synthetic texture patterns. In fingerprint biometric systems, impostor users can deceive the authentication process using replicas of the fingerprint patterns built with synthetic materials such as latex, play-doh, silicone, among others. This research aimed at developing presentation attack detection (PAD) solutions whose objective is to detect attempted attacks considering different attack types, in each modality. The lines of investigation presented in this thesis aimed at devising and developing representations based on spatial, temporal and spectral information from noise signature, intrinsic properties of the biometric data (e.g., albedo, reflectance, and depth maps), and supervised feature learning techniques, taking into account different testing scenarios including cross-sensor, intra-, and inter-dataset scenarios. The main findings and contributions presented in this thesis include: the creation of a large and publicly available benchmark containing 17K videos of presentation attacks and bona-fide presentations simulations in a facial biometric system, whose collect were formally authorized by the Research Ethics Committee at Unicamp; the development of novel approaches to modeling and analysis of extrinsic properties of biometric samples related to artifacts added during the manufacturing of the synthetic samples and their capture by the acquisition sensor, whose results were superior to several approaches published in the literature that use traditional methods for image analysis (e.g., texture-based analysis); the investigation of an approach based on the analysis of intrinsic properties of faces, estimated from the information of shadows present on their surface; and the investigation of different approaches to automatically learning representations related to our problem, whose results were superior or competitive to state-of-the-art methods for the biometric modalities considered in this thesis. We also considered in this research the design of efficient neural networks with shallow architectures capable of learning characteristics related to our problem from small sets of data available to develop and evaluate PAD solutionsDoutoradoCiência da ComputaçãoDoutor em Ciência da Computação140069/2016-0 CNPq, 142110/2017-5CAPESCNP

Fusion-based Few-Shot Morphing Attack Detection and Fingerprinting

The vulnerability of face recognition systems to morphing attacks has posed a serious security threat due to the wide adoption of face biometrics in the real world. Most existing morphing attack detection (MAD) methods require a large amount of training data and have only been tested on a few predefined attack models. The lack of good generalization properties, especially in view of the growing interest in developing novel morphing attacks, is a critical limitation with existing MAD research. To address this issue, we propose to extend MAD from supervised learning to few-shot learning and from binary detection to multiclass fingerprinting in this paper. Our technical contributions include: 1) We propose a fusion-based few-shot learning (FSL) method to learn discriminative features that can generalize to unseen morphing attack types from predefined presentation attacks; 2) The proposed FSL based on the fusion of the PRNU model and Noiseprint network is extended from binary MAD to multiclass morphing attack fingerprinting (MAF). 3) We have collected a large-scale database, which contains five face datasets and eight different morphing algorithms, to benchmark the proposed few-shot MAF (FS-MAF) method. Extensive experimental results show the outstanding performance of our fusion-based FS-MAF. The code and data will be publicly available at https://github.com/nz0001na/mad maf

Face Anti-Spoofing by Learning Polarization Cues in a Real-World Scenario

Face anti-spoofing is the key to preventing security breaches in biometric recognition applications. Existing software-based and hardware-based face liveness detection methods are effective in constrained environments or designated datasets only. Deep learning method using RGB and infrared images demands a large amount of training data for new attacks. In this paper, we present a face anti-spoofing method in a real-world scenario by automatic learning the physical characteristics in polarization images of a real face compared to a deceptive attack. A computational framework is developed to extract and classify the unique face features using convolutional neural networks and SVM together. Our real-time polarized face anti-spoofing (PAAS) detection method uses a on-chip integrated polarization imaging sensor with optimized processing algorithms. Extensive experiments demonstrate the advantages of the PAAS technique to counter diverse face spoofing attacks (print, replay, mask) in uncontrolled indoor and outdoor conditions by learning polarized face images of 33 people. A four-directional polarized face image dataset is released to inspire future applications within biometric anti-spoofing field.Comment: 14pages,8figure

Vulnerability assessment in the use of biometrics in unsupervised environments

Mención Internacional en el título de doctorIn the last few decades, we have witnessed a large-scale deployment of biometric systems in different life applications replacing the traditional recognition methods such as passwords and tokens. We approached a time where we use biometric systems in our daily life. On a personal scale, the authentication to our electronic devices (smartphones, tablets, laptops, etc.) utilizes biometric characteristics to provide access permission. Moreover, we access our bank accounts, perform various types of payments and transactions using the biometric sensors integrated into our devices. On the other hand, different organizations, companies, and institutions use biometric-based solutions for access control. On the national scale, police authorities and border control measures use biometric recognition devices for individual identification and verification purposes. Therefore, biometric systems are relied upon to provide a secured recognition where only the genuine user can be recognized as being himself. Moreover, the biometric system should ensure that an individual cannot be identified as someone else. In the literature, there are a surprising number of experiments that show the possibility of stealing someone’s biometric characteristics and use it to create an artificial biometric trait that can be used by an attacker to claim the identity of the genuine user. There were also real cases of people who successfully fooled the biometric recognition system in airports and smartphones [1]–[3]. That urges the necessity to investigate the potential threats and propose countermeasures that ensure high levels of security and user convenience. Consequently, performing security evaluations is vital to identify: (1) the security flaws in biometric systems, (2) the possible threats that may target the defined flaws, and (3) measurements that describe the technical competence of the biometric system security. Identifying the system vulnerabilities leads to proposing adequate security solutions that assist in achieving higher integrity. This thesis aims to investigate the vulnerability of fingerprint modality to presentation attacks in unsupervised environments, then implement mechanisms to detect those attacks and avoid the misuse of the system. To achieve these objectives, the thesis is carried out in the following three phases. In the first phase, the generic biometric system scheme is studied by analyzing the vulnerable points with special attention to the vulnerability to presentation attacks. The study reviews the literature in presentation attack and the corresponding solutions, i.e. presentation attack detection mechanisms, for six biometric modalities: fingerprint, face, iris, vascular, handwritten signature, and voice. Moreover, it provides a new taxonomy for presentation attack detection mechanisms. The proposed taxonomy helps to comprehend the issue of presentation attacks and how the literature tried to address it. The taxonomy represents a starting point to initialize new investigations that propose novel presentation attack detection mechanisms. In the second phase, an evaluation methodology is developed from two sources: (1) the ISO/IEC 30107 standard, and (2) the Common Evaluation Methodology by the Common Criteria. The developed methodology characterizes two main aspects of the presentation attack detection mechanism: (1) the resistance of the mechanism to presentation attacks, and (2) the corresponding threat of the studied attack. The first part is conducted by showing the mechanism's technical capabilities and how it influences the security and ease-of-use of the biometric system. The second part is done by performing a vulnerability assessment considering all the factors that affect the attack potential. Finally, a data collection is carried out, including 7128 fingerprint videos of bona fide and attack presentation. The data is collected using two sensing technologies, two presentation scenarios, and considering seven attack species. The database is used to develop dynamic presentation attack detection mechanisms that exploit the fingerprint spatio-temporal features. In the final phase, a set of novel presentation attack detection mechanisms is developed exploiting the dynamic features caused by the natural fingerprint phenomena such as perspiration and elasticity. The evaluation results show an efficient capability to detect attacks where, in some configurations, the mechanisms are capable of eliminating some attack species and mitigating the rest of the species while keeping the user convenience at a high level.En las últimas décadas, hemos asistido a un despliegue a gran escala de los sistemas biométricos en diferentes aplicaciones de la vida cotidiana, sustituyendo a los métodos de reconocimiento tradicionales, como las contraseñas y los tokens. Actualmente los sistemas biométricos ya forman parte de nuestra vida cotidiana: es habitual emplear estos sistemas para que nos proporcionen acceso a nuestros dispositivos electrónicos (teléfonos inteligentes, tabletas, ordenadores portátiles, etc.) usando nuestras características biométricas. Además, accedemos a nuestras cuentas bancarias, realizamos diversos tipos de pagos y transacciones utilizando los sensores biométricos integrados en nuestros dispositivos. Por otra parte, diferentes organizaciones, empresas e instituciones utilizan soluciones basadas en la biometría para el control de acceso. A escala nacional, las autoridades policiales y de control fronterizo utilizan dispositivos de reconocimiento biométrico con fines de identificación y verificación individual. Por lo tanto, en todas estas aplicaciones se confía en que los sistemas biométricos proporcionen un reconocimiento seguro en el que solo el usuario genuino pueda ser reconocido como tal. Además, el sistema biométrico debe garantizar que un individuo no pueda ser identificado como otra persona. En el estado del arte, hay un número sorprendente de experimentos que muestran la posibilidad de robar las características biométricas de alguien, y utilizarlas para crear un rasgo biométrico artificial que puede ser utilizado por un atacante con el fin de reclamar la identidad del usuario genuino. También se han dado casos reales de personas que lograron engañar al sistema de reconocimiento biométrico en aeropuertos y teléfonos inteligentes [1]–[3]. Esto hace que sea necesario investigar estas posibles amenazas y proponer contramedidas que garanticen altos niveles de seguridad y comodidad para el usuario. En consecuencia, es vital la realización de evaluaciones de seguridad para identificar (1) los fallos de seguridad de los sistemas biométricos, (2) las posibles amenazas que pueden explotar estos fallos, y (3) las medidas que aumentan la seguridad del sistema biométrico reduciendo estas amenazas. La identificación de las vulnerabilidades del sistema lleva a proponer soluciones de seguridad adecuadas que ayuden a conseguir una mayor integridad. Esta tesis tiene como objetivo investigar la vulnerabilidad en los sistemas de modalidad de huella dactilar a los ataques de presentación en entornos no supervisados, para luego implementar mecanismos que permitan detectar dichos ataques y evitar el mal uso del sistema. Para lograr estos objetivos, la tesis se desarrolla en las siguientes tres fases. En la primera fase, se estudia el esquema del sistema biométrico genérico analizando sus puntos vulnerables con especial atención a los ataques de presentación. El estudio revisa la literatura sobre ataques de presentación y las soluciones correspondientes, es decir, los mecanismos de detección de ataques de presentación, para seis modalidades biométricas: huella dactilar, rostro, iris, vascular, firma manuscrita y voz. Además, se proporciona una nueva taxonomía para los mecanismos de detección de ataques de presentación. La taxonomía propuesta ayuda a comprender el problema de los ataques de presentación y la forma en que la literatura ha tratado de abordarlo. Esta taxonomía presenta un punto de partida para iniciar nuevas investigaciones que propongan novedosos mecanismos de detección de ataques de presentación. En la segunda fase, se desarrolla una metodología de evaluación a partir de dos fuentes: (1) la norma ISO/IEC 30107, y (2) Common Evaluation Methodology por el Common Criteria. La metodología desarrollada considera dos aspectos importantes del mecanismo de detección de ataques de presentación (1) la resistencia del mecanismo a los ataques de presentación, y (2) la correspondiente amenaza del ataque estudiado. Para el primer punto, se han de señalar las capacidades técnicas del mecanismo y cómo influyen en la seguridad y la facilidad de uso del sistema biométrico. Para el segundo aspecto se debe llevar a cabo una evaluación de la vulnerabilidad, teniendo en cuenta todos los factores que afectan al potencial de ataque. Por último, siguiendo esta metodología, se lleva a cabo una recogida de datos que incluye 7128 vídeos de huellas dactilares genuinas y de presentación de ataques. Los datos se recogen utilizando dos tecnologías de sensor, dos escenarios de presentación y considerando siete tipos de instrumentos de ataque. La base de datos se utiliza para desarrollar y evaluar mecanismos dinámicos de detección de ataques de presentación que explotan las características espacio-temporales de las huellas dactilares. En la fase final, se desarrolla un conjunto de mecanismos novedosos de detección de ataques de presentación que explotan las características dinámicas causadas por los fenómenos naturales de las huellas dactilares, como la transpiración y la elasticidad. Los resultados de la evaluación muestran una capacidad eficiente de detección de ataques en la que, en algunas configuraciones, los mecanismos son capaces de eliminar completamente algunos tipos de instrumentos de ataque y mitigar el resto de los tipos manteniendo la comodidad del usuario en un nivel alto.Programa de Doctorado en Ingeniería Eléctrica, Electrónica y Automática por la Universidad Carlos III de MadridPresidente: Cristina Conde Vila.- Secretario: Mariano López García.- Vocal: Farzin Derav