The COST 259 Directional Channel Model Part II: Macrocells

Abstract — This paper describes the attributes of the COST 259 directional channel model that are applicable for use in the design and implementation of macrocellular mobile and portable radio systems and associated technology. Special care has been taken to model all propagation mechanisms that are currently understood to contribute to the characteristics of practical macrocellular channels and confirm that large scale, small scale, and directional characteristics of implemented models are realistic through their comparison with available measured data. The model that is described makes full use of previously published work, as well as incorporating some new results. It is considered that its implementation should contribute to a tool that can be used for simulations and comparison of different aspects of a large variety of wireless communication systems, including those that exploit the spatial aspects of radio channels, as, for example, through the use of adaptive antenna systems. Index Terms — Direction of arrival, mobile radio channel, smart antenna. I

Geometry-based Radio Channel Characterization and Modeling: Parameterization, Implementation and Validation

The propagation channel determines the fundamental basis of wireless communications, as well as the actual performance of practical systems. Therefore, having good channel models is a prerequisite for developing the next generation wireless systems. This thesis first investigates one of the main channel model building blocks, namely clusters. To understand the concept of clusters and channel characterization precisely, a measurement based ray launching tool has been implemented (Paper I). Clusters and their physical interpretation are studied by using the implemented ray launching tool (Paper II). Also, this thesis studies the COST 2100 channel model, which is a geometry-based channel model using the concept of clusters. A complete parameter set for the outdoor sub-urban scenario is extracted and validated for the COST 2100 channel model (Paper III). This thesis offers valuable insights on multi-link channel modeling, where it will be widely used in the next generation wireless systems (Paper IV and Paper V). In addition, positioning and localization by using the phase information of multi-path components, which are estimated and tracked from the radio channels, are investigated in this thesis (Paper VI). Clusters are extensively used in geometry-based stochastic channel models, such as the COST 2100 and WINNER II channel models. In order to gain a better understanding of the properties of clusters, thus the characteristics of wireless channels, a measurement based ray launching tool has been implemented for outdoor scenarios in Paper I. With this ray launching tool, we visualize the most likely propagation paths together with the measured channel and a detail floor plan of the measured environment. The measurement based ray launching tool offers valuable insights of the interacting physical scatterers of the propagation paths and provides a good interpretation of propagation paths. It shows significant advantages for further channel analysis and modeling, e.g., multi-link channel modeling. \par The properties of clusters depend on how clusters are identified. Generally speaking, there are two kinds of clusters: parameter based clusters are characterized with the parameters of the associated multi-path components; physical clusters are determined based on the interacting physical scatterers of the multi-path components. It is still an open issue on how the physical clusters behave compared to the parameter based clusters and therefore we analyze this in more detail in Paper II. In addition, based on the concept of physical clusters, we extract modeling parameters for the COST 2100 channel model with sub-urban and urban micro-cell measurements. Further, we validate these parameters with the current COST 2100 channel model MATLAB implementation. The COST 2100 channel model is one of the best candidates for the next generation wireless systems. Researchers have made efforts to extract the parameters in an indoor scenario, but the parameterization of outdoor scenarios is missing. Paper III fills this blank, where, first, cluster parameters and cluster time-variant properties are obtained from the 300~MHz measurements by using a joint clustering and tracking algorithm. Parameterization of the COST 2100 channel model for single-link outdoor MIMO communication at 300~MHz is conducted in Paper III. In addition, validation of the channel model is performed for the considered scenario by comparing simulated and measured delay spreads, spatial correlations, singular value distributions and antenna correlations. Channel modeling for multi-link MIMO systems plays an important role for the developing of the next generation wireless systems. In general, it is essential to capture the correlations between multi-link as well as their correlation statistics. In Paper IV, correlation between large-scale parameters for a macro cell scenario at 2.6 GHz has been analyzed. It has been found that the parameters of different links can be correlated even if the base stations are far away from each other. When both base stations were in the same direction compared to the movement, the large-scale parameters of the different links had a tendency to be positively correlated, but slightly negatively correlated when the base stations were located in different directions compared to the movement of the mobile terminal. Paper IV focuses more on multi-site investigations, and paper V gives valuable insights for multi-user scenarios. In the COST 2100 channel model, common clusters are proposed for multi-link channel modeling. Therefore, shared scatterers among the different links are investigated in paper V, which reflects the physical existence of common clusters. We observe that, as the MS separation distance is increasing, the number of common clusters is decreasing and the cross-correlation between multiple links is decreasing as well. Multi-link MIMO simulations are also performed using the COST 2100 channel model and the parameters of the extracted common clusters are detailed in paper V. It has been demonstrated that the common clusters can represent multi-link properties well with respect to inter-link correlation and sum rate capacity. Positioning has attracted a lot of attention both in the industry and academia during the past decades. In Paper VI, positioning with accuracy down to centimeters has been demonstrated, where the phase information of multi-path components from the measured channels is used. First of all, an extended Kalman filter is implemented to process the channel data, and the phases of a number of MPCs are tracked. The tracked phases are converted into relative distance measures. Position estimates are obtained with a method based on so called structure-of-motion. In Paper VI, circular movements have been successfully tracked with a root-mean-square error around 4 cm when using a bandwidth of 40 MHz. It has been demonstrated that phase based positioning is a promising technique for positioning with accuracy down to centimeters when using a standard cellular bandwidth. In summary, this thesis has made efforts for the implementation of the COST 2100 channel model, including providing model parameters and validating such parameters, investigating multi-link channel properties, and suggesting implementations of the channel model. The thesis also has made contributions to the tools and algorithms that can be used for general channel characterizations, i.e., clustering algorithm, ray launching tool, EKF algorithm. In addition, this thesis work is the first to propose a practical positioning method by utilizing the distance estimated from the phases of the tracked multi-path components and showed a preliminary and promising result

Analysis of Channel Measurements Using a Very Large Antenna Array

Accurate wireless channel models are crucial to simulate the effect of radio wave propagation in a channel on wireless communication systems. By calculating physical processing effects that signal undergoes while traveling from transmitter to the receiver, channel models help to analyze performance of wireless systems. State of the art channel model such as WINNER and COST 2100 are able to model the characteristics of conventional MIMO (Multiple-Input Multiple-Output) systems (where moderate number of antennas is used at the two sides of the link) with sufficient accuracy. However, model extensions are needed for the current models in order to be able to capture new propagation characteristics result from having massive number of antenna elements at one or both ends of the communication link. In this thesis work, a measurement campaign is performed using very large antenna array (about 7.5m long) in order to study key propagation characteristics for massive MIMO. The channel measurements are performed using two frequency bands (2.6 GHz and 5.1 GHz), vertical and horizontal antenna polarizations, directional and omni-directional antennas. Effect of aforementioned setup parameters on cluster delay and angle spreads, power slope and shadowing, number of clusters and their observation lengths are studied in this work. Also correlation among estimated cluster parameters is presented. It was observed, that antenna polarization does not have significant effect on estimated cluster parameters. On the other hand, some estimated parameters like delay and angle spread, shadowing achieve higher values using 2.6 GHz band. Impact of antenna directivity was not very significant. Results of this thesis work are important while implementing extension for cluster-based COST 2100 channel model for massive MIMO case

Characterization of Single- and Multi-antenna Wireless Channels

The wireless propagation channel significantly influences the received signal, so that it needs to be modeled effectively. Extensive measurements and analysis are required for investigating the validity of theoretical models and postulating new models based on measurements. Such measurements, analysis, and modeling are the topic of this thesis. The focus of the included contributions are Multiple-Input Multiple-Output (MIMO) propagation channels and radio channels for sensor network applications. Paper I presents results from one of the first MIMO measurements for a double-directional characterization of the outdoor-to-indoor wireless propagation channel. Such channels are of interest for both cellular and wireless LAN applications. We discuss physical aspects of building penetration, and also provide statistics of angle and delay spreads in the channel. The paper also investigates the coupling between DOD and DOA and the two spectra are found to have non-negligible dependence. We test the applicability of three analytical channel models that make different assumptions on the coupling between DODs and DOAs. Our results indicate that analytical models, that impose fewer restrictions on the DOD to DOA coupling, should be used preferrably over models such as the Kronecker model that have more restrictive assumptions. Paper II presents a cluster-based analysis of the outdoor-to-indoor MIMO measurements analyzed in Paper I. A subset of parameters of the COST 273 channel model, a generic model for MIMO propagation channels, are characterized for the outdoor-to-indoor scenario. MPC parameters are extracted at each measured location using a high-resolution algorithm and clusters of MPCs are identified with an automated clustering approach. In particular, the adopted clustering approach requires that all MPC parameters must be similar in order for the MPCs to form a cluster. A statistical analysis of the identified clusters is performed for both the intra- and inter-cluster properties. Paper III analyzes the spatial fading distribution for a range of canonical sensor deployment scenarios. The presented results are relevant to communicating within, and between, clusters of nodes. Contrary to the widely accepted assumption in published literature that the channel is AWGN at a small-enough distance, our measurements indicate that values of the Rice factor do not, in general, increase monotonically as the Tx-Rx distance is reduced. A probability mixture model is presented, with distance dependent parameters, to account for the distance dependent variations of the Rice factor. A simulation model that includes small- and large-scale fading effects is presented. According to the modeling approach, a sensor node placed anywhere within the spatial extent of a small-scale region will experience the channel statistics applicable to that region. Paper IV presents results characterizing a radio channel for outdoor short-range sensor networks. A number of antennas are placed on the ground in an open area and time-variation of the channel is induced by a person moving in the vicinity of the nodes. The channel statistics of both the LOS path and the overall narrowband signal are non-stationary. We investigate the stationarity interval length to be used for small-scale analysis. Our analysis of the various measured links shows that the Rx signal strength is significantly influenced by a moving person only when the person blocks the LOS path. We present a generic approach for modeling the LOS blockage, and also model the time-variant Doppler spectrum of the channel's scattered components

Experimental statistical channel modelling for advanced wireless communication systems in indoor environments

Draadloze communicatiesystemen voor mobiele telefonie en draadloos internet zijn onmisbaar geworden in het dagelijkse leven. De grootste troef van draadloze communicatie over bedrade communicatie is de toegenomen mobiliteit. Draadloze communicatie heeft evenwel ook één groot nadeel, namelijk de onzekerheid over de kwaliteit van de link tussen zender en ontvanger. Waar bedrade communicatie een doorgedreven ontwerp van het kanaal tussen zender en ontvanger (d.i. de kabel) toelaat, is het ontwerp van het draadloze kanaal (d.i. de omgeving) bijna onmogelijk. Desondanks kunnen wel modellen van de propagatie van draadloze signalen opgesteld worden voor verschillende types omgevingen. Deze modellen laten toe om de betrouwbaarheid en de performantie van een draadloze link in te schatten. Modellering van draadloze propagatie voor indooromgevingen is het algemeen onderwerp van dit proefschrift. De propagatiemodellering in dit proefschrift betreft drie types indooromgevingen, nl. industriële en kantooromgevingen, en de omgeving binnen in een voertuig. De modellering bestaat uit statistische modellen gebaseerd op veldmetingen in deze omgevingen. Verschillende parameters van draadloze signalen worden onderzocht, zoals de variabiliteit van het signaalvermogen met de afstand en in de tijd, het signaalbereik, de dispersie in het tijdsdomein, de dispersie in het spatiaal domein en het vermogensverlies bij propagatie van buiten naar binnen een voertuig

Analysis of the sum rate for massive MIMO using 10 GHz measurements

Orientador: Gustavo FraidenraichTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: Este trabalho apresenta um conjunto de contribuições para caracterização e modelagem de canais reais de rádio abordando aspectos relacionados com as condições favoráveis de propagação para sistemas massive MIMO. Discutiremos como caracterizar canais de rádio em um ambiente real, processamento de dados e análise das condições favoráveis de propagação. Em uma segunda parte, focamos na determinação teórica de alguns aspectos da tecnologia de massive MIMO utilizando propriedades de distribuições matriciais Wishart. Inicialmente, apresentamos uma contribuição sobre a aplicação do algoritmo ESPRIT, para estimar parâmetros de um conjunto de dados multidimensional. Obtivemos dados por varredura em frequência de um Analisador Vetorial de Rede e os adaptamos para o algoritmo ESPRIT. Mostramos como remover a influência do ganho de padrão de antenas e como utilizar um gerador de modelo de canal baseado nas medidas reais de canal de rádio. As medidas foram feitas na frequência de 10.1 GHz com largura de faixa de 500 MHz. Utilizando um gerador de modelo de canal, fomos além do universo das simulações por distribuições Gaussianas. Introduzimos o conceito de propagação favorável e analisamos condições de linha-de-visada usando arranjos lineares uniformes e arranjos retangulares uniformes de antena. Como novidade da pesquisa, mostramos os benefícios de explorar um número extra de graus de liberdade devido à escolha dos formatos de arranjo de antenas e ao aumento do número de elementos. Esta propriedade é observada ao analisarmos a distribuição dos autovalores de matrizes Gramianas. Em seguida, estendemos o mesmo raciocínio para as matrizes de canal geradas a partir de informações reais e verificamos se as propriedades ainda permaneceriam válidas. Na segunda parte deste trabalho, incluímos mais de uma antena no terminal móvel e calculamos a probabilidade de indisponibilidade para várias configurações de antenas e número arbitrário de usuários. Esboçamos inicialmente a formulação para a informação mútua e, em seguida, calculamos os resultados exatos em uma situação com dois usuários e duas antenas, tanto na estação base (EB) como nos terminais de usuário(TU). Visto que as formulações para a derivação exata dos casos com mais antenas e mais usuários mostrou-se muito intrincada, propusemos uma aproximação Gaussiana para simplificar o problema. Esta aproximação foi validada por simulações Monte Carlo para diferentes relações sinal/ruídoAbstract: This thesis presents a set of contributions for channel modeling and characterization of real radio channels delineating aspects related with the favorable propagation for massive MIMO systems. We will discuss about how to proceed for characterizing radio channels in an real environment , data processing, and analysis of favorable conditions. In a second part, we focused on determination of some theoretical aspects of the Massive MIMO technology using properties of Wishart distribution matrices. We initially present a contribution on the application of ESPRIT algorithm for estimating a multidimensional set of measured data. We have obtained data by frequency sweep carried out by a vector network analyzer(VNA) and adapted it to fit in the ESPRIT algorithm. We show how to remove antenna pattern gain using virtual antenna arrays and how to use a channel model generator based on radio channel measurements of real environments. The measurements were conducted at the frequency of 10.1 GHz and 500 MHz bandwidth. By using a channel model generator, we have explored beyond the simulation of Gaussian Distributions. We will introduce the concept of favorable propagation and analyze the line-of-sight conditions using ULA and URA array shapes. As a research novelty, we will show the benefits of exploiting an extra degree of freedom due to the choice of the antenna shapes and amount of antenna elements. We observe these properties through the distribution of the Gramian Matrices. Next, we extend the same rationale to channel matrices generated from real channels and we verify that the properties are still valid. In a second part of the research work, we included more than one antenna in the mobile terminals and calculated the outage probability for several antenna configurations and arbitrary number users. We introduce a formulation for mutual information and then we calculate exact results in a case with two users with two antennas in both Base Station (BS) and User Terminals (UT). Since the formulations to the exact derivation for cases with more antennas and users seems to be intricate, we propose a Gaussian approximation solution to simplify the problem. We validated this approximation with Monte Carlo simulations for different signal-to-noise ratiosDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia Elétrica248416/2013-8CNPQCAPE

Towards low-cost gigabit wireless systems at 60 GHz

The world-wide availability of the huge amount of license-free spectral space in the 60 GHz band provides wide room for gigabit-per-second (Gb/s) wireless applications. A commercial (read: low-cost) 60-GHz transceiver will, however, provide limited system performance due to the stringent link budget and the substantial RF imperfections. The work presented in this thesis is intended to support the design of low-cost 60-GHz transceivers for Gb/s transmission over short distances (a few meters). Typical applications are the transfer of high-definition streaming video and high-speed download. The presented work comprises research into the characteristics of typical 60-GHz channels, the evaluation of the transmission quality as well as the development of suitable baseband algorithms. This can be summarized as follows. In the first part, the characteristics of the wave propagation at 60 GHz are charted out by means of channel measurements and ray-tracing simulations for both narrow-beam and omni-directional configurations. Both line-of-sight (LOS) and non-line-of-sight (NLOS) are considered. This study reveals that antennas that produce a narrow beam can be used to boost the received power by tens of dBs when compared with omnidirectional configurations. Meanwhile, the time-domain dispersion of the channel is reduced to the order of nanoseconds, which facilitates Gb/s data transmission over 60-GHz channels considerably. Besides the execution of measurements and simulations, the influence of antenna radiation patterns is analyzed theoretically. It is indicated to what extent the signal-to-noise ratio, Rician-K factor and channel dispersion are improved by application of narrow-beam antennas and to what extent these parameters will be influenced by beam pointing errors. From both experimental and analytical work it can be concluded that the problem of the stringent link-budget can be solved effectively by application of beam-steering techniques. The second part treats wideband transmission methods and relevant baseband algorithms. The considered schemes include orthogonal frequency division multiplexing (OFDM), multi-carrier code division multiple access (MC-CDMA) and single carrier with frequency-domain equalization (SC-FDE), which are promising candidates for Gb/s wireless transmission. In particular, the optimal linear equalization in the frei quency domain and associated implementation issues such as synchronization and channel estimation are examined. Bit error rate (BER) expressions are derived to evaluate the transmission performance. Besides the linear equalization techniques, a low-complexity inter-symbol interference cancellation technique is proposed to achieve much better performance of code-spreading systems such as MC-CDMA and SC-FDE. Both theoretical analysis and simulations demonstrate that the proposed scheme offers great advantages as regards both complexity and performance. This makes it particularly suitable for 60-GHz applications in multipath environments. The third part treats the influence of quantization and RF imperfections on the considered transmission methods in the context of 60-GHz radios. First, expressions for the BER are derived and the influence of nonlinear distortions caused by the digital-to-analog converters, analog-to-digital converters and power amplifiers on the BER performance is examined. Next, the BER performance under the influence of phase noise and IQ imbalance is evaluated for the case that digital compensation techniques are applied in the receiver as well as for the case that such techniques are not applied. Finally, a baseline design of a low-cost Gb/s 60-GHz transceiver is presented. It is shown that, by application of beam-steering in combination with SC-FDE without advanced channel coding, a data rate in the order of 2 Gb/s can be achieved over a distance of 10 meters in a typical NLOS indoor scenario

60 GHz Wireless Propagation Channels: Characterization, Modeling and Evaluation

To be able to connect wirelessly to the internet is nowadays a part of everyday life and the number of wireless devices accessing wireless networks worldwide are increasing rapidly. However, with the increasing number of wireless devices and applications and the amount available bandwidth, spectrum shortage is an issue. A promising way to increase the amount of available spectrum is to utilize frequency bands in the mm-wave range of 30-300 GHz that previously have not been used for typical consumer applications. The 60 GHz band has been pointed out as a good candidate for short range, high data rate communications, as the amount of available bandwidth is at least 5 GHz worldwide, with most countries having 7 GHz of bandwidth available in this band. This large bandwidth is expected to allow for wireless communication with bit rates up to 7 Gbit/s, which can be compared to the typical WLAN systems of today that typically provide bit rates up to 0.6 Gbit/s. However, the performance of any wireless system is highly dependent on the properties and characteristics of the wireless propagation channel. This thesis focuses on indoor short range wireless propagation channels in the 60 GHz band and contains a collection of papers that characterizes, models and evaluates different aspects that are directly related to the propagation channel properties. Paper I investigates the directional properties of the indoor 60 GHz wireless radio channel based on a set of indoor measurements in a conference room. In the paper, the signal pathways and propagation mechanisms for the strongest paths are identified. The results show that first and second order interactions account for the major contribution of the received power. The results also show that finer structures, such as ceiling lamps, can be significant interacting objects. Paper II presents a cluster-based double-directional channel model for 60 GHz indoor multiple-input multiple-output (MIMO) systems. This paper is a direct continuation of the results in paper I. The model supports arbitrary antenna elements and array configurations and is validated against measurement data. The validation shows that the channel model is able to efficiently reproduce the statistical properties of the measured channels. The presented channel model is also compared with the 60 GHz channel models developed for the industry standards IEEE802.15.3c and IEEE802.11ad. Paper III characterizes the effect of shadowing due to humans and other objects. Measurements of the shadowing gain for human legs, metallic sheets, as well as metallic and plastic cylinders are presented. It is shown that the shadowing gain of these objects are fairly similar and that the shadowing due to the metal cylinder can be determined based on the geometrical theory of diffraction. Next, the shadowing due to a water-filled human body phantom is compared with the shadowing due to real humans. The results show that the water-filled phantom has shadowing properties similar to those of humans and is therefore suitable for use in 60 GHz human body shadowing measurements. Paper IV presents a novel way of estimating the cluster decay and fading. Previously, the cluster decay has usually been determined by performing a simple linear regression, without considering the effects of the noise floor and cluster fading. The paper presents an estimation method which takes these effects into account and jointly estimates both the cluster decay and cluster fading. It is shown that this estimation method can greatly improve the estimated parameters. Paper V evaluates the capacity improvement capability of spatial multiplexing and beamforming techniques for 60 GHz systems in an indoor environment. In this paper, beamforming refers to conventional gain focusing in the direction of the strongest propagation path. The paper uses a capacity metric that only depends on the multi-path richness of the propagation channel and the antenna aperture size. In the paper, it is shown that, when the link budget is limited due to electrically small antennas and long Tx-Rx separation distances, beamforming approximates the capacity of spatial multiplexing. However, spatial multiplexing is a worthwhile option when Rx SNR is favorable and a higher peak data rate is required. Paper VI describes different methods for the clustering of wireless multi-path components. In the literature, the clustering method that is predominantly used is the K-means algorithm, or a power-weighted version of K-means, called K-power means. In this paper, we point out that K-means is a special case of a Gaussian mixture model (GMM). The paper presents a clustering method based on a GMM. This method is able to handle arbitrary cluster spreads in the different dimensions better than the K-means algorithm. A power-weighted version of the GMM is also presented. In addition to this, a mixture model based on asymmetric Laplace distributions is also presented, with and without power-weighting. Paper VII is based on channel measurements in a small and a large room, where the Tx and Rx arrays have dual polarized elements. Using these measurements, the cross-polarization ratio (XPR) of the multi-path components are characterized. This gives valuable information on how the MPCs are affected by the propagation channel. A statistical description of the XPR is also needed for the development of a propagation channel model that supports polarization. The paper also investigates the eigenvalue spreads for single and dual polarized elements. Furthermore, the measurements include LOS and NLOS measurement, where the NLOS scenarios include water-filled human presented in paper III. The results show that the capacity can be greatly improved if dual-polarized elements are used, and that the XPR values are in general higher compared to lower frequencies