Waveform Design for 5G and Beyond

5G is envisioned to improve major key performance indicators (KPIs), such as peak data rate, spectral efficiency, power consumption, complexity, connection density, latency, and mobility. This chapter aims to provide a complete picture of the ongoing 5G waveform discussions and overviews the major candidates. It provides a brief description of the waveform and reveals the 5G use cases and waveform design requirements. The chapter presents the main features of cyclic prefix-orthogonal frequency-division multiplexing (CP-OFDM) that is deployed in 4G LTE systems. CP-OFDM is the baseline of the 5G waveform discussions since the performance of a new waveform is usually compared with it. The chapter examines the essential characteristics of the major waveform candidates along with the related advantages and disadvantages. It summarizes and compares the key features of different waveforms.Comment: 22 pages, 21 figures, 2 tables; accepted version (The URL for the final version: https://onlinelibrary.wiley.com/doi/abs/10.1002/9781119333142.ch2

Efficient Fast-Convolution-Based Waveform Processing for 5G Physical Layer

This paper investigates the application of fast-convolution (FC) filtering schemes for flexible and effective waveform generation and processing in the fifth generation (5G) systems. FC-based filtering is presented as a generic multimode waveform processing engine while, following the progress of 5G new radio standardization in the Third-Generation Partnership Project, the main focus is on efficient generation and processing of subband-filtered cyclic prefix orthogonal frequency-division multiplexing (CP-OFDM) signals. First, a matrix model for analyzing FC filter processing responses is presented and used for designing optimized multiplexing of filtered groups of CP-OFDM physical resource blocks (PRBs) in a spectrally well-localized manner, i.e., with narrow guardbands. Subband filtering is able to suppress interference leakage between adjacent subbands, thus supporting independent waveform parametrization and different numerologies for different groups of PRBs, as well as asynchronous multiuser operation in uplink. These are central ingredients in the 5G waveform developments, particularly at sub-6-GHz bands. The FC filter optimization criterion is passband error vector magnitude minimization subject to a given subband band-limitation constraint. Optimized designs with different guardband widths, PRB group sizes, and essential design parameters are compared in terms of interference levels and implementation complexity. Finally, extensive coded 5G radio link simulation results are presented to compare the proposed approach with other subband-filtered CP-OFDM schemes and time-domain windowing methods, considering cases with different numerologies or asynchronous transmissions in adjacent subbands. Also the feasibility of using independent transmitter and receiver processing for CP-OFDM spectrum control is demonstrated

Coherent Optical DFT-Spread OFDM

We consider application of the discrete Fourier transform-spread orthogonal frequency-division multiplexing (DFT-spread OFDM) technique to high-speed fiber optic communications. The DFT-spread OFDM is a form of single-carrier technique that possesses almost all advantages of the multicarrier OFDM technique (such as high spectral efficiency, flexible bandwidth allocation, low sampling rate and low-complexity equalization). In particular, we consider the optical DFT-spread OFDM system with polarization division multiplexing (PDM) that employs a tone-by-tone linear minimum mean square error (MMSE) equalizer. We show that such a system offers a much lower peak-to-average power ratio (PAPR) performance as well as better bit error rate (BER) performance compared with the optical OFDM system that employs amplitude clipping.Comment: This idea was originally submitted at Nov. 28th, 2009. After many times of rejection and resubmission, it was finally accepted by the journal of Advances in Optical Technologie

Modeling of Orthogonal Frequency Division Multiplexing (OFDM) for Transmission in Broadband Wireless Communications

Orthogonal Frequency Division Multiplexing (OFDM) is a multi carrier modulation technique that provides high bandwidth efficiency because the carriers are orthogonal to each other and multiple carriers share the data among themselves. The main advantage of this transmission technique is its robustness to channel fading in wireless communication environment. This paper investigates the effectiveness of OFDM and assesses its suitability as a modulation technique in wireless communications. Several of the main factors affecting the performance of a typical OFDM system are considered and they include multipath delay spread, channel noise, distortion (clipping), and timing requirements. The core processing block and performance analysis of the system is modeled usingMatlab

A survey on OFDM-based elastic core optical networking

Orthogonal frequency-division multiplexing (OFDM) is a modulation technology that has been widely adopted in many new and emerging broadband wireless and wireline communication systems. Due to its capability to transmit a high-speed data stream using multiple spectral-overlapped lower-speed subcarriers, OFDM technology offers superior advantages of high spectrum efficiency, robustness against inter-carrier and inter-symbol interference, adaptability to server channel conditions, etc. In recent years, there have been intensive studies on optical OFDM (O-OFDM) transmission technologies, and it is considered a promising technology for future ultra-high-speed optical transmission. Based on O-OFDM technology, a novel elastic optical network architecture with immense flexibility and scalability in spectrum allocation and data rate accommodation could be built to support diverse services and the rapid growth of Internet traffic in the future. In this paper, we present a comprehensive survey on OFDM-based elastic optical network technologies, including basic principles of OFDM, O-OFDM technologies, the architectures of OFDM-based elastic core optical networks, and related key enabling technologies. The main advantages and issues of OFDM-based elastic core optical networks that are under research are also discussed

Implementation of a Combined OFDM-Demodulation and WCDMA-Equalization Module

For a dual-mode baseband receiver for the OFDMWireless LAN andWCDMA standards, integration of the demodulation and equalization tasks on a dedicated hardware module has been investigated. For OFDM demodulation, an FFT algorithm based on cascaded twiddle factor decomposition has been selected. This type of algorithm combines high spatial and temporal regularity in the FFT data-flow graphs with a minimal number of computations. A frequency-domain algorithm based on a circulant channel approximation has been selected for WCDMA equalization. It has good performance, low hardware complexity and a low number of computations. Its main advantage is the reuse of the FFT kernel, which contributes to the integration of both tasks. The demodulation and equalization module has been described at the register transfer level with the in-house developed Arx language. The core of the module is a pipelined radix-23 butterfly combined with a complex multiplier and complex divider. The module has an area of 0.447 mm2 in 0.18 ¿m technology and a power consumption of 10.6 mW. The proposed module compares favorably with solutions reported in literature

Blind Receiver Design for OFDM Systems Over Doubly Selective Channels

We develop blind data detectors for orthogonal frequency-division multiplexing (OFDM) systems over doubly selective channels by exploiting both frequency-domain and time-domain correlations of the received signal. We thus derive two blind data detectors: a time-domain data detector and a frequency-domain data detector. We also contribute a reduced complexity, suboptimal version of a time-domain data detector that performs robustly when the normalized Doppler rate is less than 3%. Our frequency-domain data detector and suboptimal time-domain data detector both result in integer least-squares (LS) problems. We propose the use of the V-BLAST detector and the sphere decoder. The time-domain data detector is not limited to the Doppler rates less than 3%, but cannot be posed as an integer LS problem. Our solution is to develop an iterative algorithm that starts from the suboptimal time-domain data detector output. We also propose channel estimation and prediction algorithms using a polynomial expansion model, and these estimators work with data detectors (decision-directed mode) to reduce the complexity. The estimators for the channel statistics and the noise variance are derived using the likelihood function for the data. Our blind data detectors are fairly robust against the parameter mismatch

Performance analysis and optimization of DCT-based multicarrier system on frequency-selective fading channels

Regarded as one of the most promising transmission techniques for future wireless communications, the discrete cosine transform (DCT) based multicarrier modulation (MCM) system employs cosine basis as orthogonal functions for real-modulated symbols multiplexing, by which the minimum orthogonal frequency spacing can be reduced by half compared to discrete Fourier transform (DFT) based one. With a time-reversed pre-filter employed at the front of the receiver, interference-free one-tap equalization is achievable for the DCT-based systems. However, due to the correlated pre-filtering operation in time domain, the signal-to-noise ratio (SNR) is enhanced as a result at the output. This leads to reformulated detection criterion to compensate for such filtering effect, rendering minimum-mean-square-error (MMSE) and maximum likelihood (ML) detections applicable to the DCT-based multicarrier system. In this paper, following on the pre-filtering based DCT-MCM model that build in the literature work, we extend the overall system by considering both transceiver perfections and imperfections, where frequency offset, time offset and insufficient guard sequence are included. In the presence of those imperfection errors, the DCT-MCM systems are analysed in terms of desired signal power, inter-carrier interference (ICI) and inter-symbol interference (ISI). Thereafter, new detection algorithms based on zero forcing (ZF) iterative results are proposed to mitigate the imperfection effect. Numerical results show that the theoretical analysis match the simulation results, and the proposed iterative detection algorithms are able to improve the overall system performance significantly