Tracking and positioning using phase information from estimated multi-path components

High resolution radio based positioning and tracking is a key enabler for new or improved cellular services. In this work, we are aiming to track user movements with accuracy down to centimeters using standard cellular bandwidths of 20-40 MHz. The goal is achieved by using phase information from the multi-path components (MPCs) of the radio channels. First, an extended Kalman filter (EKF) is used to estimate and track the phase information of the MPCs. Each of the tracked MPCs can be seen as originating from a virtual transmitter at an unknown position. By using a time difference of arrival (TDOA) positioning algorithm based on a structure-of-motion approach and translating the tracked phase information into propagation distances, the user movements can be estimated with a standard deviation of the error of 4.0 cm. The paper should be viewed as a proof-of-principle and it is shown by measurements that phase based positioning can be a promising solution for movement tracking in cellular systems with extraordinary accuracy

Contributions to measurement-based dynamic MIMO channel modeling and propagation parameter estimation

Multiantenna (MIMO) transceivers are a key technology in emerging broadband wireless communication systems since they facilitate achieving the required high data rates and reliability. In order to develop and study the performance of MIMO systems, advanced channel modeling that captures also the spatial characteristics of the radio wave propagation is required. This thesis introduces several contributions in the area of measurement-based modeling of wireless MIMO propagation channels. Measurement based modeling provides realistic characterization of the space, time and frequency dependency of the physical layer for both MIMO transceiver design and network planning. The focus in this thesis is on modeling and parametric estimation of mobile MIMO radio propagation channels. First, an overview of MIMO channel modeling approaches is given. A hybrid model for characterizing the spatio-temporal structure of measured MIMO channels consisting of a superposition of double-directional, specular-like propagation paths, and a stochastic process describing the diffuse scattering is formulated. State-space modeling approach is introduced in order to capture the dynamic channel properties from mobile channel sounding measurements. Extended Kalman filter (EKF) is employed for the sequential estimation problem and also statistical hypothesis testing for adjusting the model order are introduced. Due to the improved dynamic model of the mobile radio channel, the EKF approach outperforms maximum likelihood (ML) based batch solutions both in terms of lower estimation error as well as computational complexity. Finally, tensor representation for modeling multidimensional MIMO channels is considered and a novel sequential unfolding SVD (SUSVD) tensor decomposition is introduced. The SUSVD is an orthogonal tensor decomposition having several important applications in signal processing. The advantages of applying the SUSVD instead of other well known tensor models such as parallel factorization and Tucker-models, are illustrated using application examples in channel sounding data processing

Cognitive radar network design and applications

PhD ThesisIn recent years, several emerging technologies in modern radar system design are attracting the attention of radar researchers and practitioners alike, noteworthy among which are multiple-input multiple-output (MIMO), ultra wideband (UWB) and joint communication-radar technologies. This thesis, in particular focuses upon a cognitive approach to design these modern radars. In the existing literature, these technologies have been implemented on a traditional platform in which the transmitter and receiver subsystems are discrete and do not exchange vital radar scene information. Although such radar architectures benefit from these mentioned technological advances, their performance remains sub-optimal due to the lack of exchange of dynamic radar scene information between the subsystems. Consequently, such systems are not capable to adapt their operational parameters “on the fly”, which is in accordance with the dynamic radar environment. This thesis explores the research gap of evaluating cognitive mechanisms, which could enable modern radars to adapt their operational parameters like waveform, power and spectrum by continually learning about the radar scene through constant interactions with the environment and exchanging this information between the radar transmitter and receiver. The cognitive feedback between the receiver and transmitter subsystems is the facilitator of intelligence for this type of architecture. In this thesis, the cognitive architecture is fused together with modern radar systems like MIMO, UWB and joint communication-radar designs to achieve significant performance improvement in terms of target parameter extraction. Specifically, in the context of MIMO radar, a novel cognitive waveform optimization approach has been developed which facilitates enhanced target signature extraction. In terms of UWB radar system design, a novel cognitive illumination and target tracking algorithm for target parameter extraction in indoor scenarios has been developed. A cognitive system architecture and waveform design algorithm has been proposed for joint communication-radar systems. This thesis also explores the development of cognitive dynamic systems that allows the fusion of cognitive radar and cognitive radio paradigms for optimal resources allocation in wireless networks. In summary, the thesis provides a theoretical framework for implementing cognitive mechanisms in modern radar system design. Through such a novel approach, intelligent illumination strategies could be devised, which enable the adaptation of radar operational modes in accordance with the target scene variations in real time. This leads to the development of radar systems which are better aware of their surroundings and are able to quickly adapt to the target scene variations in real time.Newcastle University, Newcastle upon Tyne: University of Greenwich

A Review of Indoor Millimeter Wave Device-based Localization and Device-free Sensing Technologies and Applications

The commercial availability of low-cost millimeter wave (mmWave) communication and radar devices is starting to improve the penetration of such technologies in consumer markets, paving the way for large-scale and dense deployments in fifth-generation (5G)-and-beyond as well as 6G networks. At the same time, pervasive mmWave access will enable device localization and device-free sensing with unprecedented accuracy, especially with respect to sub-6 GHz commercial-grade devices. This paper surveys the state of the art in device-based localization and device-free sensing using mmWave communication and radar devices, with a focus on indoor deployments. We first overview key concepts about mmWave signal propagation and system design. Then, we provide a detailed account of approaches and algorithms for localization and sensing enabled by mmWaves. We consider several dimensions in our analysis, including the main objectives, techniques, and performance of each work, whether each research reached some degree of implementation, and which hardware platforms were used for this purpose. We conclude by discussing that better algorithms for consumer-grade devices, data fusion methods for dense deployments, as well as an educated application of machine learning methods are promising, relevant and timely research directions.Comment: 43 pages, 13 figures. Accepted in IEEE Communications Surveys & Tutorials (IEEE COMST

Millimeter wave link configuration with hybrid MIMO architectures

The use of multiple antennas, widely known as MIMO technology, is a key feature to deploy mmWave communication systems enabling high-data-rate applications. With more than two decades of global experience in deploying Wi-Fi and cellular communication using sub-6 GHz frequency bands, simply repurposing these designs for mmWave bands would fail to account for additional propagation impairments and circuit design constraints at these higher frequencies. A solution to overcome the propagation challenges is the use of multiple directional communication beams, whereby proper alignment between transceivers provides sufficient link quality to enable reliable decoding of the transmitted data. In this dissertation, efficient link configuration solutions suitable for mmWave cellular communications are developed. To gain some insight into the achievable performance of mmWave systems, two broadband channel-estimation-based link configuration solutions are proposed for MIMO-OFDM systems, in which both the transmitter and receiver are assumed to be perfectly synchronized. The proposed solution exploits the spatially common sparsity in the mmWave channel and enables efficient acquisition of the CSI while allowing the use of multiple RF chains on both the transmitter and receiver sides. In a simplified scenario, the CRLB for the channel estimation problem is derived, and the proposed channel estimation algorithms are shown to both outperform prior work in communication performance and exhibit excellent estimation performance. Furthermore, the proposed algorithms are assessed in a more challenging scenario with realistic channel parameters, and it is shown that both near-optimal spectral efficiency and low BER can be attained with lower overhead and computational complexity than prior solutions. Next, the impact of imperfect CFO synchronization on the channel estimation problem is analyzed under a narrowband channel model. The CRLB for the estimation of the different unknown parameters involved in the problem is theoretically analyzed, and closed-form expressions are provided for the estimation of the different parameters. Under a joint estimation-theoretic and CS framework, a low-complexity multi-stage solution is proposed to estimate both the different unknown synchronization parameters and the large-dimensional mmWave MIMO channel. Different trade-offs between estimation, spectral efficiency, and overhead performance are exposed, and the proposed estimators are shown to be asymptotically optimal in the low SNR regime. The proposed solution is assessed under a channel model with several clusters and rays per cluster, and is shown to attain near-optimal spectral efficiency values in both the low and high SNR regimes. The computational complexity of the proposed solution is also analyzed, in which it is shown to achieve a marginal increase in computational complexity with respect to the solution proposed in the previous contribution. Finally, the impact of TO, CFO, and PN impairments on the channel estimation problem is analyzed under a broadband channel model. The problem of time-frequency synchronization under PN impairments is theoretically analyzed, and the proposed solutions to the synchronization problem are exploited to estimate the frequency-selective mmWave MIMO channel. The hybrid CRLB for the estimation of the different synchronization impairments is analyzed, and closed-form expressions leveraging the information coupling between the different impairments are provided. The previously proposed joint estimation-theoretic and CS framework is extended to frequency-selective scenarios, and two low-complexity multi-stage solutions are proposed to estimate both the different synchronization impairments and the large-dimensional mmWave MIMO channel. The first solution relies on a batch-processing LMMSE-based EM algorithm to estimate the different synchronization impairments, while the second solution uses a sequential-processing EKF-RTS-based EM algorithm, thereby reducing computational complexity. Thereafter, both the hybrid CRLB for the estimation of the equivalent beamformed complex channels and the estimates for these parameters are exploited to estimate the large-dimensional frequency-selective mmWave MIMO channel. Finally, a joint PN and data detection algorithm is proposed for data transmission under the 5G NR frame structure. The proposed solutions are evaluated using a 5G NR-based channel model, and different trade-offs between estimation performance, computational complexity, overhead, achievable spectral efficiency and BER are exposed, and comparisons with prior work are also provided. The results show that mmWave link configuration using hybrid MIMO architectures can be established with low overhead without assuming synchronization, even in the low SNR regime.Electrical and Computer Engineerin

Stochastic Signal Processing and Power Control for Wireless Communication Systems

This dissertation is concerned with dynamical modeling, estimation and identification of wireless channels from received signal measurements. Optimal power control algorithms, mobile location and velocity estimation methods are developed based on the proposed models. The ultimate performance limits of any communication system are determined by the channel it operates in. In this dissertation, we propose new stochastic wireless channel models which capture both the space and time variations of wireless systems. The proposed channel models are based on stochastic differential equations (SDEs) driven by Brownian motions. These models are more realistic than the time invariant models encountered in the literature which do not capture and track the time varying characteristics of the propagation environment. The statistics of the proposed models are shown to be time varying, and converge in steady state to their static counterparts. Cellular and ad hoc wireless channel models are developed. In urban propagation environment, the parameters of the channel models can be determined from approximating the band-limited Doppler power spectral density (DPSD) by rational transfer functions. However, since the DPSD is not available on-line, a filterbased expectation maximization algorithm and Kalman filter to estimate the channel parameters and states, respectively, are proposed. The algorithm is recursive allowing the inphase and quadrature components and parameters to be estimated on-line from received signal measurements. The algorithms are tested using experimental data, and the results demonstrate the method’s viability for both cellular and ad hoc networks. Power control increases system capacity and quality of communications, and reduces battery power consumption. A stochastic power control algorithm is developed using the so-called predictable power control strategies. An iterative distributed algorithm is then deduced using stochastic approximations. The latter only requires each mobile to know its received signal to interference ratio at the receiver