Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Adaptive Equalization and Capacity Analysis for Amplify-and-Forward Relays

Recent research has shown that multiple-input multiple-output (MIMO) systems provide high spectral efficiencies and error performance gains. However, the use of multiple antennas in mobile terminals may not be very practical. Certainly there is limited space and other implementation issues which make this a challenging problem. Therefore, to harness the diversity gains afforded by MIMO transmitter diversity techniques, while maintaining a minimal number of antennas on each handset, cooperative diversity techniques have been proposed. In addition, attention has also been given to combining wireless relaying systems with MIMO techniques to improve capacity, coverage, and obtain better diversity at the expense of increased node complexity. This thesis considers the design and analysis of cooperative diversity systems and MIMO amplify-and-forward relaying systems. In particular, we investigate adaptive time- and frequency-domain equalization techniques for cooperative diversity systems using space-time block codes (STBC). For MIMO relaying systems, we analyze the ergodic capacity of various systems and compare different amplify-and-forward methods in terms of system capacity performance. We propose a new block time-domain adaptive equalization structure for time reversal-space time block coding (TR-STBC) systems, which eliminates the separate decoder and also the need for explicit channel state information (CSI) estimation at the receiver. Our simulation results show that the time-domain adaptive block equalizer performs better than the frequency-domain counterpart but at the cost of increased complexity. Then, we extend this time-domain adaptive equalization scheme to distributed TR-STBC systems. We also develop a frequency-domain counterpart for the distributed systems. Our simulation results show that the adaptive algorithms work well for Protocols I and III proposed by Nabar et al. The time-domain adaptive algorithms perform better than the frequency-domain algorithms, and overall the Protocol I receivers outperform the Protocol III receivers. We also show that, if only the Protocol III receiver is used, it can be susceptible to noise amplification due to a weaker source-to-relay link compared to the relay-to-destination link. This problem can be mitigated by using the Protocol I receivers with some extra complexity but much superior diversity performance. We also present an ergodic capacity analysis of an amplify-and-forward (AF) MIMO two-hop system including the direct link and validate the analysis with simulations. We show that having the direct link improves the capacity due to diversity and quantify this improvement. We also present an ergodic capacity analysis of an AF MIMO two-hop, two relay system. Our results verify the capacity gain of relaying systems with two relays due to the extra diversity compared to a single relaying system. However, the results also show that when one of the source-to-relay links has a markedly higher SNR compared to the other, a single relay system has better capacity than a two relay system. Finally, we compare three types of relay amplification methods: a) average amplification, b) instantaneous channel amplification, and c) instantaneous power amplification. The instantaneous power amplification method has a higher mean capacity but with a higher variance. Also, it requires additional information at the destination and would create enormous overheads compared to the other methods. We also find that the instantaneous channel amplification method has almost no advantage in terms of the mean capacity but its capacity is less variable than the average amplification method. On the other hand, the average amplification method is simpler to implement as it does not require channel estimation at the relaying terminal

Physical layer network coding based communication systems in frequency selective channels

PhD ThesisThe demand for wireless communications is growing every day which requiresmore speed and bandwidth. In two way relay networks (TWRN), physical layer network coding (PLNC) was proposed to double the bandwidth. A TWRN is a system where two end users exchange data through a middle node called the relay. The two signals are allowed to be physically added before being broadcasted back to the end users. This system can work smoothly in flat fading channels, but can not be applied straightforward in frequency selective channels. In a multipath multi-tap FIR channel, the inter-symbol interference (ISI) spreads through several symbols. In this case, the symbols at the relay are not just an addition of the sent symbols but also some of the previous symbols from both sides. This not only causes a traditional PLNC to fail but also a simple one equalizer system will not solve the problem. Three main methods have been proposed by other researchers. The OFDM based PLNC is the simplest in terms of implementation and complexity but suffers from the disadvantages of the OFDMlike cyclic prefix overhead and frequency offset. The main disadvantage, however is the relatively low BER performance because it is restricted to linear equalizers in the PLNC system. Another approach is pre-filtering or pre-equalization. This method also has some disadvantages like complexity, sensitivity to channel variation and the need of a feedback channel for both end nodes. Finally, the maximum likelihood sequence detector was also proposed but is restricted to BPSK modulation and exponentially rising complexity are major drawbacks. The philosophy in this work is to avoid these disadvantages by using a time domain based system. The DFE is the equalizer of choice here because it provides a non-trivial BER performance improvement with very little increase in complexity. In this thesis, the problem of frequency selective channels in PLNC systems can be solved by properly adjusting the design of the system including the DFE. The other option is to redesign the equalizer to meet that goal. An AF DFE system is proposed in this work that provides very low complexity especially at the relay with little sensitivity to channel changes. A multi-antenna DNF DFE system is also proposed here with an improved performance. Finally, a new equalizer is designed for very low complexity and cost DNF approach with little sacrifice of BER performance. Matlab was used for the simulations with Monte Carlo method to verify the findings of this work through finding the BER performance of each system. This thesis opens the door for future improvement on the PLNC system. More research needs to be done like testing the proposed systems in real practical implementation and also the effect of adding channel coding to these systems.Iraqi Government, Ministry of Higher Educatio

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Advanced receivers for distributed cooperation in mobile ad hoc networks

Mobile ad hoc networks (MANETs) are rapidly deployable wireless communications systems, operating with minimal coordination in order to avoid spectral efficiency losses caused by overhead. Cooperative transmission schemes are attractive for MANETs, but the distributed nature of such protocols comes with an increased level of interference, whose impact is further amplified by the need to push the limits of energy and spectral efficiency. Hence, the impact of interference has to be mitigated through with the use PHY layer signal processing algorithms with reasonable computational complexity. Recent advances in iterative digital receiver design techniques exploit approximate Bayesian inference and derivative message passing techniques to improve the capabilities of well-established turbo detectors. In particular, expectation propagation (EP) is a flexible technique which offers attractive complexity-performance trade-offs in situations where conventional belief propagation is limited by computational complexity. Moreover, thanks to emerging techniques in deep learning, such iterative structures are cast into deep detection networks, where learning the algorithmic hyper-parameters further improves receiver performance. In this thesis, EP-based finite-impulse response decision feedback equalizers are designed, and they achieve significant improvements, especially in high spectral efficiency applications, over more conventional turbo-equalization techniques, while having the advantage of being asymptotically predictable. A framework for designing frequency-domain EP-based receivers is proposed, in order to obtain detection architectures with low computational complexity. This framework is theoretically and numerically analysed with a focus on channel equalization, and then it is also extended to handle detection for time-varying channels and multiple-antenna systems. The design of multiple-user detectors and the impact of channel estimation are also explored to understand the capabilities and limits of this framework. Finally, a finite-length performance prediction method is presented for carrying out link abstraction for the EP-based frequency domain equalizer. The impact of accurate physical layer modelling is evaluated in the context of cooperative broadcasting in tactical MANETs, thanks to a flexible MAC-level simulato

Single carrier frequency domain equalization and energy efficiency optimization for MIMO cognitive radio.

This dissertation studies two separate topics in wireless communication systems. One topic focuses on the Single Carrier Frequency Domain Equalization (SC-FDE), which is a promising technique to mitigate the multipath effect in the broadband wireless communication. Another topic targets on the energy efficiency optimization in a multiple input multiple output (MIMO) cognitive radio network. For SC-FDE, the conventional linear receivers suffer from the noise amplification in deep fading channel. To overcome this, a fractional spaced frequency domain (FSFD) receiver based on frequency domain oversampling (FDO) is proposed for SC-FDE to improve the performance of the linear receiver under deep fading channels. By properly designing the guard interval, a larger sized Discrete Fourier Transform (DFT) is equipped to oversample the received signal in frequency domain. Thus, the effect of frequency-selective fading can still be eliminated by a one-tap frequency domain filter. Two types of FSFD receivers are proposed based on the least square (LS) and minimum mean square error (MMSE) criterion. Both the semi-analytical analysis and simulation results are given to evaluate the performance of the proposed receivers. Another challenge in SC-FDE is the in-phase/quadrature phase (IQ) imbalance caused by unideal radio frequency (RF) front-end at the transmitter or the receiver. Most existing works in single carrier transmission employ linear compensation methods, such as LS and MMSE, to combat the interference caused by IQ imbalance. Actually, for single carrier transmissions, it is possible for the receivers to adopt advanced nonlinear compensation methods to improve the system performance under IQ imbalance. For such purpose, an iterative decision feedback receiver is proposed to compensate the IQ imbalance caused by unideal RF front-end in SC-FDE. Numerical results show that the proposed iterative IQ imbalance compensation can significantly improve the performance of SC-FDE system under IQ imbalance compared with the conventional linear method. For the energy efficiency optimization in the MIMO cognitive radio network, multiple secondary users (SUs) coexisting with a primary user (PU) adjust their antenna radiation patterns and power allocations to achieve energy-efficient transmission. The optimization problems are formulated to maximize the energy efficiency of a cognitive radio network in both distributed and centralized point of views. Also, constraints on the transmission power and the interference to PU are introduced to protect the PU’s transmission. In order to solve the non-convex optimization problems, convex relaxations are used to transform them into equivalent problems with better tractability. Then three optimization algorithms are proposed to find the energy-efficient transmission strategies. Simulation results show that the proposed energy-efficiency optimization algorithms outperform the existing algorithms