Advanced digital signal processing for coherent optical OFDM transmissions

Coherent optical orthogonal frequency division multiplexing (CO-OFDM) has been actively considered as a potential candidate for long-haul transmission and 400 Gb/s to 1 Tb/s Ethernet transport because of its high spectral efficiency, efficient implementation, flexibility and robustness against linear impairments such as chromatic dispersion and polarization mode dispersion. However, due to the long symbol duration and narrow subcarrier spacing, CO-OFDM systems are sensitive to laser phase noise and fibre nonlinearity induced penalties. As a result, the development of CO-OFDM transmission technology crucially relies on efficient techniques to compensate for the laser phase noise and fibre nonlinearity impairments. In this thesis, high performance and low complexity digital signal processing techniques for laser phase noise and fibre nonlinearity compensation in CO-OFDM transmissions are demonstrated. For laser phase noise compensation, three novel techniques, namely quasipilot-aided, decision-directed-free blind and multiplier-free blind are introduced. For fibre nonlinear compensation, two novel techniques which are referred to as phase conjugated pilots and phase conjugated subcarrier coding, are proposed. All these abovementioned digital signal processing techniques offer high performances and flexibilities while requiring relatively low complexities in comparison with other existing phase noise and nonlinear compensation techniques. As a result of the developments of these digital signal processing techniques, CO-OFDM technology is expected to play a significant role in future ultra-high capacity optical network. In addition, this thesis also presents preliminary study on nonlinear Fourier transform based transmission schemes in which OFDM is a highly suitable modulation format. The obtained result paves the way towards a truly flexible nonlinear wave-division multiplexing system that allows the current nonlinear transmission limitations to be exceeded

Digital Compensation of Transmission Impairments in Multi-Subcarrier Fiber Optic Transmission Systems

Time and again, fiber optic medium has proved to be the best means for transporting global data traffic which is following an exponential growth trajectory. Rapid development of high bandwidth applications since the past decade based on cloud, virtual reality, 5G and big data to name a few have resulted in a sudden surge of research activities across the globe to maximize effective utilization of available fiber bandwidth which until then was supporting low speed (< 10Gbps) services. To this end, higher order modulation formats together with multicarrier super channel based fiber optic transmission systems have proved to enhance spectral efficiency and achieve multi tera-bit per second bit rates. However, spectrally efficient systems are extremely sensitive to transmission impairments stemming from both optical devices and fiber itself. Therefore, such systems mandate the use of robust digital signal processing (DSP) to compensate and/or mitigate the undesired artifacts. The central theme of this research is to propose and validate few efficient DSP techniques to compensate specific impairments as delineated in the next three paragraphs. For short reach data center and passive optical network related applications which adopt direct detection, a single optical amplifier is generally used to meet the power budget requirements in order to achieve the desired receiver sensitivity or bit error ratio (BER). Semiconductor Optical Amplifier (SOA) with its small form factor is a low-cost power booster that can be designed to operate in any desired wavelength and more importantly can be integrated with other electro-optic components. However, saturated SOAs exhibit nonlinear amplification that introduce distortions on the amplified signal. Alongside SOA, the photodiode also introduces nonlinear mixing among the signal subcarriers in the form of Signal-Signal Beat Interference (SSBI). In this research, we study the impact of SOA nonlinearity on the effectiveness of SSBI compensation in a direct detection OFDM based transmission system. We experimentally demonstrate a digital compensation technique to undo the SOA nonlinearity effect by digitally backpropagating the received signal through a virtual SOA with inverse gain characteristics, thereby effectively eliminating the SSBI. With respect to transmission sources, laser technology has made some significant strides especially in the domain of multiwavelength sources such as quantum dot passive mode-locked laser (QD-PMLL) based optical frequency combs. In the present research work, we characterize the phase dynamics of comb lines from a QD-PMLL based on a novel multiheterodyne coherent detection technique. The inherently broad linewidth of comb lines which is on the order of tens of MHz make it difficult for conventional digital phase noise compensation algorithms to track the large phase noise especially for low baud rate subcarriers using higher cardinality modulation formats. In the context of multi-subcarrier, Nyquist pulse shaped, superchannel transmission system with coherent detection, we demonstrate through measurements and numerical simulations an efficient phase noise compensation technique called “Digital Mixing” that operates using a shared pilot tone exploiting mutual phase coherence among the comb lines. For QPSK and 16 QAM modulation formats, digital mixing provided significant improvement in BER performance in comparison to conventional phase tracking algorithms. Coherent solutions for regional and long haul systems make use of in-line optical amplifiers to compensate fiber loss. Ideally, distributed amplification based on stimulated Raman effect offers enhanced optical signal to noise ratios (OSNR) compared to lumped amplification using erbium doped fiber amplifiers and semiconductor optical amplifiers. However, this benefit of enhanced OSNRs in distributed Raman amplification is offset by the transfer of intensity noise of pump laser on to both signal’s phase and intensity, resulting in performance degradation. In this work, we propose and experimentally validate a practical pilot aided relative phase noise compensation technique for forward pumped distributed Raman amplified, digital subcarrier multiplexed coherent transmission systems

Advanced DSP Techniques for High-Capacity and Energy-Efficient Optical Fiber Communications

The rapid proliferation of the Internet has been driving communication networks closer and closer to their limits, while available bandwidth is disappearing due to an ever-increasing network load. Over the past decade, optical fiber communication technology has increased per fiber data rate from 10 Tb/s to exceeding 10 Pb/s. The major explosion came after the maturity of coherent detection and advanced digital signal processing (DSP). DSP has played a critical role in accommodating channel impairments mitigation, enabling advanced modulation formats for spectral efficiency transmission and realizing flexible bandwidth. This book aims to explore novel, advanced DSP techniques to enable multi-Tb/s/channel optical transmission to address pressing bandwidth and power-efficiency demands. It provides state-of-the-art advances and future perspectives of DSP as well

Tecnologias coerentes para redes ópticas flexíveis

Next-generation networks enable a broad range of innovative services with the best delivery by utilizing very dense wired/wireless networks. However, the development of future networks will require several breakthroughs in optical networks such as high-performance optical transceivers to support a very-high capacity optical network as well as optimization of the network concept, ensuring a dramatic reduction of the cost per bit. At the same time, all of the optical network segments (metro, access, long-haul) need new technology options to support high capacity, spectral efficiency and data-rate flexibility. Coherent detection offers an opportunity by providing very high sensitivity and supporting high spectral efficiency. Coherent technology can still be combined with polarization multiplexing. Despite the increased cost and complexity, the migration to dual-polarization coherent transceivers must be considered, as it enables to double the spectral efficiency. These dual-polarization systems require an additional digital signal processing (DSP) subsystem for polarization demultiplexing. This work seeks to provide and characterize cost-effective novel coherent transceivers for the development of new generation practical, flexible and high capacity transceivers for optical metro-access and data center interconnects. In this regard, different polarization demultiplexing (PolDemux) algorithms, as well as adaptive Stokes will be considered. Furthermore, low complexity and modulation format-agnostic DSP techniques based on adaptive Stokes PolDemux for flexible and customizable optical coherent systems will be proposed. On this subject, the performance of the adaptive Stokes algorithm in an ultra-dense wavelength division multiplexing (U-DWDM) system will be experimentally evaluated, in offline and real-time operations over a hybrid optical-wireless link. In addition, the efficiency of this PolDemux algorithm in a flexible optical metro link based on Nyquist pulse shaping U-DWDM system and hybrid optical signals will be assessed. Moreover, it is of great importance to find a transmission technology that enables to apply the Stokes PolDemux for long-haul transmission systems and data center interconnects. In this work, it is also proposed a solution based on the use of digital multi-subcarrier multiplexing, which improve the performance of long-haul optical systems, without increasing substantially, their complexity and cost.As redes de telecomunicações futuras permitirão uma ampla gama de serviços inovadores e com melhor desempenho. No entanto, o desenvolvimento das futuras redes implicará vários avanços nas redes de fibra ótica, como transcetores óticos de alto desempenho capazes de suportar ligações de muito elevada capacidade, e a otimização da estrutura da rede, permitindo uma redução drástica do custo por bit transportado. Simultaneamente, todos os segmentos de rede ótica (metropolitanas, acesso e longo alcance) necessitam de novas opções tecnológicas para suportar uma maior capacidade, maior eficiência espetral e flexibilidade. Neste contexto, a deteção coerente surge como uma oportunidade, fornecendo alta sensibilidade e elevada eficiência espetral. A tecnologia de deteção coerente pode ainda ser associada à multiplexação na polarização. Apesar de um potencial aumento ao nível do custo e da complexidade, a migração para transcetores coerentes de dupla polarização deve ser ponderada, pois permite duplicar a eficiência espetral. Esses sistemas de dupla polarização requerem um subsistema de processamento digital de sinal (DSP) adicional para desmultiplexagem da polarização. Este trabalho procura fornecer e caracterizar novos transcetores coerentes de baixo custo para o desenvolvimento de uma nova geração de transcetores mais práticos, flexíveis e de elevada capacidade, para interconexões óticas ao nível das futuras redes de acesso e metro. Assim, serão analisados diferentes algoritmos para a desmultiplexagem da polarização, incluindo uma abordagem adaptativa baseada no espaço de Stokes. Além disso, são propostas técnicas de DSP independentes do formato de modulação e de baixa complexidade baseadas na desmultiplexagem de Stokes adaptativa para sistemas óticos coerentes flexíveis. Neste contexto, o desempenho do algoritmo adaptativo de desmultiplexagem na polarização baseado no espaço de Stokes é avaliado experimentalmente num sistema U-DWDM, tanto em análises off-line como em tempo real, considerando um percurso ótico hibrido que combina um sistema de transmissão suportado por fibra e outro em espaço livre. Foi ainda analisada a eficiência do algoritmo de desmultiplexagem na polarização numa rede ótica de acesso flexível U-DWDM com formatação de pulso do tipo Nyquist. Neste trabalho foi ainda analisada a aplicação da técnica de desmultiplexagem na polarização baseada no espaço de Stokes para sistemas de longo alcance. Assim, foi proposta uma solução de aplicação baseada no uso da multiplexagem digital de múltiplas sub-portadoras, tendo-se demonstrado uma melhoria na eficiência do desempenho dos sistemas óticos de longo alcance, sem aumentar significativamente a respetiva complexidade e custo.Programa Doutoral em Engenharia Eletrotécnic