Historical forest biomass dynamics modelled with Landsat spectral trajectories

Acknowledgements National Forest Inventory data are available online, provided by Ministerio de Agricultura, Alimentación y Medio Ambiente (España). Landsat images are available online, provided by the USGS.Peer reviewedPostprin

Integrating Remote Sensing and Ecosystem Models for Terrestrial Vegetation Analysis: Phenology, Biomass, and Stand Age

Terrestrial vegetation plays an important role in global carbon cycling and climate change by assimilating carbon into biomass during the growing season and releasing it due to natural or anthropogenic disturbances. Remote sensing and ecosystem models can help us extend our studies of vegetation phenology, aboveground biomass, and disturbances from field sites to regional or global scales. Nonetheless, remote sensing-derived variables may differ in fundamental and important ways from ground measurements. With the growth of remote sensing as a key tool in geoscience research, comparisons to ground data and intercomparisons among satellite products are needed. Here I conduct three separate but related analyses and show promising comparisons of key ecosystem states and processes derived from remote sensing and theoretical modeling to those observed on the ground. First, I show that the Moderate Resolution Imaging Spectroradiometer (MODIS) greenup product is significantly correlated with the earliest ground phenology event for North America. Spring greenup indices from different satellites demonstrate similar variability along latitudes, but the number of ground phenology observations in summer, fall, and winter is too limited to interpret the remote sensing-derived phenology products. Second, I estimate aboveground biomass (AGB) for California and show that it agrees with inventory-based regional biomass assessments. In this approach, I present a new remote sensing-based approach for mapping live forest AGB based on a simple parametric model that combines high-resolution estimates of Leaf Area Index derived from Landsat and canopy maximum height from the space-borne Geoscience Laser Altimeter System (GLAS) sensor. Third, I built a theoretical model to estimate stand age in primary forests by coupling a carbon accumulation function to the probability density of disturbance occurrences, and then ran the model with satellite-derived AGB and net primary production. The validated remote sensing data, integrated with ecosystem models, are particularly useful for large-region vegetation research in areas with sparse field measurements, and will help us to explore the long-term vegetation dynamics

Airborne Lidar Sampling Strategies to Enhance Forest Aboveground Biomass Estimation from Landsat Imagery

Accurately estimating aboveground biomass (AGB) is important in many applications, including monitoring carbon stocks, investigating deforestation and forest degradation, and designing sustainable forest management strategies. Although lidar provides critical three-dimensional forest structure information for estimating AGB, acquiring comprehensive lidar coverage is often cost prohibitive. This research focused on developing a lidar sampling framework to support AGB estimation from Landsat images. Two sampling strategies, systematic and classification-based, were tested and compared. The proposed strategies were implemented over a temperate forest study site in northern New York State and the processes were then validated at a similar site located in central New York State. Our results demonstrated that while the inclusion of lidar data using systematic or classification-based sampling supports AGB estimation, the systematic sampling selection method was highly dependent on site conditions and had higher accuracy variability. Of the 12 systematic sampling plans, R-2 values ranged from 0.14 to 0.41 and plot root mean square error (RMSE) ranged from 84.2 to 93.9 Mg ha(-1). The classification-based sampling outperformed 75% of the systematic sampling strategies at the primary site with R-2 of 0.26 and RMSE of 70.1 Mg ha(-1). The classification-based lidar sampling strategy was relatively easy to apply and was readily transferable to a new study site. Adopting this method at the validation site, the classification-based sampling also worked effectively, with an R-2 of 0.40 and an RMSE of 108.2 Mg ha(-1) compared to the full lidar coverage model with an R-2 of 0.58 and an RMSE of 96.0 Mg ha(-1). This study evaluated different lidar sample selection methods to identify an efficient and effective approach to reduce the volume and cost of lidar acquisitions. The forest type classification-based sampling method described in this study could facilitate cost-effective lidar data collection in future studies

Forest Aboveground Biomass Estimation Using Multi-Source Remote Sensing Data in Temperate Forests

Forests are a crucial part of global ecosystems. Accurately estimating aboveground biomass (AGB) is important in many applications including monitoring carbon stocks, investigating forest degradation, and designing sustainable forest management strategies. Remote sensing techniques have proved to be a cost-effective way to estimate forest AGB with timely and repeated observations. This dissertation investigated the use of multiple remotely sensed datasets for forest AGB estimation in temperate forests. We compared the performance of Landsat and lidar data—individually and fused—for estimating AGB using multiple regression models (MLR), Random Forest (RF) and Geographically Weight Regression (GWR). Our approach showed MLR performed similarly to GWR and both were better than RF. Integration of lidar and Landsat inputs outperformed either data source alone. However, although lidar provides valuable three-dimensional forest structure information, acquiring comprehensive lidar coverage is often cost prohibitive. Thus we developed a lidar sampling framework to support AGB estimation from Landsat images. We compared two sampling strategies—systematic and classification-based—and found that the systematic sampling selection method was highly dependent on site conditions and had higher model variability. The classification-based lidar sampling strategy was easy to apply and provides a framework that is readily transferable to new study sites. The performance of Sentinel-2 and Landsat 8 data for quantifying AGB in a temperate forest using RF regression was also tested. We modeled AGB using three datasets: Sentinel-2, Landsat 8, and a pseudo dataset that retained the spatial resolution of Sentinel-2 but only the spectral bands that matched those on Landsat 8. We found that while RF model parameters impact model outcomes, it is more important to focus attention on variable selection. Our results showed that the incorporation of red-edge information increased AGB estimation accuracy by approximately 6%. The additional spatial resolution improved accuracy by approximately 3%. The variable importance ranks in the RF regression model showed that in addition to the red- edge bands, the shortwave infrared bands were important either individually (in the Sentinel-2 model) or in band indices. With the growing availability of remote sensing datasets, developing tools to appropriately and efficiently apply remote sensing data is increasingly important

Optical remote sensing for biomass estimation in the tropics: the case study of Uganda

This study investigates the capabilities and limitations of freely available optical satellite data at medium resolution to estimate aboveground biomass density of vegetation at national scales in the tropics, and compares this approach with existing methodologies to understand and quantify the sources of variability in the estimations. Uganda was chosen as a case-study because it presents a reliable national biomass reference dataset. As a result of this thesis, aboveground woody biomass for the year circa-2000 was mapped at national scale in Uganda at 30-m spatial resolution on the basis of Landsat ETM+ images, a national land cover dataset and field data using an object-oriented approach. A regression tree-based model (Random Forest) produced good results (cross-validated R² 0.81, RMSE 13 Mg/ha) when trained with a sufficient number of field plots representative of the vegetation variability. This study demonstrated that in certain contexts Landsat data can effectively spatialize field biomass measurements and produce accurate and detailed estimates of biomass distribution at national scale. This approach tended to provide conservative biomass estimates and its limitations were mainly related to the saturation of the optical signal at high biomass density and to the cloud cover. When compared with the Uganda national biomass dataset, the map produced in this study presented higher agreement than other five regional/global biomass maps. The comparative analysis showed strong disagreement between the products, with estimates of total biomass of Uganda ranging from 343 to 2201 Tg and different spatial distribution patterns. Maps based on biome-average biomass values, such as the Intergovernmental Panel on Climate Change default values, and global land cover datasets strongly overestimated biomass stocks, while maps based on satellite data provided conservative estimates. The comparison of the maps predictions with field data confirmed the above findings

Spatial and temporal variations of carbon in global tropical forests using satellite and ground observations

Tropical forests play an important role in the global carbon cycle. Covering 7-10% of the Earth land surface, they contribute to more than half of carbon stock in the world’s forests. Spatial and temporal variations of canopy structure and carbon stock are thus key indicators of ecological processes associated with the changing climate. At macroscales, we evaluated the contributions of climate, soil and topography to the structural variations of pan-tropical forests. Using LiDAR observations from satellite, we built spatial regression models between the LiDAR-derived canopy height and abiotic variables. Results show these factors and spatial contextual information can explain more than 60% of the variations in the heights of these forests. Within the tropics, Amazonian forests contain nearly half of the tropical carbon stocks and thus a vital part to the global carbon budget. The impacts of droughts in Amazonia have been recorded as short-term tree mortality and biomass loss from inventory plots. Using interannual satellite LiDAR measurements from 2003 to 2008, we quantitatively assessed carbon lost after the 2005 Amazon drought. Through careful signal filtering and sampling strategies, we found a significant loss of carbon over the Amazon basin, turning the ecosystem to a net source of carbon at 0.63 PgC/yr (0.16-1.10 PgC). And there was no sign of complete recovery 3 years after the drought. Besides natural disturbances such as droughts, human activities vastly alter the carbon footprint in the tropics. Tropical secondary forests (SF), mainly restored from deforestation, are often identified as a major terrestrial carbon sink. We analyzed changes in SF from 2004 to 2014 in the Brazilian Amazon and found SF contribution to regional carbon sink was negligible, due to significant turnover and frequent clearing activities. But it has the capacity of more than 0.2 PgC/yr net sink to compensate for total emissions from deforestation, if policies to restore secondary forests are implemented and enforced. My dissertation studies provide a clearer picture of abiotic controls over the pan-tropical forests and a better understanding of the carbon dynamics in regions of post-drought Amazonia and secondary forests in the Brazilian Amazon